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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001172661-16-003784) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
651 FACEBOOK INC 438 50 0.00%
652 SPROUTS FMRS MKT INC 2,182 50 0.00%
653 EURONAV NV ANTWERPEN 5,408 50 0.00%
654 RAMCO GERSHENSON PPTY TR SH BEN INT 2,538 50 0.00%
655 NUVEEN REAL ASSET INC & GROW 2,956 50 0.00%
656 CHINA LIFE INS CO LTD 4,604 50 0.00%
657 NUVEEN TAX ADVANTAGED DIVID 3,481 50 0.00%
658 NUVEEN SHT DUR CR OPP FD 3,242 51 0.00%
659 BBCN BANCORP INC 3,401 51 0.00%
660 EMBRAER S A 2,341 51 0.00%
661 MAGNA INTL INC 1,463 51 0.00%
662 NUVEEN TX ADV TOTAL RET STRGY 4,523 51 0.00%
663 SOUTH STATE CORP COM USD2.5 762 52 0.00%
664 MONARCH CASINO & RESORT INC COM 2,414 53 0.00%
665 PETROLEO BRASILEIRO SA PETRO 9,184 53 0.00%
666 TRIPLEPOINT VENTURE GROWTH B 4,991 53 0.00%
667 TRAVELPORT WORLDWIDE LTD 4,097 53 0.00%
668 COHU INC 4,873 53 0.00%
669 NEUBERGER BERMAN HIGH YIELD 4,850 53 0.00%
670 SERVICESOURCE INTL 13,222 53 0.00%
671 SHINHAN FINANCIAL GROUP CO L 1,613 53 0.00%
672 AMERICAN EAGLE OUTFITTERS NE 3,311 53 0.00%
673 AXCELIS TECHNOLOGIES INC 19,745 53 0.00%
674 ORCHID IS CAP INC 5,175 53 0.00%
675 PERRY ELLIS INTL INC 2,691 54 0.00%
676 TCF FINL CORP 4,268 54 0.00%
677 ZIX CORP COM 14,407 54 0.00%
678 NUVEEN SR INCOME FD 8,890 54 0.00%
679 SILVERWHEATONCOR 2,300 54 0.00%
680 VOYA RISK MANAGED NAT RES FD 8,561 54 0.00%
681 GLOBUS MED INC 2,258 54 0.00%
682 ADVANCED DRAIN SYS INC DEL 1,971 54 0.00%
683 GULFMARK OFFSHORE INC CL A NEW 17,264 54 0.00%
684 TECH DATA CORP 771 55 0.00%
685 KKR INCOME OPPORTUNITIES FD 3,663 55 0.00%
686 ICU MED INC 487 55 0.00%
687 MONOGRAM RESIDENTIAL TR INC 5,341 55 0.00%
688 SASOL LTD 2,014 55 0.00%
689 Bonanza Creek Energy Inc 27,133 55 0.00%
690 RINGCENTRAL INC CL A 2,780 55 0.00%
691 ORMAT TECHNOLOGIES INC 1,254 55 0.00%
692 AVENUE INCOME CR STRATEGIES 4,621 55 0.00%
693 VIRTUS GLOBAL MULTI-SEC INC 3,610 55 0.00%
694 WALKER & DUNLOP INC COM 2,436 55 0.00%
695 SIBANYE STILLWATER 4,042 55 0.00%
696 COWEN GROUP INC NEW 18,791 56 0.00%
697 ACADIA RLTY TR COM SH BEN INT 1,582 56 0.00%
698 MEDALLION FINL CORP 7,602 56 0.00%
699 Mizuho Financial Group Inc 19,603 56 0.00%
700 DAVE & BUSTERS ENTMT INC 1,213 57 0.00%
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