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KKR INCOME OPPORTUNITIES FD
KKR INCOME OPPORTUNITIES FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 32 Institutional holders with a total value of $41,137,568.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 669,034 10,075,000 24.49%
2 BESSEMER GROUP INC 245,783 3,701,000 9.00%
3 GUGGENHEIM CAPITAL LLC 239,951 3,613,000 8.78%
4 Invesco Ltd. 198,187 2,985,000 7.26%
5 UBS Group AG 175,729 2,646,000 6.43%
6 Laurion Capital Management LP 175,419 2,642,000 6.42%
7 WELLS FARGO & COMPANY/MN 161,597 2,433,000 5.91%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 147,988 2,229,000 5.42%
9 PROFICIO CAPITAL PARTNERS LLC 136,016 2,144,000 5.21%
10 BANK OF AMERICA CORP /DE/ 70,171 1,057,000 2.57%
11 STIFEL FINANCIAL CORP 69,488 1,046,000 2.54%
12 Capital Investment Advisors, LLC 61,041 919,000 2.23%
13 Highlander Capital Management, LLC 60,780 915,000 2.22%
14 Shaker Financial Services, LLC 57,930 872,000 2.12%
15 Commonwealth Equity Services, Inc 48,900 736,000 1.79%
16 ROYAL BANK OF CANADA 42,116 634,000 1.54%
17 Yorktown Management & Research Co Inc 33,900 511,000 1.24%
18 LPL Financial LLC 24,680 374,000 0.91%
19 STALEY CAPITAL ADVISERS INC 17,020 256,000 0.62%
20 CITIGROUP INC 16,304 246,000 0.60%
21 BLAIR WILLIAM & CO/IL 14,000 211,000 0.51%
22 Investors Capital Advisory Services 13,900 209,000 0.51%
23 CIBC Private Wealth Group LLC 13,700 206,000 0.50%
24 Peak Asset Management, LLC 13,080 197,000 0.48%
25 RAYMOND JAMES & ASSOCIATES 12,211 184,000 0.45%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,226 33,000 0.08%
27 NEXT Financial Group, Inc 1,360 20,000 0.05%
28 MSI Financial Services Inc 1,200 18,000 0.04%
29 ADVISOR GROUP, INC. 1,000 15,000 0.04%
30 Livingston Group Asset Management CO (operating as Southport Capital Management) 550 8,000 0.02%
31 PENSERRA CAPITAL MANAGEMENT LLC 164 2,000 0.00%
32 WOLVERINE TRADING LP /BD 38 568 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.