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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
5551 AMERICAN ELEC PWR INC 568,433 39,841 0.13%
5552 BED BATH & BEYOND INC 568,522 24,572 0.08%
5553 Teekay Offshore Partners L.P. 568,966 3,386 0.01%
5554 EATON VANCE SR INCOME TR 572,757 3,442 0.01%
5555 NAVIGANT CONSULTING INC 574,009 9,270 0.03%
5556 LAUDER ESTEE COS INC 574,849 52,323 0.16%
5557 MOBILE TELESYSTEMS PJSC 576,003 4,769 0.01%
5558 AUTODESK INC 576,944 31,236 0.10%
5559 LEVEL 3 COMMUNICATIONS INC 577,858 29,754 0.09%
5560 ARRIS INTL INC 578,151 12,118 0.04%
5561 VIACOM INC NEW 578,152 23,976 0.08%
5562 WELLS FARGO INCOME OPPORTUNI 578,271 4,568 0.01%
5563 ALASKA AIR GROUP INC 579,779 33,795 0.11%
5564 BLACKROCK FLOATING RATE INCO 579,801 7,624 0.02%
5565 MEAD JOHNSON NUTRITION CO 580,854 52,713 0.17%
5566 PG&E CORP 582,442 37,230 0.12%
5567 AMERISOURCEBERGEN CORP 587,138 46,572 0.15%
5568 ACI WORLDWIDE INC 590,095 11,513 0.04%
5569 Parkway Properties Inc 591,064 9,889 0.03%
5570 TRIPADVISOR INC 591,151 38,011 0.12%
5571 ONEOK INC NEW 595,768 28,269 0.09%
5572 NEWELL BRANDS INC 596,473 28,971 0.09%
5573 INTL PAPER CO 600,313 25,441 0.08%
5574 NUVEEN S&P 500 BUY-WRITE INC 603,860 7,868 0.02%
5575 APARTMENT INVT & MGMT CO 607,376 26,822 0.08%
5576 PINNACLE WEST 609,078 49,372 0.16%
5577 EVERSOURCE ENERGY 610,086 36,544 0.11%
5578 ANALOG DEVICES INC 610,181 34,561 0.11%
5579 PRIMERO MNG CORP 611,184 1,271 0.00%
5580 MORGAN STANLEY EM MKTS DM DE 612,838 4,700 0.01%
5581 CALAMOS GBL DYN INCOME FUND COM 613,663 4,308 0.01%
5582 RANGE RES CORP 616,689 26,604 0.08%
5583 GRAMMERCY PPTY TRUST 616,860 5,687 0.02%
5584 IRON MTN INC NEW 617,699 24,603 0.08%
5585 NEUBERGER BERMAN MLP INCOME FD 618,004 5,228 0.02%
5586 PRINCIPAL FIN GROUP 620,922 25,526 0.08%
5587 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 621,494 5,799 0.02%
5588 EATON VANCE TAX MNGED BUY WRIT 622,005 10,132 0.03%
5589 CLEARBRIDGE ENERGY MLP FD INCORPORATED 622,359 9,914 0.03%
5590 UNITED CONTL HLDGS INC 622,708 25,556 0.08%
5591 ISHARES TR 623,462 57,920 0.18%
5592 POWERSHARES ETF TR II 624,558 9,518 0.03%
5593 KAYNE ANDERSON MDSTM ENERGY FD 625,433 8,981 0.03%
5594 APACHE CORP 625,634 34,829 0.11%
5595 FIRST TR SR FLG RTE INCM FD 626,768 8,054 0.03%
5596 REPUBLIC SVCS INC 626,878 32,165 0.10%
5597 PIMCO INCOME STRATEGY FD II 627,136 5,770 0.02%
5598 BARRICK GOLD CORP 627,237 13,392 0.04%
5599 GENWORTH FINL INC 627,442 1,619 0.01%
5600 CVS HEALTH CORP 628,415 60,164 0.19%
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