| 1 |
SIT INVESTMENT ASSOCIATES INC |
562,246 |
8,524,000 |
17.96% |
|
|
| 2 |
UBS Group AG |
491,509 |
7,451,000 |
15.70% |
|
|
| 3 |
MORGAN STANLEY |
432,075 |
6,550,000 |
13.80% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
331,859 |
5,031,000 |
10.60% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
306,689 |
4,650,000 |
9.79% |
|
|
| 6 |
Advisors Asset Management, Inc. |
292,740 |
4,438,000 |
9.35% |
|
|
| 7 |
Shaker Financial Services, LLC |
244,110 |
3,701,000 |
7.80% |
|
|
| 8 |
Invesco Ltd. |
141,034 |
2,138,000 |
4.50% |
|
|
| 9 |
Saba Capital Management, L.P. |
132,868 |
2,014,000 |
4.24% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
39,349 |
596,000 |
1.26% |
|
|
| 11 |
CYPRESS WEALTH ADVISORS LLC |
54,050 |
522,000 |
1.10% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
23,547 |
357,000 |
0.75% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
23,505 |
356,000 |
0.75% |
|
|
| 14 |
CIBC Private Wealth Group LLC |
18,000 |
273,000 |
0.58% |
|
|
| 15 |
STIFEL FINANCIAL CORP |
16,409 |
249,000 |
0.52% |
|
|
| 16 |
ROBINSON CAPITAL MANAGEMENT, LLC |
15,000 |
227,000 |
0.48% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
8,331 |
126,000 |
0.27% |
|
|
| 18 |
ROYAL BANK OF CANADA |
7,582 |
115,000 |
0.24% |
|
|
| 19 |
U S GLOBAL INVESTORS INC |
4,372 |
69,000 |
0.15% |
|
|
| 20 |
FineMark National Bank & Trust |
2,500 |
38,000 |
0.08% |
|
|
| 21 |
Brick & Kyle, Associates |
1,179 |
18,000 |
0.04% |
|
|
| 22 |
ADVISOR GROUP, INC. |
1,100 |
16,000 |
0.03% |
|
|
| 23 |
PNC FINANCIAL SERVICES GROUP, INC. |
698 |
11,000 |
0.02% |
|
|
| 24 |
MSI Financial Services Inc |
155 |
2,000 |
0.00% |
|
|
| 25 |
CITIGROUP INC |
73 |
1,000 |
0.00% |
|
|
| 26 |
WOLVERINE TRADING LP /BD |
29 |
440 |
0.00% |
|
|
