| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,086,199 | 14,522,000 | 20.15% | ||
| 2 | UBS AG | 681,995 | 9,118,000 | 12.65% | ||
| 3 | WELLS FARGO & COMPANY/MN | 664,323 | 8,882,000 | 12.32% | ||
| 4 | Karpus Management, Inc. | 496,774 | 6,642,000 | 9.22% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 428,593 | 5,730,000 | 7.95% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 381,972 | 5,107,000 | 7.09% | ||
| 7 | MORGAN STANLEY | 305,934 | 4,089,000 | 5.67% | ||
| 8 | Invesco Ltd. | 268,109 | 3,584,000 | 4.97% | PRN | |
| 9 | AQR CAPITAL MANAGEMENT LLC | 217,657 | 2,910,000 | 4.04% | ||
| 10 | Bartlett & Co. LLC | 171,047 | 2,287,000 | 3.17% | ||
| 11 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 122,339 | 1,636,000 | 2.27% | ||
| 12 | ProVise Management Group, LLC | 113,438 | 1,517,000 | 2.10% | ||
| 13 | LPL Financial LLC | 49,097 | 658,000 | 0.91% | ||
| 14 | ROYAL BANK OF CANADA | 28,683 | 383,000 | 0.53% | ||
| 15 | STIFEL FINANCIAL CORP | 28,496 | 381,000 | 0.53% | ||
| 16 | Robert W. Baird & Co. Inc | 27,775 | 371,000 | 0.51% | SH | |
| 17 | Capital Investment Advisors, LLC | 26,655 | 356,000 | 0.49% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 24,246 | 324,000 | 0.45% | ||
| 19 | Atria Investments, Inc | 23,503 | 314,000 | 0.44% | ||
| 20 | NATIONAL PLANNING CORP | 20,400 | 273,000 | 0.38% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,963 | 240,000 | 0.33% | ||
| 22 | HighTower Advisors, LLC | 16,400 | 219,000 | 0.30% | ||
| 23 | NWAM LLC | 16,300 | 218,000 | 0.30% | ||
| 24 | DOLIVER ADVISORS, LP | 15,153 | 203,000 | 0.28% | ||
| 25 | Winslow, Evans & Crocker, Inc. | 14,684 | 196,314 | 0.27% | ||
| 26 | Kamunting Street Capital Management, L.P. | 14,324 | 192,000 | 0.27% | ||
| 27 | PNC FINANCIAL SERVICES GROUP, INC. | 13,876 | 186,000 | 0.26% | ||
| 28 | Commonwealth Equity Services, Inc | 12,975 | 173,000 | 0.24% | ||
| 29 | OPPENHEIMER & CO INC | 12,520 | 167,000 | 0.23% | ||
| 30 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 10,985 | 147,000 | 0.20% | ||
| 31 | GUGGENHEIM CAPITAL LLC | 10,915 | 146,000 | 0.20% | ||
| 32 | FIFTH THIRD BANCORP | 10,721 | 143,000 | 0.20% | ||
| 33 | AMERIPRISE FINANCIAL INC | 8,850 | 118,000 | 0.16% | ||
| 34 | OPTIMUM INVESTMENT ADVISORS | 7,614 | 100,000 | 0.14% | ||
| 35 | Capital Advisors, Ltd. LLC | 6,444 | 86,000 | 0.12% | ||
| 36 | Winfield Associates, Inc. | 5,000 | 67,000 | 0.09% | ||
| 37 | US BANCORP \DE\ | 4,822 | 65,000 | 0.09% | ||
| 38 | Corbenic Partners LLC | 4,745 | 63,000 | 0.09% | ||
| 39 | WOLVERINE ASSET MANAGEMENT LLC | 3,776 | 50,000 | 0.07% | ||
| 40 | Regal Investment Advisors LLC | 3,625 | 48,000 | 0.07% | ||
| 41 | THOMPSON DAVIS & CO., INC. | 3,000 | 40,000 | 0.06% | ||
| 42 | FIRST MANHATTAN CO. LLC. | 1,666 | 22,000 | 0.03% | ||
| 43 | NEXT Financial Group, Inc | 1,355 | 18,000 | 0.02% | ||
| 44 | Gary Goldberg Planning Services Inc | 1,365 | 18,000 | 0.02% | ||
| 45 | Transamerica Financial Advisors, LLC | 1,084 | 15,000 | 0.02% | ||
| 46 | Advisors Asset Management, Inc. | 1,034 | 14,000 | 0.02% | ||
| 47 | MSI Financial Services Inc | 1,000 | 13,000 | 0.02% | ||
| 48 | DEUTSCHE BANK AG\ | 500 | 6,000 | 0.01% | ||
| 49 | WFG Advisors, LP | 415 | 6,000 | 0.01% | ||
| 50 | Creative Planning | 350 | 5,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
