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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6301 NEUBERGER BERMAN HIGH YIELD 729 9 0.00%
6302 REGAL BELOIT CORP 143 9 0.00%
6303 VCA 237 9 0.00%
6304 QUESTAR CORP COM 386 9 0.00%
6305 U.S. GEOTHERMAL INC 15,240 9 0.00%
6306 HEMISPHERX BIOPHARMA INC 24,183 8 0.00%
6307 BRADY CORP CL A 357 8 0.00%
6308 PMFG INC 1,667 8 0.00%
6309 VALMONT INDS INC 51 7 0.00%
6310 GUESS INC 313 7 0.00%
6311 FLOWERS FOODS INC 366 7 0.00%
6312 InterDigital Inc 272 7 0.00%
6313 HEALTH NET INC 159 7 0.00%
6314 UNITED STATIONERS INC 180 7 0.00%
6315 AVISTA CORP 245 7 0.00%
6316 UNIVERSAL CORP VA 158 7 0.00%
6317 LIFEPOINT HEALTH INC 94 7 0.00%
6318 OWENS & MINOR INC NEW 219 7 0.00%
6319 BILL BARRETT CP 295 7 0.00%
6320 SYNOVUS FINL CORP 300 7 0.00%
6321 EMCOR GROUP INC 167 7 0.00%
6322 Exterran Holdings Inc 159 7 0.00%
6323 Equity One Inc Com 301 7 0.00%
6324 SILGAN HOLDINGS INC 141 7 0.00%
6325 MAST THERAPEUTICS INC 13,388 7 0.00%
6326 RELIANCE STEEL & ALUMINUM CO 101 7 0.00%
6327 TIMKEN CO COM 154 7 0.00%
6328 TRINA SOLAR ADR REPTG 50 ORD 573 7 0.00%
6329 VECTREN CORP 179 7 0.00%
6330 ITRON INC 170 7 0.00%
6331 MANTECH INTERNATIONAL CORP CL A 235 6 0.00%
6332 CYTORI THERAPEUTIC INC 8,749 6 0.00%
6333 CLOUD PEAK ENERGY INC COM 456 6 0.00%
6334 SANMINA CORPORATION COM 293 6 0.00%
6335 INVESCO BD FD 319 6 0.00%
6336 MEDNAX INC 118 6 0.00%
6337 INTUIT 68 6 0.00%
6338 MANPOWERGROUP INC 83 6 0.00%
6339 WNS HOLDINGS LTD 267 6 0.00%
6340 SPX CORP 68 6 0.00%
6341 LXP INDUSTRIAL TRUST COM 646 6 0.00%
6342 ROCK CREEK PHARMACEUTICALS INCORPORATED 20,834 6 0.00%
6343 WET SEAL INC 10,684 6 0.00%
6344 BLACKROCK INCOME TR INC 903 6 0.00%
6345 AAR CORP COM 265 6 0.00%
6346 CYTORI THERAPEUTIC INC 8,006 5 0.00%
6347 SKYWEST INC 581 5 0.00%
6348 MERCURY GENL CORP NEW 100 5 0.00%
6349 VISTA GOLD CORP 11,459 5 0.00%
6350 GENERAL CABLE CORP DEL NEW 313 5 0.00%
Page 127 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%