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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 2,989 holdings with a total value of $34,367,184,000.
#
Name
Shares
Value ($)
%
Options
Notes
2951 AVIAT NETWORKS INC COM 10,971 8,000 0.00%
2952 Great Basin Scientif 8,981 8,000 0.00%
2953 COMBIMATRIX CORPORATION 10,600 8,000 0.00%
2954 BEBE STORES INC 12,637 8,000 0.00%
2955 ENSYNC INC 18,100 7,000 0.00%
2956 HOUSTON AMERN ENERGY CORP 41,400 7,000 0.00%
2957 Cosi Inc. 16,008 7,000 0.00%
2958 SOLITARIO EXPL & RTY CORP COM 13,700 7,000 0.00%
2959 NET ELEMENT INC COM 37,300 7,000 0.00%
2960 ImmunoCellular Therapeutics Lt 19,166 7,000 0.00%
2961 RELIV INTL INC COM NEW 12,200 7,000 0.00%
2962 DGSE COMPANIES INC 17,500 6,000 0.00%
2963 PetroQuest Energy 12,800 6,000 0.00%
2964 CRYSTAL ROCK HLDGS INC 10,300 6,000 0.00%
2965 DOCUMENT SEC SYS INC COM 36,400 6,000 0.00%
2966 RARE ELEMENT RES LTD 38,498 6,000 0.00%
2967 SUPERCONDUCTOR TECHNOLOGIES 26,100 5,000 0.00%
2968 GENERAL MOLY INC 26,700 5,000 0.00%
2969 CYTORI THERAPEUTIC INC 28,033 5,000 0.00%
2970 Penn Virginia Corp 16,308 5,000 0.00%
2971 PHOTOMEDEX INC COM PAR $0.01 10,700 5,000 0.00%
2972 JOES JEANS INC 22,700 4,000 0.00%
2973 TOWERSTREAM CORP 11,557 4,000 0.00%
2974 ASCENT SOLAR TECHNOLOGIES INC COM NEW 30,500 4,000 0.00%
2975 ALPHATEC HOLDINGS INC 13,691 4,000 0.00%
2976 Tenga Inc 28,000 3,000 0.00%
2977 CARDICA INC 17,668 3,000 0.00%
2978 LPATH INC 12,800 3,000 0.00%
2979 * SANDRIDGE ENERGY INC COM 15,767 3,000 0.00%
2980 POWERSHARES ETF TR II 113 3,000 0.00%
2981 AMEDICA CORP 25,400 3,000 0.00%
2982 PERSEON CORP 11,600 3,000 0.00%
2983 HOOPER HOLMES INC 48,200 3,000 0.00%
2984 VISTA GOLD CORP 11,500 3,000 0.00%
2985 YUMA ENERGY INC 12,200 2,000 0.00%
2986 GRNHNTR ENRGY 16,000 2,000 0.00%
2987 U S ENERGY CORP WYO 11,600 2,000 0.00%
2988 HMS Holding Corp 394 1,000 0.00%
2989 ISHARES TR 2 0 0.00%
Page 60 of 60

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-002897, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.