| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,184,242 | 64,026,000 | 28.53% | ||
| 2 | Invesco Ltd. | 2,281,206 | 28,173,000 | 12.55% | PRN | |
| 3 | Advisors Asset Management, Inc. | 1,547,765 | 19,115,000 | 8.52% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 920,955 | 11,374,000 | 5.07% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 867,804 | 10,717,000 | 4.78% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 854,527 | 10,553,000 | 4.70% | ||
| 7 | 1832 Asset Management L.P. | 549,306 | 6,790,000 | 3.03% | ||
| 8 | STEEL PARTNERS HOLDINGS L.P. | 411,217 | 5,079,000 | 2.26% | ||
| 9 | NEWGATE CAPITAL MANAGEMENT LLC | 410,399 | 5,068,000 | 2.26% | ||
| 10 | Saba Capital Management, L.P. | 403,415 | 4,982,000 | 2.22% | ||
| 11 | LPL Financial LLC | 403,962 | 4,965,000 | 2.21% | ||
| 12 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 317,086 | 3,916,000 | 1.74% | ||
| 13 | BB&T SECURITIES, LLC | 30,471 | 3,763,000 | 1.68% | ||
| 14 | Horizon Kinetics LLC | 278,519 | 3,440,000 | 1.53% | ||
| 15 | WELLS FARGO & COMPANY/MN | 234,991 | 2,902,000 | 1.29% | ||
| 16 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 226,161 | 2,793,000 | 1.24% | ||
| 17 | ENVESTNET ASSET MANAGEMENT INC | 216,920 | 2,679,000 | 1.19% | ||
| 18 | Trust Asset Management LLC | 206,665 | 2,676,000 | 1.19% | ||
| 19 | TRUST & FIDUCIARY MANAGEMENT SERVICES INC | 198,593 | 2,453,000 | 1.09% | ||
| 20 | ROBINSON CAPITAL MANAGEMENT, LLC | 188,336 | 2,326,000 | 1.04% | ||
| 21 | CREDIT SUISSE AG/ | 162,194 | 2,003,000 | 0.89% | ||
| 22 | Nuveen Asset Management, LLC | 156,500 | 1,933,000 | 0.86% | ||
| 23 | UBS AG | 141,289 | 1,745,000 | 0.78% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 140,964 | 1,741,000 | 0.78% | ||
| 25 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 130,095 | 1,607,000 | 0.72% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 120,969 | 1,494,000 | 0.67% | ||
| 27 | NATIONAL PLANNING CORP | 107,240 | 1,313,000 | 0.59% | ||
| 28 | ROYAL BANK OF CANADA | 101,395 | 1,252,000 | 0.56% | ||
| 29 | JPMORGAN CHASE & CO | 100,847 | 1,245,000 | 0.55% | ||
| 30 | Shaker Financial Services, LLC | 99,865 | 1,233,000 | 0.55% | ||
| 31 | STIFEL FINANCIAL CORP | 97,649 | 1,206,000 | 0.54% | ||
| 32 | Kamunting Street Capital Management, L.P. | 88,289 | 1,090,000 | 0.49% | ||
| 33 | HUNTINGTON NATIONAL BANK | 72,764 | 899,000 | 0.40% | PRN | |
| 34 | IMA Advisory Services, Inc. | 70,670 | 873,000 | 0.39% | ||
| 35 | FIRST TRUST ADVISORS LP | 56,628 | 699,000 | 0.31% | ||
| 36 | DEUTSCHE BANK AG\ | 46,775 | 577,000 | 0.26% | ||
| 37 | WOLVERINE ASSET MANAGEMENT LLC | 44,683 | 551,000 | 0.25% | ||
| 38 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 41,400 | 511,000 | 0.23% | ||
| 39 | CITIGROUP INC | 38,718 | 478,000 | 0.21% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 38,738 | 478,000 | 0.21% | ||
| 41 | VSR Financial Services, Inc. | 36,629 | 452,000 | 0.20% | ||
| 42 | OTA Financial Group L.P. | 29,535 | 382,000 | 0.17% | ||
| 43 | AQR CAPITAL MANAGEMENT LLC | 30,431 | 376,000 | 0.17% | ||
| 44 | DOLIVER ADVISORS, LP | 24,186 | 299,000 | 0.13% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 24,118 | 297,857 | 0.13% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 22,851 | 283,000 | 0.13% | ||
| 47 | GREAT LAKES ADVISORS, LLC | 19,955 | 246,000 | 0.11% | ||
| 48 | First Allied Advisory Services, Inc. | 15,667 | 193,000 | 0.09% | ||
| 49 | Capital Investment Advisors, LLC | 15,610 | 193,000 | 0.09% | ||
| 50 | STALEY CAPITAL ADVISERS INC | 13,500 | 167,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
