Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 3,197 holdings with a total value of $39,524,633,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 BLUELINX HLDGS INC 31,289 44,000 0.00%
102 Meet Group, Inc. 16,188 44,000 0.00%
103 USA Technologies Inc 21,043 44,000 0.00%
104 CATALYST PHARMACEUTICALS INC 17,744 45,000 0.00%
105 Noranda Aluminum Holding 13,086 46,000 0.00%
106 ALPHATEC HOLDINGS INC 28,003 46,000 0.00%
107 WIDEPOINT CORP 26,489 47,000 0.00%
108 CYAN INC 11,841 48,000 0.00%
109 HUDSON GLOBAL INC 12,771 50,000 0.00%
110 RADISYS CORP COM 14,253 50,000 0.00%
111 FX ENERGY INC 13,736 50,000 0.00%
112 URANERZ ENERGY CORP 33,628 50,000 0.00%
113 HARVEST NATURAL RESOURCES IN 10,180 51,000 0.00%
114 HARRIS & HARRIS GROUP INC 16,270 52,000 0.00%
115 U S ENERGY CORP WYO 11,958 52,000 0.00%
116 PRIMO WTR CORP COM 10,825 52,000 0.00%
117 WESTELL TECHNOLOGIES INC 21,732 53,000 0.00%
118 URANIUM ENERGY CORP 33,673 53,000 0.00%
119 PLUG POWER INC 11,338 53,000 0.00%
120 TOWERSTREAM CORP 27,255 53,000 0.00%
121 Violin Memory, Inc. 12,124 53,000 0.00%
122 NEOGENOMICS INC 16,343 54,000 0.00%
123 MAGELLAN PETROLEUM CORP 24,409 54,000 0.00%
124 ORION ENERGY SYSTEMS INC 13,383 54,000 0.00%
125 FOREST OIL CORP 23,917 55,000 0.00%
126 AMICUS THERAPEUTICS INC COM 16,717 56,000 0.00%
127 DIGIRAD CORP 15,900 57,000 0.00%
128 HARVARD BIOSCIENCE INC 12,451 57,000 0.00%
129 Quicksilver Resources Inc 21,256 57,000 0.00%
130 BPZ RESOURCES INC COM 18,672 58,000 0.00%
131 Vantage Drilling Company 30,406 58,000 0.00%
132 MOSYS INC 18,534 58,000 0.00%
133 REXAHN PHARMACEUTICALS INC 66,123 58,000 0.00%
134 Odyssey Marine Exploration Inc 34,896 59,000 0.00%
135 Support.Com Inc 21,894 59,000 0.00%
136 ACTIVE POWER INC COM NEW 21,291 59,000 0.00%
137 IGI LABS INC 11,631 61,000 0.00%
138 REPUBLIC FIRST BANCORP INC 12,154 61,000 0.00%
139 UQM TECHNOLOGIES INC COM 26,894 61,000 0.00%
140 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 17,837 61,000 0.00%
141 MARIN SOFTWARE INC 5,137 61,000 0.00%
142 Capstone Turbine 41,589 63,000 0.00%
143 GSI Technology Inc 10,752 64,000 0.00%
144 RENTECH INC 25,332 66,000 0.00%
145 FUELCELL ENERGY INC COM 27,296 66,000 0.00%
146 INFORMATION SERVICES GROUP I 13,806 66,000 0.00%
147 Mechel Open Joint Stock Co. AD 29,997 66,000 0.00%
148 MATTSON TECHNOLOGY INC 30,285 66,000 0.00%
149 TRC COS INC 10,705 67,000 0.00%
150 LIFEVANTAGE CORPORATION 46,939 68,000 0.00%
Page 3 of 64

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-14-001455, filed 2014.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.