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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
5951 LIMONEIRA CO 1,406 33 0.00%
5952 Washington Prime Group 1,903 33 0.00%
5953 WATTS WATER TECHNOLOGIES INC 564 33 0.00%
5954 TATA MTRS LTD 764 33 0.00%
5955 Yadkin Finl Corp Com 1,802 33 0.00%
5956 WHITESTONE REIT 2,281 32 0.00%
5957 FEI COMPANY 427 32 0.00%
5958 MONMOUTH REAL ESTATE INVT CO 3,128 32 0.00%
5959 DUKE REALTY CORP 1,890 32 0.00%
5960 RESOURCE CAP CORP 6,514 32 0.00%
5961 AMERICAN RESIDENTIAL PPTYS I 1,720 32 0.00%
5962 TRUSTCO BK CORP N Y 5,040 32 0.00%
5963 DANA INCORPORATED 1,657 32 0.00%
5964 MARKET VECTORS INDIA SC ETF 725 32 0.00%
5965 DEXCOM INC 776 31 0.00%
5966 Qorvo Inc 2,723 31 0.00%
5967 HAVERTY FURNITURE COS INC COM 1,402 31 0.00%
5968 NAUTILUS INC COM 2,606 31 0.00%
5969 STEELCASE INC 1,923 31 0.00%
5970 EMBOTELLADORA ANDINA S A 1,610 31 0.00%
5971 LANDAUER INC CM 926 31 0.00%
5972 VERA BRADLEY INC 1,516 31 0.00%
5973 SONUS NETWORKS INC 8,714 30 0.00%
5974 K12 INC 1,898 30 0.00%
5975 ORBCOMM INCORPORATED 5,176 30 0.00%
5976 WERNER ENTERPRISES INC 1,185 30 0.00%
5977 Mechel Open Joint Stock Co. AD 26,202 30 0.00%
5978 GLADSTONE COMMERCIAL CORP 1,776 30 0.00%
5979 SOTHEBYS 849 30 0.00%
5980 INNOVIVA INC COM 1,748 30 0.00%
5981 RETAIL PPTYS AMER INC CL A 2,034 30 0.00%
5982 RETAIL OPPORTUNITY INVTS COR 2,026 30 0.00%
5983 SMART TECHNOLOGIES INC 18,581 30 0.00%
5984 FLUSHING FINL CORP 1,617 30 0.00%
5985 Karyopharm 867 30 0.00%
5986 CENTRAL GARDEN & PET CO 3,604 29 0.00%
5987 CARRIZO OIL & GAS INC 543 29 0.00%
5988 ENANTA PHARMACEUTICALS INC 732 29 0.00%
5989 LEE ENTERPRISES INC 8,529 29 0.00%
5990 AMERICAN SCIENCE & ENGR INC 531 29 0.00%
5991 Lifepoint Hospitals Inc 674 29 0.00%
5992 MUELLER WTR PRODUCTS INCORPORATED COM SER A 3,458 29 0.00%
5993 DR REDDYS LABS LTD 552 29 0.00%
5994 SMITH & WESSON HLDG 3,093 29 0.00%
5995 ACI WORLDWIDE INC 1,554 29 0.00%
5996 GALENA BIOPHARMA INC 14,281 29 0.00%
5997 AMREIT INC NEW 1,280 29 0.00%
5998 NAVIOS MARITIME HOLDINGS INC 4,804 29 0.00%
5999 AG MTG INVT TR INC 1,589 28 0.00%
6000 PMC-SIERRA INC 3,753 28 0.00%
Page 120 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%