| # | % | |||||
|---|---|---|---|---|---|---|
| 101 | FXCM INC-A | 33,094 | 494,000 | 0.01% | ||
| 102 | ON SEMICONDUCTOR CORP | 54,311 | 496,000 | 0.01% | ||
| 103 | APPLIED MATLS INC | 22,000 | 497,000 | 0.01% | Put | |
| 104 | CF INDS HLDGS INC | 2,100 | 505,000 | 0.01% | ||
| 105 | PIONEER NAT RES CO | 2,200 | 506,000 | 0.01% | ||
| 106 | EASTMAN CHEM CO | 5,809 | 507,000 | 0.01% | ||
| 107 | PARNELL PHARMACEUTICALS HOLDINGS LTD | 73,653 | 508,000 | 0.01% | ||
| 108 | ROCKWELL COLLINS INC | 6,533 | 511,000 | 0.01% | ||
| 109 | IONIS PHARMACEUTICAL | 14,872 | 512,000 | 0.01% | ||
| 110 | Noranda Aluminum Holding | 146,755 | 518,000 | 0.01% | ||
| 111 | PROSPECT CAPITAL CORPORATION | 500,000 | 521,000 | 0.01% | PRN | |
| 112 | INTERNATIONAL BUSINESS MACHS | 2,952 | 535,000 | 0.01% | ||
| 113 | TEXTRON INC | 14,102 | 540,000 | 0.01% | ||
| 114 | BOEING CO | 4,292 | 546,000 | 0.01% | ||
| 115 | FREEPORT-MCMORAN INC | 15,000 | 548,000 | 0.01% | ||
| 116 | Perfect World Co- Spn ADR | 28,500 | 559,000 | 0.01% | ||
| 117 | LDK SOLAR CO LTD COM | 1,000,000 | 560,000 | 0.01% | Put | |
| 118 | AMN HEALTHCARE SERVICES INC | 45,836 | 564,000 | 0.01% | ||
| 119 | SIMON PPTY GROUP INC NEW | 3,400 | 565,000 | 0.01% | ||
| 120 | CHANGYOU COM LTD | 21,900 | 569,000 | 0.01% | ||
| 121 | * SANDRIDGE ENERGY INC COM | 82,011 | 586,000 | 0.01% | ||
| 122 | DUNKIN BRANDS GROUP INC COM | 12,900 | 591,000 | 0.01% | ||
| 123 | KELLOGG CO | 9,169 | 602,000 | 0.01% | ||
| 124 | PHARMACYCLICS INC | 7,001 | 628,000 | 0.01% | ||
| 125 | KIMCO RLTY CORP | 27,831 | 640,000 | 0.01% | ||
| 126 | MFA FINANCIAL INC COM | 78,293 | 643,000 | 0.01% | ||
| 127 | AMERICAN ELEC PWR INC | 11,888 | 663,000 | 0.01% | ||
| 128 | COMCAST CORP NEW | 12,689 | 681,000 | 0.01% | ||
| 129 | KB HOME | 37,200 | 695,000 | 0.01% | ||
| 130 | Ares Capital Corp | 650,000 | 698,000 | 0.01% | PRN | |
| 131 | NUVEEN PREFERRED SECURITIES | 79,573 | 718,000 | 0.01% | ||
| 132 | MANNKIND CORP. | 68,600 | 752,000 | 0.01% | ||
| 133 | CharmCommIncADR(EachRep2.0) | 170,000 | 766,000 | 0.01% | ||
| 134 | ARISTA NETWORKS INC | 12,500 | 780,000 | 0.01% | ||
| 135 | HANCOCK JOHN PFD INCOME FD I | 45,860 | 822,000 | 0.01% | ||
| 136 | WAL-MART STORES INC | 10,950 | 822,000 | 0.01% | ||
| 137 | US BANCORP DEL | 19,200 | 832,000 | 0.01% | Call | |
| 138 | DENBURY RESOURCES INC | 45,158 | 834,000 | 0.01% | ||
| 139 | HELIOS ADVANTAGEINCOME FD INC COMNEW | 86,627 | 853,000 | 0.01% | ||
| 140 | Montpelier Re Holdings Ltd | 26,874 | 858,000 | 0.01% | ||
| 141 | Questcor | 9,530 | 881,000 | 0.01% | ||
| 142 | ALLEGHENY TECHNOLOGIES INC | 20,000 | 902,000 | 0.01% | Call | |
| 143 | Safeway Inc - Safeway PDC LLC CVR | 26,300 | 903,000 | 0.01% | ||
| 144 | AXOGEN INC | 331,070 | 920,000 | 0.01% | ||
| 145 | JOHN HANCOCK PFD INCOME FUND I COM | 45,179 | 935,000 | 0.01% | ||
| 146 | IGI LABS INC | 176,541 | 937,000 | 0.01% | ||
| 147 | HELIOS MULTI SEC HI INC FD I | 134,511 | 946,000 | 0.01% | ||
| 148 | CIVEO CORP CDA | 38,050 | 952,000 | 0.01% | ||
| 149 | TITAN MACHY INC COM | 57,900 | 953,000 | 0.01% | ||
| 150 | John Hancock Premium Dividend Fund | 70,239 | 954,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001288136-14-000089, filed 2014.08.12), New Holdings filing (0001288136-14-000103, filed 2014.11.14). and New Holdings filing (0001288136-15-000027, filed 2015.02.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
