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MATTSON TECHNOLOGY INC
MATTSON TECHNOLOGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 74 Institutional holders with a total value of $91,869,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PARADIGM CAPITAL MANAGEMENT INC/NY 3,710,800 8,127,000 8.85%
2 Firsthand Capital Management, Inc. 3,280,000 7,183,000 7.82%
3 DONALD SMITH & CO., INC. 3,012,550 6,597,000 7.18%
4 Invicta Capital Management, LLC 3,000,000 6,570,000 7.15%
5 AMERIPRISE FINANCIAL INC 2,880,208 6,307,000 6.87%
6 PUTNAM INVESTMENTS LLC 2,388,400 5,231,000 5.69%
7 Adirondack Research & Management Inc. 2,321,769 5,085,000 5.54%
8 BlackRock Institutional Trust Company, N.A. 1,921,530 4,208,000 4.58%
9 ROYCE & ASSOCIATES LP 1,770,500 3,877,000 4.22%
10 VANGUARD GROUP INC 1,728,516 3,785,000 4.12%
11 Hood River Capital Management LLC 1,143,785 2,505,000 2.73%
12 Crosspoint Capital Strategies, LLC 1,086,021 2,292,000 2.49%
13 FEDERATED HERMES, INC. 1,000,000 2,190,000 2.38%
14 KENNEDY CAPITAL MANAGEMENT LLC 993,926 2,177,000 2.37%
15 Catalyst Capital Advisors LLC 980,000 2,146,000 2.34%
16 TFS CAPITAL LLC 974,545 2,134,000 2.32%
17 Potomac Capital Management, Inc. 891,116 1,952,000 2.12%
18 GRUBER & MCBAINE CAPITAL MANAGEMENT LLC 850,000 1,862,000 2.03%
19 KEANE CAPITAL MANAGEMENT INC 769,166 1,684,000 1.83%
20 BRIGHTFIELD CAPITAL MANAGEMENT LLC 540,000 1,183,000 1.29%
21 Nationwide Fund Advisors 537,443 1,177,000 1.28%
22 FULLER & THALER ASSET MANAGEMENT, INC. 496,600 1,088,000 1.18%
23 DIMENSIONAL FUND ADVISORS LP 407,655 893,000 0.97%
24 ESSEX INVESTMENT MANAGEMENT CO LLC 406,584 890,000 0.97%
25 EAGLE ASSET MANAGEMENT INC 391,735 857,000 0.93%
26 MUNDER CAPITAL MANAGEMENT 375,500 822,000 0.89%
27 TANAKA CAPITAL MANAGEMENT INC 373,249 817,000 0.89%
28 WHITEBOX ADVISORS LLC 337,100 738,000 0.80%
29 GEODE CAPITAL MANAGEMENT, LLC 334,224 731,000 0.80%
30 BRIDGEWAY CAPITAL MANAGEMENT, LLC 289,100 633,000 0.69%
31 BlackRock Fund Advisors 225,194 493,000 0.54%
32 RAYMOND JAMES & ASSOCIATES 203,420 445,000 0.48%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 198,096 434,000 0.47%
34 CITADEL ADVISORS LLC 155,591 341,000 0.37%
35 AQR CAPITAL MANAGEMENT LLC 155,168 340,000 0.37%
36 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 154,885 339,000 0.37%
37 D. E. Shaw & Co., Inc. 149,756 328,000 0.36%
38 NORTHERN TRUST CORP 138,287 303,000 0.33%
39 PARAMETRIC PORTFOLIO ASSOCIATES LLC 123,632 271,000 0.29%
40 ZPR Investment Management 119,134 261,000 0.28%
41 AMERICAN INTERNATIONAL GROUP, INC. 109,282 239,328 0.26%
42 MILLENNIUM MANAGEMENT LLC 102,681 225,000 0.24%
43 REGIONS FINANCIAL CORP 94,570 207,000 0.23%
44 ALGERT GLOBAL LLC 87,122 191,000 0.21%
45 COWEN INC. 82,500 180,000 0.20%
46 PRICE T ROWE ASSOCIATES INC /MD/ 79,243 174,000 0.19%
47 Bank of New York Mellon Corp 75,806 166,000 0.18%
48 SUNTRUST BANKS INC 66,825 146,000 0.16%
49 THOMPSON DAVIS & CO., INC. 52,500 113,000 0.12%
50 Connor, Clark & Lunn Investment Management Ltd. 47,100 110,000 0.12%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.