Dark
Light
System
Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
951 INVESCO DYNAMIC CR OPPORTUNI 905,822 11,187 0.03%
952 IDEX CORP 154,508 11,182 0.03%
953 CONVERSANT INC 323,836 11,091 0.03%
954 CENTERPOINT ENERGY INC 452,832 11,081 0.03%
955 DISNEY WALT CO 124,372 11,072 0.03%
956 HANCOCK JOHN PREMUIM DIV FD 838,683 11,031 0.03%
957 LUMEN TECHNOLOGIES INC 269,372 11,015 0.03%
958 TERRAFORM PWR INC CL A COM 380,119 10,970 0.03%
959 JARDEN CORP 182,223 10,953 0.03%
960 PFIZER INC 370,128 10,947 0.03%
961 NOBLE CORP PLC 491,630 10,924 0.03%
962 COVANCE INC 138,405 10,892 0.03%
963 ISHARES TR 92,081 10,887 0.03%
964 GOVERNMENT PPTYS INCOME TR 495,688 10,861 0.03%
965 SLM CORP 1,268,453 10,858 0.03%
966 EXXON MOBIL CORP 115,340 10,848 0.03%
967 OCEANEERING INTL INC 166,128 10,827 0.03%
968 AMERICAN ELEC PWR INC 207,207 10,821 0.03%
969 CARDINAL HEALTH INC 144,351 10,815 0.03%
970 ROSETTA RESOURCES INC 241,558 10,764 0.03%
971 VOYA GLBL ADV & PREM OPP FD 874,056 10,750 0.03%
972 BIOMARIN PHARMACEUTICAL INC 148,698 10,730 0.03%
973 EMERSON ELEC CO 171,449 10,729 0.03%
974 SIGNATURE BANK 95,411 10,692 0.03%
975 AGRIUM INC 118,700 10,564 0.03%
976 ANADARKO PETR 104,065 10,556 0.03%
977 INTERNATIONAL BANCSHARES CORP COM 426,969 10,531 0.03%
978 WAL-MART STORES INC 137,693 10,529 0.03%
979 ALLIANCEBERNSTEIN GLOBAL HIG 772,536 10,506 0.03%
980 PLAINS ALL AMERN PIPELINE L 177,774 10,464 0.03%
981 SEMTECH CORP COM 385,071 10,455 0.03%
982 DirectTV Com 120,320 10,410 0.03%
983 MERCK & CO INC 174,852 10,364 0.02%
984 DIAMOND OFFSHR DRILLING 302,106 10,353 0.02%
985 PEOPLES UNITED FINANCIAL INC 712,515 10,309 0.02%
986 DUFF PHELPS UTLITY AND INF 484,672 10,308 0.02%
987 TELEFONICA BRASIL SA 522,858 10,290 0.02%
988 MEADWESTVACO CORP 251,139 10,282 0.02%
989 OCWEN FINL CORP 392,203 10,268 0.02%
990 AMERIPRISE FINANCIAL, INC. 499,644 10,240 0.02%
991 WELLTOWER INC. 164,120 10,236 0.02%
992 FREEPORT-MCMORAN INC 313,427 10,231 0.02%
993 ALLIANZGI EQUITY CONV INCO 514,018 10,214 0.02%
994 NUVEEN EQUITY PREM ADVANTAGE FD COM 781,488 10,207 0.02%
995 BAXTER INTL INC 142,100 10,201 0.02%
996 BOEING CO 80,009 10,191 0.02%
997 IGATE CORP 277,288 10,182 0.02%
998 LINEAR TECHNOLOGY CORP 229,135 10,170 0.02%
999 CALAMOS CONV & HIGH INCOME F 717,120 10,170 0.02%
1000 WESTERN ASSET HGH YLD DFNDFD 612,316 10,168 0.02%
Page 20 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%