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JOHN HANCOCK PFD INCOME FUND I COM
JOHN HANCOCK PFD INCOME FUND I COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 42 Institutional holders with a total value of $28,878,270.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 235,514 4,873,000 16.87%
2 Invesco Ltd. 161,071 3,333,000 11.54%
3 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 124,413 2,574,000 8.91%
4 MORGAN STANLEY 121,896 2,522,000 8.73%
5 UBS AG 97,689 2,021,000 7.00%
6 LPL Financial LLC 96,253 1,991,000 6.89%
7 CREDIT SUISSE AG/ 88,125 1,823,000 6.31%
8 ROYAL BANK OF CANADA 66,696 1,380,000 4.78%
9 WELLS FARGO & COMPANY/MN 53,496 1,106,000 3.83%
10 Commonwealth Equity Services, Inc 47,995 993,000 3.44%
11 Pine River Capital Management L.P. 45,179 935,000 3.24%
12 ROBINSON CAPITAL MANAGEMENT, LLC 39,171 789,000 2.73%
13 BANK OF AMERICA CORP /DE/ 19,896 411,000 1.42%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 19,350 400,000 1.39%
15 IFC Holdings Incorporated/FL 18,559 383,000 1.33%
16 NORTHERN TRUST CORP 17,500 362,000 1.25%
17 Cambridge Investment Research Advisors, Inc. 15,691 325,000 1.13%
18 INVESTMENT CENTERS OF AMERICA INC 14,416 297,000 1.03%
19 Aldebaran Financial Inc. 13,405 277,000 0.96%
20 ProVise Management Group, LLC 11,500 238,000 0.82%
21 Capital Investment Advisors, LLC 11,507 238,000 0.82%
22 STEEL GROVE CAPITAL ADVISORS, LLC 11,380 235,000 0.81%
23 Shaker Financial Services, LLC 11,220 232,000 0.80%
24 NORTHEAST INVESTMENT MANAGEMENT 10,000 207,000 0.72%
25 AMERICAN INTERNATIONAL GROUP, INC. 9,825 203,270 0.70%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,487 176,000 0.61%
27 JFS WEALTH ADVISORS, LLC 4,310 89,000 0.31%
28 CITIGROUP INC 3,300 68,000 0.24%
29 Creative Planning 2,500 52,000 0.18%
30 Avior Wealth Management, LLC 2,500 52,000 0.18%
31 BARCLAYS PLC 2,275 46,000 0.16%
32 BOSTON PRIVATE BANK & TRUST CO 2,000 41,000 0.14%
33 PRIVATE TRUST CO NA 1,718 36,000 0.12%
34 Tower Research Capital LLC (TRC) 1,753 36,000 0.12%
35 NEXT Financial Group, Inc 1,564 31,000 0.11%
36 CENTRAL TRUST Co 1,353 28,000 0.10%
37 SRH ADVISORS, LLC 1,000 21,000 0.07%
38 Somerset Trust Co 800 17,000 0.06%
39 DEUTSCHE BANK AG\ 600 12,000 0.04%
40 ENVESTNET ASSET MANAGEMENT INC 600 12,000 0.04%
41 NEW ENGLAND SECURITIES CORP /MA/ 450 9,000 0.03%
42 Sandy Spring Bank 210 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.