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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 2,989 holdings with a total value of $34,367,184,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES TR 426,009 47,930,000 0.14%
202 SCRIPPS NETWORKS INTERACT IN 866,717 47,852,000 0.14%
203 AMPHENOL CORP NEW 915,932 47,840,000 0.14%
204 WHOLE FOODS MKT INC 1,427,597 47,826,000 0.14%
205 SEAGATE TECHNOLOGY PLC 1,301,692 47,721,000 0.14%
206 KELLOGG CO 658,599 47,598,000 0.14%
207 CBRE GROUP INC 1,373,455 47,494,000 0.14%
208 AMERICAN ELEC PWR INC 813,309 47,394,000 0.14%
209 PRAXAIR INC 462,452 47,355,000 0.14%
210 ADOBE INC 501,790 47,139,000 0.14%
211 SCHLUMBERGER LTD 673,179 46,954,000 0.14%
212 EVERSOURCE ENERGY 916,827 46,821,000 0.14%
213 THERMO FISHER SCIENTIFIC INC 329,302 46,711,000 0.14%
214 REPUBLIC SVCS INC 1,061,100 46,679,000 0.14%
215 MARATHON PETE CORP 899,388 46,625,000 0.14%
216 PRUDENTIAL FINL INC 572,668 46,621,000 0.14%
217 LUMEN TECHNOLOGIES INC 1,847,775 46,489,000 0.14%
218 BARD C R INC 245,187 46,448,000 0.14%
219 CINCINNATI FINL CORP 784,466 46,417,000 0.14%
220 ALLSTATE CORP 745,966 46,317,000 0.13%
221 KOHLS 967,251 46,071,000 0.13%
222 BAXTER INTL INC 1,205,903 46,006,000 0.13%
223 RYDER SYS INC 808,235 45,932,000 0.13%
224 ALLIANCE DATA SYSTEMS CORP 165,537 45,782,000 0.13%
225 VERISK ANALYTICS INC 593,329 45,615,000 0.13%
226 MCCORMICK & CO INC 530,213 45,365,000 0.13%
227 ADVANCE AUTO PARTS INC 300,177 45,180,000 0.13%
228 NAVIENT 3,942,785 45,145,000 0.13%
229 SOUTHWEST AIRLS CO 1,046,167 45,047,000 0.13%
230 SYMANTEC CORP 2,128,658 44,701,000 0.13%
231 INTERNATIONAL FLAVORS&FRAGRA 372,534 44,569,000 0.13%
232 NORTHROP GRUMMAN CORP 235,105 44,389,000 0.13%
233 CHIPOTLE MEXICAN GRILL INC 92,244 44,265,000 0.13%
234 TRANSOCEAN LTD 3,515,949 43,527,000 0.13%
235 CORNING INC 2,377,015 43,453,000 0.13%
236 CONAGRA BRANDS INC 1,030,211 43,434,000 0.13%
237 TIME WARNER INC NEW 232,956 43,235,000 0.13%
238 APARTMENT INVT & MGMT CO 1,079,518 43,212,000 0.13%
239 BEST BUY INC 1,414,331 43,067,000 0.13%
240 Alcoa 4,361,726 43,051,000 0.13%
241 SHERWIN WILLIAMS CO 165,657 43,004,000 0.13%
242 AES CORP 4,489,178 42,962,000 0.13%
243 OCCIDENTAL PETE CORP DEL 632,898 42,792,000 0.12%
244 ROSS STORES INC 794,949 42,776,000 0.12%
245 CENTERPOINT ENERGY INC 2,325,607 42,698,000 0.12%
246 KLA-TENCOR CORP 614,944 42,646,000 0.12%
247 TRACTOR SUPPLY CO 498,436 42,616,000 0.12%
248 CME GROUP INC 470,327 42,612,000 0.12%
249 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 1,335,235 42,595,000 0.12%
250 YAHOO INC 1,275,964 42,438,000 0.12%
Page 5 of 60

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-002897, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.