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Capstone Turbine
Capstone Turbine . Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 124 Institutional holders with a total value of $212,958,810.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 19,145,984 28,911,000 13.58%
2 PLATINUM INVESTMENT MANAGEMENT LTD 17,089,489 25,805,000 12.12%
3 GILDER GAGNON HOWE & CO LLC 16,912,348 25,538,000 11.99%
4 VANGUARD GROUP INC 10,097,274 15,247,000 7.16%
5 BlackRock Institutional Trust Company, N.A. 9,356,004 14,128,000 6.63%
6 BlackRock Fund Advisors 8,549,246 12,909,000 6.06%
7 MACKENZIE FINANCIAL CORP 5,569,300 8,410,000 3.95%
8 STATE STREET CORP 5,025,034 7,588,000 3.56%
9 ROYCE & ASSOCIATES LP 4,685,000 7,074,000 3.32%
10 BTG Pactual Global Asset Management Ltd 4,675,000 7,060,000 3.32%
11 NORTHERN TRUST CORP 3,749,006 5,661,000 2.66%
12 LORD, ABBETT & CO. LLC 3,197,042 4,828,000 2.27%
13 GEODE CAPITAL MANAGEMENT, LLC 2,349,635 3,547,000 1.67%
14 Bodri Capital Management, LLC 1,749,901 2,642,000 1.24%
15 CANADA LIFE ASSURANCE Co 1,751,500 2,637,000 1.24%
16 Bank of New York Mellon Corp 1,689,027 2,550,000 1.20%
17 TIAA CREF INVESTMENT MANAGEMENT LLC 1,291,628 1,950,000 0.92%
18 Adirondack Research & Management Inc. 1,098,041 1,658,000 0.78%
19 MILLER HOWARD INVESTMENTS INC /NY 1,063,557 1,606,000 0.75%
20 BlackRock Investment Management, LLC 952,689 1,439,000 0.68%
21 Invicta Capital Management, LLC 950,000 1,435,000 0.67%
22 Teton Advisors, Inc. 897,800 1,356,000 0.64%
23 MORGAN STANLEY 874,718 1,322,000 0.62%
24 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 797,900 1,205,000 0.57%
25 FIRST TRUST ADVISORS LP 769,772 1,162,000 0.55%
26 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 750,000 1,132,000 0.53%
27 ESSEX INVESTMENT MANAGEMENT CO LLC 743,592 1,123,000 0.53%
28 BlackRock Group LTD 690,211 1,042,000 0.49%
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 681,189 1,029,000 0.48%
30 Invesco Ltd. 639,657 966,000 0.45%
31 GAM Holding AG 603,016 911,000 0.43%
32 DELTA LLOYD NV 600,000 906,000 0.43%
33 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 600,318 906,000 0.43%
34 WOLVERINE ASSET MANAGEMENT LLC 590,000 890,000 0.42%
35 BANK OF AMERICA CORP /DE/ 552,503 834,000 0.39%
36 TEACHERS ADVISORS, LLC 486,096 734,000 0.34%
37 UBS AG 479,110 724,000 0.34%
38 AQR CAPITAL MANAGEMENT LLC 440,093 665,000 0.31%
39 FIRST MERCANTILE TRUST CO 414,598 626,000 0.29%
40 Robert W. Baird & Co. Inc 398,227 601,000 0.28%
41 SIGNIA CAPITAL MANAGEMENT LLC 388,723 587,000 0.28%
42 BHF Kleinwort Benson Group S.A. 385,000 581,000 0.27%
43 Geduld E E 375,000 566,000 0.27%
44 TBP Investments Management, LLC 350,000 529,000 0.25%
45 Swiss National Bank 347,700 525,000 0.25%
46 CREDIT SUISSE AG/ 321,964 485,000 0.23%
47 SG Americas Securities, LLC 317,337 479,000 0.22%
48 VOYA INVESTMENT MANAGEMENT LLC 292,618 442,000 0.21%
49 Seamans Capital Management, LLC 288,400 435,000 0.20%
50 RHUMBLINE ADVISERS 256,645 388,000 0.18%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.