| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 5,371,471 | 34,109,000 | 23.67% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 4,342,004 | 27,572,000 | 19.13% | ||
| 3 | 1607 Capital Partners, LLC | 3,195,348 | 20,290,000 | 14.08% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,702,106 | 17,158,000 | 11.91% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 921,131 | 5,849,000 | 4.06% | ||
| 6 | MORGAN STANLEY | 910,235 | 5,780,000 | 4.01% | ||
| 7 | ROYAL BANK OF CANADA | 827,224 | 5,252,000 | 3.64% | ||
| 8 | Invesco Ltd. | 798,212 | 5,069,000 | 3.52% | PRN | |
| 9 | Saba Capital Management, L.P. | 650,515 | 4,131,000 | 2.87% | ||
| 10 | LPL Financial LLC | 617,681 | 3,928,000 | 2.73% | ||
| 11 | WFG Advisors, LP | 598,784 | 3,802,000 | 2.64% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 399,178 | 2,534,000 | 1.76% | ||
| 13 | UBS AG | 341,020 | 2,166,000 | 1.50% | ||
| 14 | HighTower Advisors, LLC | 139,670 | 887,000 | 0.62% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 89,022 | 565,000 | 0.39% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 84,922 | 539,000 | 0.37% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 56,173 | 357,000 | 0.25% | ||
| 18 | Capital Investment Advisors, LLC | 51,459 | 327,000 | 0.23% | ||
| 19 | Global Endowment Management, LP | 41,321 | 262,000 | 0.18% | ||
| 20 | Shaker Financial Services, LLC | 40,433 | 257,000 | 0.18% | ||
| 21 | Point View Wealth Management, Inc. | 33,066 | 210,000 | 0.15% | ||
| 22 | People's United Financial, Inc. | 31,700 | 201,000 | 0.14% | ||
| 23 | Clear Harbor Asset Management, LLC | 31,525 | 200,000 | 0.14% | ||
| 24 | Commonwealth Equity Services, Inc | 30,980 | 197,000 | 0.14% | ||
| 25 | STIFEL FINANCIAL CORP | 30,961 | 197,000 | 0.14% | ||
| 26 | WESBANCO BANK INC | 29,430 | 187,000 | 0.13% | ||
| 27 | PAYDEN & RYGEL | 28,900 | 184,000 | 0.13% | ||
| 28 | Virtu KCG Holdings LLC | 26,625 | 169,000 | 0.12% | ||
| 29 | GOLDMAN SACHS GROUP INC | 25,417 | 161,000 | 0.11% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 23,361 | 148,000 | 0.10% | ||
| 31 | Paloma Partners Management Co | 22,000 | 140,000 | 0.10% | ||
| 32 | Texan Capital Management | 21,200 | 135,000 | 0.09% | ||
| 33 | Allen Investment Management, LLC | 21,202 | 135,000 | 0.09% | ||
| 34 | ProVise Management Group, LLC | 20,910 | 133,000 | 0.09% | ||
| 35 | Mariner, LLC | 20,080 | 128,000 | 0.09% | ||
| 36 | NATIONAL PENN INVESTORS TRUST CO /PA | 15,000 | 95,000 | 0.07% | ||
| 37 | TFS CAPITAL LLC | 14,661 | 93,000 | 0.06% | ||
| 38 | OPPENHEIMER & CO INC | 13,490 | 86,000 | 0.06% | ||
| 39 | NWAM LLC | 11,777 | 75,000 | 0.05% | ||
| 40 | Concert Wealth Management Inc. | 11,684 | 74,000 | 0.05% | ||
| 41 | WealthTrust Axiom LLC | 11,000 | 69,000 | 0.05% | ||
| 42 | BARCLAYS PLC | 9,743 | 59,000 | 0.04% | ||
| 43 | CITIGROUP INC | 7,864 | 50,000 | 0.03% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,578 | 23,000 | 0.02% | ||
| 45 | CITY HOLDING CO | 2,700 | 17,000 | 0.01% | ||
| 46 | US BANCORP \DE\ | 2,500 | 16,000 | 0.01% | ||
| 47 | Capital Advisors, Ltd. LLC | 2,403 | 15,000 | 0.01% | ||
| 48 | Waverly Advisors, LLC | 2,200 | 14,000 | 0.01% | ||
| 49 | Gary Goldberg Planning Services Inc | 2,000 | 13,000 | 0.01% | ||
| 50 | NEW ENGLAND SECURITIES CORP /MA/ | 1,499 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
