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ImmunoCellular Therapeutics Lt
ImmunoCellular Therapeutics Lt . Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $3,406,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SABBY MANAGEMENT, LLC 4,443,914 1,579,000 46.36%
2 VANGUARD GROUP INC 2,572,374 914,000 26.83%
3 RENAISSANCE TECHNOLOGIES LLC 1,407,200 500,000 14.68%
4 GEODE CAPITAL MANAGEMENT, LLC 439,847 156,000 4.58%
5 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 209,100 74,000 2.17%
6 Bank of New York Mellon Corp 101,378 36,000 1.06%
7 NORTHERN TRUST CORP 83,704 30,000 0.88%
8 Virtu KCG Holdings LLC 54,158 19,000 0.56%
9 CITIGROUP INC 31,700 11,000 0.32%
10 STATE STREET CORP 29,173 11,000 0.32%
11 Commonwealth Equity Services, Inc 27,000 10,000 0.29%
12 CHELSEA COUNSEL CO 28,000 10,000 0.29%
13 GUGGENHEIM CAPITAL LLC 19,166 7,000 0.21%
14 Ifrah Financial Services, Inc. 18,500 7,000 0.21%
15 GOLDMAN SACHS GROUP INC 19,012 7,000 0.21%
16 MORGAN STANLEY 16,495 6,000 0.18%
17 UBS Group AG 17,540 6,000 0.18%
18 BlackRock Fund Advisors 15,353 5,000 0.15%
19 Gerstein Fisher 13,000 5,000 0.15%
20 KING LUTHER CAPITAL MANAGEMENT CORP 10,000 4,000 0.12%
21 LPL Financial LLC 11,000 4,000 0.12%
22 Creative Planning 4,000 1,000 0.03%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,073 1,000 0.03%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,800 1,000 0.03%
25 Tower Research Capital LLC (TRC) 1,796 1,000 0.03%
26 IFP ADVISORS, INC 2,200 1,000 0.03%
27 Catamount Wealth Management 1,000 0 0.00%
28 DEUTSCHE BANK AG\ 4 0 0.00%
29 BARCLAYS PLC 2,000 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.