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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
5751 NORTHWEST BANCSHARES INC MD COM 4,264 52 0.00%
5752 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 17,199 52 0.00%
5753 GOLDCORP INC NEW 2,241 52 0.00%
5754 PATRICK INDS INC 1,212 51 0.00%
5755 HAWKINS INC 1,427 51 0.00%
5756 PS BUSINESS PKS INC CALIF 675 51 0.00%
5757 CAL MAINE FOODS INC 571 51 0.00%
5758 NEW AMER HIGH INCOME FD INC 5,468 51 0.00%
5759 BLACKBAUD INC 1,300 51 0.00%
5760 BLACKROCK CORE BD TR 3,794 51 0.00%
5761 VERISK ANALYTICS INC 818 50 0.00%
5762 CHEMED CORP NEW 485 50 0.00%
5763 QUALITY SYS INC 3,658 50 0.00%
5764 SELECT MED HLDGS CORP COM 4,189 50 0.00%
5765 Warren Resources Inc 9,388 50 0.00%
5766 ARRAY BIOPHARMA INC 14,125 50 0.00%
5767 ACCO BRANDS CORPORATION COM 7,253 50 0.00%
5768 SUCAMPO PHARMACEUTICALS INC 7,471 49 0.00%
5769 EMERALD OIL INC 7,974 49 0.00%
5770 ALPHA NATURAL RESOURCES 19,766 49 0.00%
5771 SENOMYX INC 5,922 49 0.00%
5772 WILSHIRE BANCORP INC 5,276 49 0.00%
5773 NAUTILUS INC COM 4,089 49 0.00%
5774 CLEAN ENERGY FUELS CORPORATION COM 6,315 49 0.00%
5775 DARLING INGREDIENTS INC 2,655 49 0.00%
5776 Equity One Inc Com 2,270 49 0.00%
5777 APPLIED MICRO CIRCUITS ORD 6,954 49 0.00%
5778 Volcano Corp 4,599 49 0.00%
5779 ALTISOURCE ASSET MGMT CORP 71 48 0.00%
5780 TUESDAY MORNING CORP 2,479 48 0.00%
5781 COHEN STEERS TOTAL RETURN 4,024 48 0.00%
5782 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 3,467 48 0.00%
5783 GASLOG LTD 2,172 48 0.00%
5784 VERIFONE SYS INC 1,400 48 0.00%
5785 RAMBUS INC DEL 3,808 48 0.00%
5786 PENNSYLVANIA REAL ESTATE INV 2,363 47 0.00%
5787 CALLON PETE CO DEL COM 5,331 47 0.00%
5788 IONIS PHARMACEUTICAL 1,223 47 0.00%
5789 AMERICAN INTL GROUP INC 868 47 0.00%
5790 HCI GROUP INC 1,309 47 0.00%
5791 PLUG POWER INC 10,315 47 0.00%
5792 IROBOT CORP 1,502 46 0.00%
5793 DAVITA INC 623 46 0.00%
5794 WEX INC COM 421 46 0.00%
5795 KIRKLANDS INC COM 2,841 46 0.00%
5796 VERINT SYS INC 823 46 0.00%
5797 FRANKLIN STREET PPTY CP 4,143 46 0.00%
5798 NORTHWEST PIPE CO 1,348 46 0.00%
5799 SWIFT TRANSN CO 2,206 46 0.00%
5800 WOLVERINE WORLD WIDE INC COM 1,826 46 0.00%
Page 116 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%