| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 1,439,133 | 20,508,000 | 26.60% | ||
| 2 | UBS AG | 782,989 | 11,158,000 | 14.47% | ||
| 3 | Invesco Ltd. | 445,148 | 6,343,000 | 8.23% | ||
| 4 | Advisors Asset Management, Inc. | 392,541 | 5,594,000 | 7.26% | ||
| 5 | MORGAN STANLEY | 385,696 | 5,496,000 | 7.13% | ||
| 6 | WHITTIER TRUST CO | 290,540 | 4,140,000 | 5.37% | ||
| 7 | LPL Financial LLC | 261,664 | 3,744,000 | 4.86% | ||
| 8 | WELLS FARGO & COMPANY/MN | 181,454 | 2,586,000 | 3.35% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 164,276 | 2,341,000 | 3.04% | ||
| 10 | GOLDMAN SACHS GROUP INC | 126,785 | 1,807,000 | 2.34% | ||
| 11 | SIT INVESTMENT ASSOCIATES INC | 117,889 | 1,680,000 | 2.18% | ||
| 12 | MACKAY SHIELDS LLC | 74,048 | 1,055,000 | 1.37% | ||
| 13 | CREDIT SUISSE AG/ | 64,205 | 915,000 | 1.19% | ||
| 14 | Apriem Advisors | 63,390 | 903,000 | 1.17% | ||
| 15 | Tradewinds Capital Management, LLC | 55,600 | 792,000 | 1.03% | ||
| 16 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 54,400 | 775,000 | 1.01% | ||
| 17 | First Allied Advisory Services, Inc. | 51,400 | 731,000 | 0.95% | ||
| 18 | ROYAL BANK OF CANADA | 47,097 | 671,000 | 0.87% | ||
| 19 | AQR CAPITAL MANAGEMENT LLC | 32,935 | 469,000 | 0.61% | ||
| 20 | HighTower Advisors, LLC | 32,618 | 465,000 | 0.60% | ||
| 21 | Creative Planning | 32,561 | 464,000 | 0.60% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 29,796 | 425,000 | 0.55% | ||
| 23 | FIRST TRUST ADVISORS LP | 29,219 | 416,000 | 0.54% | ||
| 24 | OPPENHEIMER & CO INC | 23,280 | 332,000 | 0.43% | ||
| 25 | Virtu KCG Holdings LLC | 22,802 | 325,000 | 0.42% | ||
| 26 | STIFEL FINANCIAL CORP | 18,877 | 269,000 | 0.35% | ||
| 27 | WEDBUSH SECURITIES INC | 18,195 | 259,000 | 0.34% | ||
| 28 | WHITTIER TRUST CO OF NEVADA INC | 16,945 | 241,000 | 0.31% | ||
| 29 | Raymond James Financial Services Advisors, Inc. | 16,458 | 235,000 | 0.30% | ||
| 30 | FIRST FOUNDATION ADVISORS | 16,338 | 233,000 | 0.30% | ||
| 31 | DOLIVER ADVISORS, LP | 14,615 | 208,000 | 0.27% | ||
| 32 | BOSTON PRIVATE BANK & TRUST CO | 12,607 | 180,000 | 0.23% | ||
| 33 | Concert Wealth Management Inc. | 10,783 | 154,000 | 0.20% | ||
| 34 | EP Wealth Advisors, LLC | 10,693 | 152,000 | 0.20% | ||
| 35 | Commonwealth Equity Services, Inc | 10,664 | 152,000 | 0.20% | ||
| 36 | RAND WEALTH, LLC | 10,612 | 151,000 | 0.20% | ||
| 37 | MUFG Americas Holdings Corp | 9,251 | 132,000 | 0.17% | ||
| 38 | REILLY FINANCIAL ADVISORS, LLC | 7,000 | 100,000 | 0.13% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 5,038 | 72,000 | 0.09% | ||
| 40 | CITIGROUP INC | 5,039 | 72,000 | 0.09% | ||
| 41 | D.A. DAVIDSON & CO. | 4,632 | 66,000 | 0.09% | ||
| 42 | SECURITY NATIONAL TRUST CO | 4,243 | 60,000 | 0.08% | ||
| 43 | Tarbox Family Office, Inc. | 3,523 | 50,000 | 0.06% | ||
| 44 | Orion Porfolio Solutions, LLC | 2,955 | 42,000 | 0.05% | ||
| 45 | WFG Advisors, LP | 2,344 | 33,000 | 0.04% | ||
| 46 | Efficient Market Advisors, LLC | 2,046 | 29,000 | 0.04% | ||
| 47 | DEUTSCHE BANK AG\ | 1,715 | 24,000 | 0.03% | ||
| 48 | Gemmer Asset Management LLC | 1,047 | 15,000 | 0.02% | ||
| 49 | AMERIPRISE FINANCIAL INC | 753 | 11,000 | 0.01% | ||
| 50 | NEW ENGLAND SECURITIES CORP /MA/ | 726 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
