| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 3,603,249 | 32,609,000 | 29.97% | ||
| 2 | BESSEMER GROUP INC | 1,829,103 | 16,553,000 | 15.21% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 1,803,374 | 16,320,000 | 15.00% | ||
| 4 | Trust Asset Management LLC | 662,273 | 6,331,000 | 5.82% | ||
| 5 | Invesco Ltd. | 569,293 | 5,152,000 | 4.73% | PRN | |
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 450,799 | 4,080,000 | 3.75% | ||
| 7 | LPL Financial LLC | 380,647 | 3,449,000 | 3.17% | ||
| 8 | MORGAN STANLEY | 346,444 | 3,136,000 | 2.88% | ||
| 9 | BNP PARIBAS FINANCIAL MARKETS | 314,943 | 2,850,234 | 2.62% | ||
| 10 | UBS AG | 263,842 | 2,388,000 | 2.19% | ||
| 11 | HUNTINGTON NATIONAL BANK | 199,464 | 1,805,000 | 1.66% | PRN | |
| 12 | COHEN & STEERS, INC. | 197,938 | 1,791,000 | 1.65% | ||
| 13 | Kamunting Street Capital Management, L.P. | 180,318 | 1,632,000 | 1.50% | ||
| 14 | Shaker Financial Services, LLC | 166,443 | 1,506,000 | 1.38% | ||
| 15 | AMERIPRISE FINANCIAL INC | 126,563 | 1,145,000 | 1.05% | ||
| 16 | Investors Capital Advisory Services | 120,120 | 1,087,000 | 1.00% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 83,823 | 759,000 | 0.70% | ||
| 18 | Capital Investment Advisors, LLC | 61,239 | 554,000 | 0.51% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 51,672 | 468,000 | 0.43% | ||
| 20 | Robert W. Baird & Co. Inc | 50,050 | 453,000 | 0.42% | SH | |
| 21 | WELLS FARGO & COMPANY/MN | 49,058 | 444,000 | 0.41% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 48,921 | 443,000 | 0.41% | ||
| 23 | Virtu KCG Holdings LLC | 43,364 | 392,000 | 0.36% | ||
| 24 | BLACKROCK ADVISORS LLC | 40,300 | 365,000 | 0.34% | ||
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 32,782 | 296,000 | 0.27% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 32,242 | 292,000 | 0.27% | ||
| 27 | DOLIVER ADVISORS, LP | 30,388 | 275,000 | 0.25% | ||
| 28 | Arete Wealth Advisors, LLC | 25,345 | 229,000 | 0.21% | ||
| 29 | JPMORGAN CHASE & CO | 23,000 | 208,000 | 0.19% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 22,880 | 207,000 | 0.19% | ||
| 31 | FIFTH THIRD BANCORP | 22,875 | 207,000 | 0.19% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 20,041 | 181,370 | 0.17% | ||
| 33 | NATIONAL PLANNING CORP | 18,695 | 169,000 | 0.16% | ||
| 34 | Plante Moran Financial Advisors, LLC | 18,200 | 165,000 | 0.15% | ||
| 35 | Commonwealth Equity Services, Inc | 17,795 | 161,000 | 0.15% | ||
| 36 | NWAM LLC | 13,640 | 123,000 | 0.11% | ||
| 37 | NEXT Financial Group, Inc | 10,458 | 95,000 | 0.09% | ||
| 38 | US BANCORP \DE\ | 10,400 | 94,000 | 0.09% | ||
| 39 | MSI Financial Services Inc | 6,324 | 57,000 | 0.05% | ||
| 40 | PNC FINANCIAL SERVICES GROUP, INC. | 5,501 | 50,000 | 0.05% | ||
| 41 | COLONY GROUP LLC | 5,000 | 45,000 | 0.04% | ||
| 42 | BANK OF MONTREAL /CAN/ | 4,360 | 39,000 | 0.04% | ||
| 43 | SYNOVUS FINANCIAL CORP | 4,214 | 38,000 | 0.03% | ||
| 44 | Creative Planning | 4,133 | 37,000 | 0.03% | ||
| 45 | Peachtree Investment Advisors, Inc. | 2,983 | 27,000 | 0.02% | ||
| 46 | ENVESTNET ASSET MANAGEMENT INC | 2,500 | 23,000 | 0.02% | ||
| 47 | ROYAL BANK OF CANADA | 2,055 | 19,000 | 0.02% | ||
| 48 | PEOPLES FINANCIAL SERVICES CORP. | 1,800 | 16,000 | 0.01% | ||
| 49 | B. Riley Wealth Management, Inc. | 1,500 | 13,000 | 0.01% | ||
| 50 | WFG Advisors, LP | 1,212 | 11,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
