| 1 |
GUGGENHEIM CAPITAL LLC |
874,056 |
10,750,000 |
32.62% |
|
|
| 2 |
MORGAN STANLEY |
647,681 |
7,967,000 |
24.18% |
|
|
| 3 |
Invesco Ltd. |
555,050 |
6,827,000 |
20.72% |
|
|
| 4 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
212,544 |
2,614,000 |
7.93% |
|
|
| 5 |
Karpus Management, Inc. |
81,819 |
1,006,000 |
3.05% |
|
|
| 6 |
UBS AG |
62,902 |
774,000 |
2.35% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
45,183 |
556,000 |
1.69% |
|
|
| 8 |
RAYMOND JAMES & ASSOCIATES |
33,373 |
410,000 |
1.24% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
32,273 |
396,000 |
1.20% |
|
|
| 10 |
AMERICAN INTERNATIONAL GROUP, INC. |
19,270 |
237,021 |
0.72% |
|
|
| 11 |
LPL Financial LLC |
18,445 |
220,000 |
0.67% |
|
|
| 12 |
Stratos Wealth Partners, LTD. |
16,283 |
200,000 |
0.61% |
|
|
| 13 |
Janney Montgomery Scott LLC |
12,317 |
151,499 |
0.46% |
|
|
| 14 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,460 |
141,000 |
0.43% |
|
|
| 15 |
Virtu KCG Holdings LLC |
10,530 |
130,000 |
0.39% |
|
|
| 16 |
Creative Planning |
10,200 |
125,000 |
0.38% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
8,940 |
110,000 |
0.33% |
|
|
| 18 |
ROYAL BANK OF CANADA |
5,944 |
73,000 |
0.22% |
|
|
| 19 |
Barrett Asset Management, LLC |
5,703 |
70,000 |
0.21% |
|
|
| 20 |
CITIGROUP INC |
4,403 |
54,000 |
0.16% |
|
|
| 21 |
PRIVATE TRUST CO NA |
3,500 |
43,000 |
0.13% |
|
|
| 22 |
AMERIPRISE FINANCIAL INC |
2,487 |
31,000 |
0.09% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
1,900 |
23,000 |
0.07% |
|
|
| 24 |
WFG Advisors, LP |
1,759 |
22,000 |
0.07% |
|
|
| 25 |
PNC FINANCIAL SERVICES GROUP, INC. |
600 |
8,000 |
0.02% |
|
|
| 26 |
B. Riley Wealth Management, Inc. |
527 |
6,000 |
0.02% |
|
|
| 27 |
FARMERS & MERCHANTS INVESTMENTS INC |
400 |
5,000 |
0.02% |
|
|
| 28 |
MSI Financial Services Inc |
100 |
1,000 |
0.00% |
|
|
