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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 2,989 holdings with a total value of $34,367,184,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 VERTEX PHARMACEUTICALS INC 505,316 63,584,000 0.19%
102 SOUTHERN CO 1,348,945 63,116,000 0.18%
103 POWERSHARES QQQ TRUST 559,191 62,551,000 0.18%
104 3M CO 414,619 62,457,000 0.18%
105 ALLERGAN PLC 199,576 62,368,000 0.18%
106 CITRIX SYS INC 820,268 62,055,000 0.18%
107 XL Group plc 1,579,407 61,881,000 0.18%
108 LOCKHEED MARTIN CORP 284,951 61,877,000 0.18%
109 COLGATE PALMOLIVE CO 926,265 61,707,000 0.18%
110 BECTON DICKINSON & CO 400,098 61,651,000 0.18%
111 BRISTOL MYERS SQUIBB CO 894,283 61,518,000 0.18%
112 PPL CORP 1,800,619 61,455,000 0.18%
113 E TRADE FINANCIAL CORP 2,062,707 61,139,000 0.18%
114 ORACLE CORP 1,672,132 61,083,000 0.18%
115 MEDTRONIC PLC 791,577 60,888,000 0.18%
116 ACCENTURE PLC IRELAND 579,964 60,607,000 0.18%
117 MICROCHIP TECHNOLOGY 1,300,725 60,536,000 0.18%
118 APPLIED MATLS INC 3,234,679 60,391,000 0.18%
119 EQUINIX INC 199,074 60,200,000 0.18%
120 CARDINAL HEALTH INC 669,255 59,745,000 0.17%
121 CROWN CASTLE INTL CORP NEW 688,853 59,553,000 0.17%
122 BANK AMER CORP 3,535,904 59,509,000 0.17%
123 PEOPLES UNITED FINANCIAL INC 3,681,690 59,461,000 0.17%
124 TRIPADVISOR INC 695,941 59,329,000 0.17%
125 ZOETIS INC 1,236,088 59,234,000 0.17%
126 HP INC 4,995,935 59,153,000 0.17%
127 QUEST DIAGNOSTICS INC 823,825 58,607,000 0.17%
128 AMERICAN INTL GROUP INC 942,646 58,416,000 0.17%
129 DANAHER CORP DEL 626,941 58,230,000 0.17%
130 NATIONAL OILWELL VARCO INC 1,736,377 58,152,000 0.17%
131 ISHARES TR 651,391 57,668,000 0.17%
132 DOLLAR TREE INC 744,290 57,474,000 0.17%
133 DR PEPPER SNAPPLE GROUP INC 616,007 57,412,000 0.17%
134 AVERY DENNISON CORP 913,693 57,253,000 0.17%
135 CAMERON INTERNATIONAL COMPANY 903,979 57,132,000 0.17%
136 BAXALTA INC COM 1,452,087 56,675,000 0.16%
137 CSRA INC 1,888,157 56,645,000 0.16%
138 MCKESSON CORP 286,626 56,530,000 0.16%
139 CA INC 1,967,321 56,189,000 0.16%
140 MYLAN N V 1,038,692 56,162,000 0.16%
141 BOSTON SCIENTIFIC CORP 3,044,298 56,137,000 0.16%
142 SYSCO CORP 1,367,496 56,065,000 0.16%
143 ZIONS BANCORPORATION 2,037,506 55,624,000 0.16%
144 UNDER ARMOUR INC 688,858 55,530,000 0.16%
145 PUBLIC STORAGE 223,957 55,474,000 0.16%
146 LENNAR 1,134,129 55,470,000 0.16%
147 AUTOZONE INC 74,574 55,327,000 0.16%
148 EDWARDS LIFESCIENCES CORP 699,287 55,229,000 0.16%
149 TEXAS INSTRS INC 1,007,334 55,213,000 0.16%
150 NIKE INC 880,942 55,060,000 0.16%
Page 3 of 60

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-16-002897, filed 2016.02.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.