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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
601 ENTERGY CORP NEW 277,747 21,478 0.05%
602 DARDEN RESTAURANTS INC 416,222 21,419 0.05%
603 DECKERS OUTDOOR CORP 220,304 21,409 0.05%
604 KIRBY CORP 181,585 21,400 0.05%
605 New Residential Investment Cor 3,664,102 21,362 0.05%
606 SCIENCE APPLICATNS INTL CP N 482,654 21,348 0.05%
607 WEC ENERGY CORP. 493,823 21,234 0.05%
608 MGM RESORTS INTERNATIONAL 930,357 21,193 0.05%
609 GARMIN LTD 407,581 21,190 0.05%
610 TEMPUR SEALY INTL INC 377,017 21,177 0.05%
611 AMERICAN TOWER CORP NEW 225,560 21,119 0.05%
612 PUBLIC STORAGE 127,001 21,062 0.05%
613 VENTAS INC 339,367 21,024 0.05%
614 HONEYWELL INTL INC 225,618 21,010 0.05%
615 CINTAS CORP 297,040 20,968 0.05%
616 INTERNATIONAL FLAVORS&FRAGRA 218,636 20,963 0.05%
617 VERIZON COMMUNICATIONS INC 418,515 20,922 0.05%
618 COLFAX CORP 366,623 20,887 0.05%
619 BALL CORP 329,032 20,818 0.05%
620 STATE STR CORP 282,561 20,799 0.05%
621 VULCAN MATLS CO 343,488 20,688 0.05%
622 MEADWESTVACO CORP 504,984 20,674 0.05%
623 EATON VANCE TX MNG BY WRT OP 1,392,962 20,655 0.05%
624 NUVEEN CR STRATEGIES INCOME FD COM SHS 2,312,597 20,651 0.05%
625 LEAR CORP 238,847 20,639 0.05%
626 WELLTOWER INC. 330,097 20,588 0.05%
627 EQUITY RESIDENTIAL 334,291 20,586 0.05%
628 GENERAL GROWTH 873,364 20,568 0.05%
629 SOUTHWEST AIRLS CO 607,557 20,517 0.05%
630 NUVEEN CA QUALTY MUN INCOME 1,439,133 20,508 0.05%
631 CLEARBRIDGE ENERGY MLP FD INCORPORATED 734,842 20,485 0.05%
632 SUNPOWER CORP 602,912 20,427 0.05%
633 HCP INC 514,158 20,417 0.05%
634 GRAINGER W W INC 81,121 20,414 0.05%
635 L BRANDS INC 303,992 20,361 0.05%
636 DANAHER CORP DEL 267,715 20,341 0.05%
637 HOST HOTELS & RESORTS INC 951,998 20,306 0.05%
638 TYCO INTL LTD. 455,144 20,286 0.05%
639 AVALONBAY COMM 143,840 20,277 0.05%
640 SPDR INDEX SHS FDS 510,191 20,255 0.05%
641 MASCO CORP 846,493 20,248 0.05%
642 VORNADO REALTY 202,460 20,238 0.05%
643 OCCIDENTAL PETE CORP DEL 210,479 20,236 0.05%
644 MARSH & MCLENNAN COS INC 386,238 20,216 0.05%
645 ROCKWELL COLLINS INC 257,504 20,214 0.05%
646 YUM BRANDS INC 280,796 20,212 0.05%
647 PROLOGIS INC 534,168 20,138 0.05%
648 McGraw Hill Group Inc 238,403 20,133 0.05%
649 CHEVRON CORP NEW 168,523 20,107 0.05%
650 KEYW HLDG CORP 1,815,278 20,095 0.05%
Page 13 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%