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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
6301 VCA INCORPORATED 237 9 0.00%
6302 Education Management Corporation 8,059 9 0.00%
6303 MAGELLAN HEALTH INC COM NEW 172 9 0.00%
6304 NEUBERGER BERMAN HIGH YIELD 729 9 0.00%
6305 U.S. GEOTHERMAL INC 15,240 9 0.00%
6306 BRADY CORP 357 8 0.00%
6307 HEMISPHERX BIOPHARMA INC 24,183 8 0.00%
6308 PMFG INC 1,667 8 0.00%
6309 BILL BARRETT CP 295 7 0.00%
6310 EMCOR GROUP INC 167 7 0.00%
6311 GUESS INC 313 7 0.00%
6312 MAST THERAPEUTICS INC COM 13,388 7 0.00%
6313 VALMONT INDS INC 51 7 0.00%
6314 InterDigital Inc 272 7 0.00%
6315 SYNOVUS FINL CORP 300 7 0.00%
6316 AVISTA CORP 245 7 0.00%
6317 Exterran Holdings Inc 159 7 0.00%
6318 FLOWERS FOODS INC 366 7 0.00%
6319 UNIVERSAL CORP VA 158 7 0.00%
6320 SILGAN HOLDINGS INC 141 7 0.00%
6321 UNITED STATIONERS INC 180 7 0.00%
6322 TRINA SOLAR ADR REPTG 50 ORD 573 7 0.00%
6323 ITRON INC 170 7 0.00%
6324 RELIANCE STEEL & ALUMINUM CO 101 7 0.00%
6325 HEALTH NET INC 159 7 0.00%
6326 Equity One Inc Com 301 7 0.00%
6327 LIFEPOINT HEALTH INC 94 7 0.00%
6328 VECTREN CORP 179 7 0.00%
6329 TIMKEN CO COM 154 7 0.00%
6330 OWENS & MINOR INC NEW 219 7 0.00%
6331 SANMINA CORPORATION COM 293 6 0.00%
6332 WNS HOLDINGS LTD 267 6 0.00%
6333 MEDNAX INC 118 6 0.00%
6334 AAR CORP COM 265 6 0.00%
6335 CLOUD PEAK ENERGY INC COM 456 6 0.00%
6336 WET SEAL INC 10,684 6 0.00%
6337 BLACKROCK INCOME TR INC 903 6 0.00%
6338 LXP INDUSTRIAL TRUST COM 646 6 0.00%
6339 MANPOWERGROUP INC 83 6 0.00%
6340 MANTECH INTERNATIONAL CORP CL A 235 6 0.00%
6341 CYTORI THERAPEUTIC INC 8,749 6 0.00%
6342 Invesco Van Kampen Bond Fund 319 6 0.00%
6343 INTUIT 68 6 0.00%
6344 SPX CORP 68 6 0.00%
6345 ROCK CREEK PHARMACEUTICALS INCORPORATED 20,834 6 0.00%
6346 CENTRAIS ELETRICAS BRASILEIR SPON ADR PFD B 1,133 5 0.00%
6347 SKYWEST INC 581 5 0.00%
6348 KBR INC 262 5 0.00%
6349 MERCURY GENL CORP NEW 100 5 0.00%
6350 BRASKEM S A SP ADR PFD A 386 5 0.00%
Page 127 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%