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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1251 PNC FINL SVCS GROUP INC 80,149 6,859 0.02%
1252 GRAND CANYON ED INC 168,102 6,854 0.02%
1253 ENEL AMERICAS S A 434,257 6,853 0.02%
1254 SHIP FINANCE INTERNATIONAL L 405,043 6,853 0.02%
1255 CELGENE CORP 72,239 6,848 0.02%
1256 REXNORD CORP NEW 240,383 6,838 0.02%
1257 APPLE INC 67,800 6,831 0.02% Call
1258 ROBERT HALF INTL INC 139,339 6,827 0.02%
1259 AMGEN INC 48,537 6,818 0.02%
1260 Barings Global Short Duration 299,054 6,813 0.02%
1261 AIR PRODS & CHEMS INC 52,178 6,791 0.02%
1262 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 419,723 6,788 0.02%
1263 PROTECTIVE LIFE CO 97,760 6,786 0.02%
1264 NXP SEMICONDUCTORS N V 98,988 6,773 0.02%
1265 CLOROX CO DEL 70,511 6,771 0.02%
1266 US BANCORP DEL 161,797 6,769 0.02%
1267 ISHARES TR 61,553 6,750 0.02%
1268 BRITISH AMERN TOB PLC 59,675 6,749 0.02%
1269 DAQO NEW ENERGY CORP 157,499 6,743 0.02%
1270 COVANCE INC 85,542 6,732 0.02%
1271 ICON PLC 117,545 6,728 0.02%
1272 SHIRE PLC 25,953 6,723 0.02%
1273 PEMBINA PIPELINE CORP 159,303 6,713 0.02%
1274 Ryanair Hldgs Plc Adr 118,866 6,708 0.02%
1275 NETEASE INC 78,188 6,697 0.02%
1276 SUNEDISON INC 353,400 6,672 0.02% Call
1277 COLGATE PALMOLIVE CO 102,014 6,656 0.02%
1278 IONIS PHARMACEUTICAL 171,349 6,653 0.02%
1279 Vanguard Natural Res LLC 242,210 6,651 0.02%
1280 HATTERAS FINL CORP 369,793 6,642 0.02%
1281 SWIFT TRANSN CO 313,429 6,576 0.02%
1282 UNITED PARCEL SERVICE INC 66,836 6,569 0.02%
1283 REYNOLDS AMERICAN INC 111,297 6,565 0.02%
1284 EATON VANCE FLTING RATE INC 448,559 6,535 0.02%
1285 NORTHROP GRUMMAN CORP 49,599 6,535 0.02%
1286 MEDTRONIC INC 105,304 6,524 0.02%
1287 NUVEEN S&P 500 BUY-WRITE INC 511,467 6,520 0.02%
1288 PARKER HANNIFIN CORP 57,000 6,506 0.02%
1289 WESTERN ASSET GLOBAL CP DEFINE 357,822 6,505 0.02%
1290 PAYCHEX INC 147,052 6,501 0.02%
1291 EMERGE ENERGY SVCS LP 56,352 6,497 0.02%
1292 DYNEGY INCORPORATED NEW D 225,000 6,494 0.02%
1293 BLACKROCK INC 19,748 6,483 0.02%
1294 AMERICAN EXPRESS CO 74,075 6,481 0.02%
1295 WELLS FARGO INCOME OPPORTUNI 716,012 6,480 0.02%
1296 GRAHAM HLDGS CO 9,255 6,475 0.02%
1297 CORELOGIC INC 238,745 6,463 0.02%
1298 EAST WEST BANCORP INC 189,850 6,455 0.02%
1299 Rcs Capital Corp 285,617 6,433 0.02%
1300 BLACKROCK MUNIYIELD FD INC 452,555 6,422 0.02%
Page 26 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%