| 1 |
GUGGENHEIM CAPITAL LLC |
360,715 |
3,250,000 |
22.47% |
|
|
| 2 |
MORGAN STANLEY |
287,846 |
2,599,000 |
17.97% |
|
|
| 3 |
JOHN G ULLMAN & ASSOCIATES INC |
210,471 |
1,901,000 |
13.14% |
|
|
| 4 |
NEW ENGLAND SECURITIES CORP /MA/ |
178,223 |
1,609,000 |
11.12% |
|
|
| 5 |
LPL Financial LLC |
116,128 |
1,049,000 |
7.25% |
|
|
| 6 |
BNP PARIBAS FINANCIAL MARKETS |
79,674 |
720,253 |
4.98% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
74,012 |
668,000 |
4.62% |
|
|
| 8 |
UBS AG |
47,028 |
425,000 |
2.94% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
44,444 |
401,000 |
2.77% |
|
|
| 10 |
Concert Wealth Management Inc. |
36,317 |
323,000 |
2.23% |
|
|
| 11 |
CITIGROUP INC |
32,492 |
293,000 |
2.03% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
26,888 |
243,000 |
1.68% |
|
|
| 13 |
FIFTH THIRD BANCORP |
22,901 |
207,000 |
1.43% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
19,410 |
175,000 |
1.21% |
|
|
| 15 |
First Allied Advisory Services, Inc. |
16,050 |
144,000 |
1.00% |
|
|
| 16 |
WEDBUSH SECURITIES INC |
15,100 |
136,000 |
0.94% |
|
|
| 17 |
NORTHERN TRUST CORP |
10,117 |
91,000 |
0.63% |
|
|
| 18 |
US BANCORP \DE\ |
8,000 |
73,000 |
0.50% |
|
|
| 19 |
MUFG Americas Holdings Corp |
6,000 |
54,000 |
0.37% |
|
|
| 20 |
BANK OF MONTREAL /CAN/ |
5,000 |
45,000 |
0.31% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,000 |
18,060 |
0.12% |
|
|
| 22 |
ROYAL BANK OF CANADA |
1,544 |
14,000 |
0.10% |
|
|
| 23 |
Partnervest Advisory Services LLC |
1,388 |
13,000 |
0.09% |
|
|
| 24 |
MSI Financial Services Inc |
1,000 |
9,000 |
0.06% |
|
|
| 25 |
MACROVIEW INVESTMENT MANAGEMENT LLC |
400 |
4,000 |
0.03% |
|
|
