| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 2,725,061 | 20,901,000 | 16.60% | ||
| 2 | Saba Capital Management, L.P. | 2,422,753 | 18,583,000 | 14.76% | ||
| 3 | UBS Group AG | 2,250,992 | 17,265,000 | 13.71% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,972,781 | 15,131,000 | 12.02% | ||
| 5 | PENN MUTUAL LIFE INSURANCE CO | 1,230,000 | 9,438,000 | 7.50% | ||
| 6 | WELLS FARGO & COMPANY/MN | 749,918 | 5,752,000 | 4.57% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 669,349 | 5,133,000 | 4.08% | ||
| 8 | CITIGROUP INC | 609,752 | 4,677,000 | 3.71% | ||
| 9 | Vident Investment Advisory, LLC | 546,449 | 4,191,000 | 3.33% | ||
| 10 | MORGAN STANLEY | 517,375 | 3,968,000 | 3.15% | ||
| 11 | BCWM, LLC | 488,811 | 3,749,000 | 2.98% | ||
| 12 | GOLDENTREE ASSET MANAGEMENT LP | 269,286 | 2,057,000 | 1.63% | ||
| 13 | BlackRock Group LTD | 247,385 | 1,897,000 | 1.51% | ||
| 14 | BANK OF MONTREAL /CAN/ | 216,000 | 1,657,000 | 1.32% | ||
| 15 | DESCHUTES PORTFOLIO STRATEGY, LLC | 154,700 | 1,187,000 | 0.94% | ||
| 16 | Invesco Ltd. | 147,689 | 1,133,000 | 0.90% | ||
| 17 | Hilton Capital Management, LLC | 134,435 | 1,031,000 | 0.82% | PRN | |
| 18 | BAIRD FINANCIAL GROUP, INC. | 113,562 | 871,000 | 0.69% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 86,177 | 661,000 | 0.53% | ||
| 20 | Capital Investment Advisors, LLC | 76,137 | 584,000 | 0.46% | ||
| 21 | ROWLAND CARMICHAEL ADVISORS INC /ADV | 73,123 | 561,000 | 0.45% | ||
| 22 | COMMERZBANK AKTIENGESELLSCHAFT /FI | 67,342 | 517,000 | 0.41% | ||
| 23 | HighTower Advisors, LLC | 49,172 | 379,000 | 0.30% | ||
| 24 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 48,686 | 373,000 | 0.30% | ||
| 25 | SENTINEL TRUST CO LBA | 44,350 | 340,000 | 0.27% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 41,876 | 320,000 | 0.25% | ||
| 27 | Neuberger Berman Group LLC | 38,620 | 296,000 | 0.24% | ||
| 28 | Advisors Asset Management, Inc. | 35,353 | 271,000 | 0.22% | ||
| 29 | ROYAL BANK OF CANADA | 31,241 | 240,000 | 0.19% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 30,875 | 237,000 | 0.19% | ||
| 31 | Private Advisor Group, LLC | 25,577 | 195,000 | 0.15% | ||
| 32 | LPL Financial LLC | 25,312 | 192,000 | 0.15% | ||
| 33 | STEEL GROVE CAPITAL ADVISORS, LLC | 22,760 | 179,000 | 0.14% | ||
| 34 | Raymond James Financial Services Advisors, Inc. | 23,319 | 179,000 | 0.14% | ||
| 35 | MSI Financial Services Inc | 22,508 | 173,000 | 0.14% | ||
| 36 | TFS CAPITAL LLC | 20,787 | 159,000 | 0.13% | ||
| 37 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 19,978 | 153,000 | 0.12% | ||
| 38 | ADVISOR GROUP, INC. | 19,513 | 148,000 | 0.12% | ||
| 39 | FOSTER & MOTLEY INC | 19,143 | 147,000 | 0.12% | ||
| 40 | Fiera Capital Corp | 15,669 | 120,000 | 0.10% | ||
| 41 | CARDAN CAPITAL PARTNERS, LLC | 14,800 | 114,000 | 0.09% | ||
| 42 | GOLDMAN SACHS GROUP INC | 14,366 | 110,000 | 0.09% | ||
| 43 | DAVENPORT & Co LLC | 12,300 | 94,341 | 0.07% | ||
| 44 | WHITTIER TRUST CO | 11,806 | 91,000 | 0.07% | ||
| 45 | Edge Wealth Management LLC | 11,500 | 88,000 | 0.07% | SH | |
| 46 | JD CAPITAL MANAGEMENT LLC | 10,000 | 77,000 | 0.06% | ||
| 47 | DEUTSCHE BANK AG\ | 9,711 | 74,000 | 0.06% | ||
| 48 | Global X Management CO LLC | 6,606 | 51,000 | 0.04% | ||
| 49 | Creative Planning | 6,000 | 46,000 | 0.04% | ||
| 50 | D.A. DAVIDSON & CO. | 3,800 | 29,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
