| 1 |
Saba Capital Management, L.P. |
1,085,894 |
14,019,000 |
23.22% |
|
|
| 2 |
GUGGENHEIM CAPITAL LLC |
683,794 |
8,830,000 |
14.63% |
|
|
| 3 |
THIRD AVENUE MANAGEMENT LLC |
504,626 |
6,515,000 |
10.79% |
|
|
| 4 |
Invesco Ltd. |
391,187 |
5,050,000 |
8.36% |
|
|
| 5 |
Advisors Asset Management, Inc. |
339,288 |
4,380,000 |
7.25% |
|
|
| 6 |
CREDIT SUISSE AG/ |
323,229 |
4,173,000 |
6.91% |
|
|
| 7 |
Pine River Capital Management L.P. |
269,444 |
3,479,000 |
5.76% |
|
|
| 8 |
Carlson Capital, L.P. |
151,800 |
1,960,000 |
3.25% |
|
|
| 9 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
140,938 |
1,820,000 |
3.01% |
|
|
| 10 |
MORGAN STANLEY |
134,693 |
1,739,000 |
2.88% |
|
|
| 11 |
Kamunting Street Capital Management, L.P. |
84,776 |
1,094,000 |
1.81% |
|
|
| 12 |
Capital Investment Advisors, LLC |
77,885 |
1,005,000 |
1.66% |
|
|
| 13 |
Eos Management, L.P. |
67,058 |
866,000 |
1.43% |
|
|
| 14 |
SUNTRUST BANKS INC |
59,625 |
769,000 |
1.27% |
|
|
| 15 |
CORNERSTONE ADVISORS INC |
52,274 |
675,000 |
1.12% |
|
|
| 16 |
WOLVERINE ASSET MANAGEMENT LLC |
36,632 |
472,000 |
0.78% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
36,386 |
469,000 |
0.78% |
|
|
| 18 |
AQR CAPITAL MANAGEMENT LLC |
29,903 |
386,000 |
0.64% |
|
|
| 19 |
UBS AG |
26,740 |
345,000 |
0.57% |
|
|
| 20 |
DOLIVER ADVISORS, LP |
24,522 |
317,000 |
0.53% |
|
|
| 21 |
WELLS FARGO & COMPANY/MN |
24,252 |
313,000 |
0.52% |
|
|
| 22 |
LPL Financial LLC |
22,006 |
284,000 |
0.47% |
|
|
| 23 |
Shaker Financial Services, LLC |
21,800 |
281,000 |
0.47% |
|
|
| 24 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
20,887 |
270,000 |
0.45% |
|
|
| 25 |
OPPENHEIMER & CO INC |
15,661 |
202,000 |
0.33% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
11,894 |
154,000 |
0.26% |
|
|
| 27 |
AMERIPRISE FINANCIAL INC |
9,690 |
125,000 |
0.21% |
|
|
| 28 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
6,255 |
81,000 |
0.13% |
|
|
| 29 |
EFG Private Wealth Management (Americas) Corp. |
5,827 |
78,000 |
0.13% |
|
|
| 30 |
US BANCORP \DE\ |
3,729 |
48,000 |
0.08% |
|
|
| 31 |
BARCLAYS PLC |
3,600 |
43,000 |
0.07% |
|
|
| 32 |
WFG Advisors, LP |
2,600 |
34,000 |
0.06% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,476 |
31,965 |
0.05% |
|
|
| 34 |
Thomas J. Herzfeld Advisors, Inc. |
1,743 |
23,000 |
0.04% |
|
|
| 35 |
NEW ENGLAND SECURITIES CORP /MA/ |
800 |
10,000 |
0.02% |
|
|
| 36 |
NEXT Financial Group, Inc |
700 |
9,000 |
0.01% |
|
|
| 37 |
Estabrook Capital Management |
667 |
8,611 |
0.01% |
|
|
| 38 |
Highlander Capital Management, LLC |
577 |
7,449 |
0.01% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
400 |
5,000 |
0.01% |
|
|
| 40 |
Ground Swell Capital, LLC |
300 |
4,000 |
0.01% |
|
|
| 41 |
Creative Planning |
24 |
0 |
0.00% |
|
|
| 42 |
Tower Research Capital LLC (TRC) |
20 |
0 |
0.00% |
|
|
