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COWEN GROUP INC NEW
COWEN GROUP INC NEW. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 120 Institutional holders with a total value of $294,710,917.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ARIEL INVESTMENTS, LLC 11,414,740 33,788,000 11.46%
2 Fine Capital Partners, L.P. 10,129,963 29,985,000 10.17%
3 VANGUARD GROUP INC 5,281,303 15,633,000 5.30%
4 DIMENSIONAL FUND ADVISORS LP 5,196,181 15,381,000 5.22%
5 THOMPSON SIEGEL & WALMSLEY LLC 5,147,635 15,237,000 5.17%
6 FMR LLC 4,222,500 12,498,000 4.24%
7 MENDON CAPITAL ADVISORS CORP 3,764,469 11,143,000 3.78%
8 CHARTWELL INVESTMENT PARTNERS, LLC 3,662,452 10,841,000 3.68%
9 Arbiter Partners Capital Management LLC 3,576,430 10,586,000 3.59%
10 BlackRock Institutional Trust Company, N.A. 3,195,619 9,459,000 3.21%
11 BlackRock Fund Advisors 3,008,884 8,906,000 3.02%
12 NEW YORK STATE COMMON RETIREMENT FUND 2,534,044 7,501,000 2.55%
13 ROYCE & ASSOCIATES LP 2,395,381 7,090,000 2.41%
14 NOMURA HOLDINGS INC 2,335,230 7,041,000 2.39%
15 Curi Capital, LLC 2,111,504 6,250,000 2.12%
16 D. E. Shaw & Co., Inc. 2,030,726 6,011,000 2.04%
17 WELLS FARGO & COMPANY/MN 1,998,983 5,918,000 2.01%
18 STATE STREET CORP 1,911,603 5,657,000 1.92%
19 SYSTEMATIC FINANCIAL MANAGEMENT LP 1,746,067 5,168,000 1.75%
20 WILLIAM BLAIR INVESTMENT MANAGEMENT, LLC 1,628,359 4,820,000 1.64%
21 CREDIT SUISSE AG/ 1,534,468 4,541,000 1.54%
22 JPMORGAN CHASE & CO 1,509,244 4,467,000 1.52%
23 DEUTSCHE BANK AG\ 1,454,277 4,303,000 1.46%
24 Cumberland Partners Ltd 1,155,100 3,419,000 1.16%
25 Bank of New York Mellon Corp 1,140,547 3,376,000 1.15%
26 PERRITT CAPITAL MANAGEMENT INC 1,096,218 3,245,000 1.10%
27 NORTHERN TRUST CORP 1,070,371 3,169,000 1.08%
28 GARNET EQUITY CAPITAL HOLDINGS, INC. 1,000,000 2,960,000 1.00%
29 Fisher Asset Management, LLC 873,660 2,874,000 0.98%
30 Shinko Asset Management Co., Ltd. 873,660 2,586,000 0.88%
31 SPRINGHOUSE CAPITAL MANAGEMENT, LP 773,698 2,290,000 0.78%
32 SALZHAUER MICHAEL 768,820 2,276,000 0.77%
33 GEODE CAPITAL MANAGEMENT, LLC 736,838 2,181,000 0.74%
34 BRIDGEWAY CAPITAL MANAGEMENT, LLC 631,200 1,868,000 0.63%
35 North Star Investment Management Corp. 481,642 1,426,000 0.48%
36 AMERIPRISE FINANCIAL INC 469,450 1,390,000 0.47%
37 BlackRock Investment Management, LLC 449,373 1,330,000 0.45%
38 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 350,393 1,038,000 0.35%
39 SHELL ASSET MANAGEMENT CO 322,542 955,000 0.32%
40 TIAA CREF INVESTMENT MANAGEMENT LLC 310,547 919,000 0.31%
41 Ruffer LLP 263,720 782,000 0.27%
42 Invesco Ltd. 247,242 732,000 0.25%
43 VICTORY CAPITAL MANAGEMENT INC 236,212 699,000 0.24%
44 MORGAN STANLEY 231,231 684,000 0.23%
45 PRUDENTIAL FINANCIAL INC 226,983 672,000 0.23%
46 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 214,260 634,000 0.22%
47 Geduld E E 180,000 533,000 0.18%
48 Greenwich Wealth Management LLC 179,290 531,000 0.18%
49 AQR CAPITAL MANAGEMENT LLC 166,203 492,000 0.17%
50 TEACHERS ADVISORS, LLC 164,706 488,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.