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Institutional Investment Manager
GUGGENHEIM CAPITAL LLC
GUGGENHEIM CAPITAL LLC (CIK: 0001283072) incorporated in Delaware, located at 227 West Monroe, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001172661-17-001209) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
5601 VINCE HLDG CORP 10,965 17 0.00%
5602 ROCKWELL COLLINS INC 177 17 0.00%
5603 LOEWS CORP 373 17 0.00%
5604 INDEPENDENCE RLTY TR INC COM 1,848 17 0.00%
5605 MOBILE TELESYSTEMS PJSC 1,546 17 0.00%
5606 UNITED STATES STL CORP NEW 515 17 0.00%
5607 BIOLASE INC 12,682 17 0.00%
5608 U S GLOBAL INVS INC CL A 10,795 17 0.00%
5609 EV ENERGY PARTNERS LP 11,606 17 0.00%
5610 COMPANHIA DE SANEAMENTO BASI 1,680 17 0.00%
5611 CPFL ENERGIA S A 1,008 17 0.00%
5612 FIRST TR ENHANCED EQTY INC F 1,100 16 0.00%
5613 CARROLS RESTAURANT GROUP INC 1,162 16 0.00%
5614 NEUBERGER BERMAN HIGH YIELD 1,346 16 0.00%
5615 AG MTG INVT TR INC 936 16 0.00%
5616 Grupo Aeroportuario Del Pacifi 160 16 0.00%
5617 CENTERPOINT ENERGY INC 582 16 0.00%
5618 ACHILLION PHARMACEUTICALS IN 3,902 16 0.00%
5619 BERKSHIRE HATHAWAY INC DEL 97 16 0.00%
5620 ALLERGAN PLC 68 16 0.00%
5621 COACH INC 379 16 0.00%
5622 ARQULE INC 14,749 16 0.00%
5623 AVENUE INCOME CR STRATEGIES 1,134 16 0.00%
5624 VAALCO ENERGY INC 17,237 16 0.00%
5625 HALYARD HEALTH INC 399 15 0.00%
5626 KRATOS DEFENSE & SECURITY SOLU COM 2,013 15 0.00%
5627 Rex Energy Corp 32,896 15 0.00%
5628 TEEKAY CORPORATION 1,676 15 0.00%
5629 SENOMYX INC 15,099 15 0.00%
5630 GLADSTONE COMMERCIAL CORP 744 15 0.00%
5631 CATCHMARK TIMBER TR INC 1,293 15 0.00%
5632 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 2,700 15 0.00%
5633 CEDAR REALTY TRUST INC COM NEW 2,902 15 0.00%
5634 ENNIS INC COM 852 15 0.00%
5635 FRONTIER COMMUNICATIONS CORP 6,901 15 0.00%
5636 ARMADA HOFFLER PPTYS INC 1,109 15 0.00%
5637 YORK WTR CO 428 15 0.00%
5638 BLACKROCK ENHANCED CAP INC 1,076 15 0.00%
5639 WESTERN ASSET HIGH INCM FD I 2,108 15 0.00%
5640 PVH CORPORATION 146 15 0.00%
5641 IVY HIGH INC OPPORTUNITIES F 890 14 0.00%
5642 EXPEDITORS INTL WASH INC 244 14 0.00%
5643 TG THERAPEUTICS INC 1,226 14 0.00%
5644 FIRST TR STRATEGIC HIGH INC 1,100 14 0.00%
5645 FLIR SYS INC 375 14 0.00%
5646 HANCOCK JOHN INVS TR 798 14 0.00%
5647 SHORETEL INC 2,240 14 0.00%
5648 PERKINELMER INC 241 14 0.00%
5649 WESTERN ASSET MTG CAP CORP 1,363 14 0.00%
5650 MALIBU BOATS INCORPORATED COM CLASS A 600 14 0.00%
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