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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001172661-14-001833) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 COCA COLA ENTERPRISES INC NE COM 15,682 696 0.00%
2 COCA COLA ENTERPRISES INC NE COM 744,838 33,041 0.08%
3 COCA COLA ENTERPRISES INC NE COM 84,927 3,767 0.01%
4 FUELCELL ENERGY INC COM 25,932 54 0.00%
5 JDS UNIPHASE CORP COM PAR $0.001 78,784 1,008 0.00%
6 JDS UNIPHASE CORP COM PAR $0.001 60,413 773 0.00%
7 REVOLUTION LIGHTING TECHNOLO COM 7,368 12 0.00%
8 REVOLUTION LIGHTING TECHNOLO COM 7,936 13 0.00%
9 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 416,387 3,125 0.01%
10 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 11,745 88 0.00%
11 ARCH COAL INC 233,987 496 0.00%
12 DYAX CORP COM CVR 316,836 3,206 0.01%
13 EDUCATION RLTY TR INC 80,074 823 0.00%
14 EDUCATION RLTY TR INC 3,955 41 0.00%
15 EDUCATION RLTY TR INC 24,593 253 0.00%
16 FANG HOLDINGS LTD 60,084 598 0.00%
17 FANG HOLDINGS LTD 458,782 4,564 0.01%
18 FANG HOLDINGS LTD 37,738 376 0.00%
19 GOL LINHAS AEREAS INTELIGENTES SA 17,510 84 0.00%
20 GOL LINHAS AEREAS INTELIGENTES SA 670 3 0.00%
21 GOL LINHAS AEREAS INTELIGENTES SA 3,896 19 0.00%
22 GOL LINHAS AEREAS INTELIGENTES SA 175,000 842 0.00%
23 GOL LINHAS AEREAS INTELIGENTES SA 361,000 1,736 0.00% Call
24 HERSHA HOSPITALITY TR 36,950 235 0.00%
25 HERSHA HOSPITALITY TR 6,902 44 0.00%
26 MARKET VECTORS INDIA SC ETF 725 32 0.00%
27 MTGE INVT CORP 507,439 9,551 0.02%
28 MTGE INVT CORP 209,449 3,942 0.01%
29 MTGE INVT CORP 10,567 199 0.00%
30 OI S.A. SPN ADR 2,222,797 1,556 0.00%
31 OI S.A. SPN ADR 39,100 27 0.00%
32 PEABODY ENERGY CORP 59,862 741 0.00%
33 ParkerVision Inc. (PRKR) 11,685 13 0.00%
34 ParkerVision Inc. (PRKR) 13,716 16 0.00%
35 Williams Partners Lp 39,836 2,113 0.01%
36 Williams Partners Lp 64,833 3,439 0.01%
37 * CHINA MING YANG WIND PWR GRO SPONSORED ADR 17,199 52 0.00%
38 * LEXICON PHARMACEUTICALS INC COM 17,278 24 0.00%
39 * SANDRIDGE ENERGY INC COM 101,500 435 0.00%
40 * SANDRIDGE ENERGY INC COM 127,928 549 0.00%
41 * XUEDA ED GROUP SPONSORED ADR 18,960 55 0.00%
42 1st Source Corp 60,722 1,729 0.00%
43 21VIANET GROUP INC 108,207 1,948 0.00%
44 21VIANET GROUP INC 252 5 0.00%
45 3-D SYS CORP DEL 282,568 13,103 0.03%
46 3-D SYS CORP DEL 15,927 739 0.00%
47 3M CO 172,210 24,401 0.06%
48 3M CO 3,681 522 0.00%
49 3M CO 219,919 31,158 0.08%
50 51JOB INC SP ADR REP COM 129 4 0.00%
Page 1 of 128
New Holding filing (0001172661-14-001864) filed in 2014.11.17
#
Name
Shares
Value ($)
%
Options
Notes
1 DIAMOND RESORTS INTL INC COM 11,338,566 258,066 100.00%