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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
51 DELPHI AUTOMOTIVE PLC 198,895 14,185 0.24%
52 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.24%
53 VEON LTD 4,000,000 13,920 0.24%
54 TAL ED GROUP 5,000,000 13,553 0.23% PRN
55 CONSTELLATION BRANDS INC 80,170 13,348 0.23%
56 WHITING PETROLEUM CORP COM 1,518,624 13,273 0.23%
57 VANECK ETF TRUST 500,000 13,215 0.23% Put
58 PINNACLE FOODS INC DEL 260,000 13,044 0.22%
59 COMCAST CORP NEW 194,858 12,927 0.22%
60 TESLA INC 15,000,000 12,837 0.22% PRN
61 TESLA INC SR CV NT 0.25 19 13,928,000 12,608 0.22% PRN
62 ALPHABET INC 15,656 12,588 0.22%
63 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.22%
64 CHARTER COMMUNICATIONS INC N 45,133 12,185 0.21%
65 UNION PAC CORP 122,199 11,918 0.21%
66 PROSPECT CAPITAL CORPORATION 11,441,000 11,677 0.20% PRN
67 NEWPARK RES INC SR NT CV 4 17 11,615,000 11,525 0.20% PRN
68 MICRON TECHNOLOGY INC 642,471 11,423 0.20%
69 CALIFORNIA RES CORP 894,253 11,178 0.19%
70 SUPERIOR ENERGY SVCS INC 600,000 10,740 0.18%
71 COBALT INTL ENERGY INC 20,723,000 10,674 0.18% PRN
72 PROSPECT CAPITAL CORPORATION 10,166,000 10,417 0.18% PRN
73 RESOURCE CAP CORP 10,482,000 10,397 0.18% PRN
74 HARMAN INTL INDS INC COM 120,000 10,134 0.17%
75 HERBALIFE LTD 10,200,000 10,098 0.17% PRN
76 RPC INC 585,000 9,828 0.17%
77 LAYNE CHRISTENSEN CO 8,949,000 9,583 0.16% PRN
78 YY Inc. 9,500,000 9,358 0.16% PRN
79 LIBERTY MEDIA CORP 15,118,000 9,298 0.16% PRN
80 MONSTER BEVERAGE CORP NEW 61,879 9,085 0.16%
81 EMERGENT BIOSOLUTIONS INC 284,180 8,960 0.15%
82 SOUTHWEST AIRLS CO 229,700 8,933 0.15%
83 RED HAT INC 107,910 8,723 0.15%
84 MODUSLINK GLOBAL SOLUTIONS I 10,920,000 8,613 0.15% PRN
85 CARDTRONICS PLC SHS CL A 192,746 8,596 0.15%
86 OASIS PETE INC NEW 713,640 8,185 0.14%
87 CONAGRA BRANDS INC 172,856 8,142 0.14%
88 FLOWSERVE CORP 162,541 7,841 0.13%
89 RICE ENERGY 300,000 7,833 0.13%
90 GENERAL CABLE CORP DEL NEW 11,440,000 7,703 0.13% PRN
91 WEATHERFORD INTL PLC 1,350,000 7,587 0.13%
92 SAFEGUARD SCIENTIFICS IN 7,240,000 7,510 0.13% PRN
93 CTRIP COM INTL LTD 160,846 7,491 0.13%
94 ENERNOC 10,307,000 7,421 0.13% PRN
95 CARRIZO OIL & GAS INC 182,026 7,394 0.13%
96 MAGNA INTL INC 169,291 7,272 0.13%
97 UNITED PARCEL SERVICE INC 64,447 7,048 0.12%
98 CSX CORP 230,682 7,036 0.12%
99 YY INC 128,520 6,848 0.12%
100 LEIDOS HLDGS INC 150,000 6,492 0.11%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 1.00% PRN
2 LIBERTY MEDIA CORP 82,000,000 42,845 0.81% PRN
3 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.80% PRN
4 PENNYMAC CORP 38,415,000 36,856 0.69% PRN
5 COWEN INC 33,500,000 32,557 0.61% PRN
6 RTW HLDGS INC 30,089,000 30,430 0.57% PRN
7 AVID TECHNOLOGY INC 36,300,000 29,586 0.56% PRN
8 GSV CAP CORP 32,262,000 29,560 0.56% PRN
9 RAIT Financial 31,887,000 29,336 0.55% PRN
10 RESOURCE CAP CORP 27,330,000 26,782 0.50% PRN
11 SINA CORP 26,500,000 26,434 0.50% PRN
12 Prospect Capital Corp 20,317,000 20,849 0.39% PRN
13 TICC CAPITAL CORP 20,458,000 20,740 0.39% PRN
14 WORKDAY INC 15,550,000 19,125 0.36% PRN
15 COMSTOCK RES INC 24,220,000 17,560 0.33% PRN
16 SOUFUN HLDGS LTD 17,000,000 16,915 0.32% PRN
17 AMTRUST FINL SVCS INC 19,079,000 16,508 0.31% PRN
18 TAL ED GROUP 5,000,000 13,553 0.25% PRN
19 TESLA INC 15,000,000 12,837 0.24% PRN
20 TESLA INC SR CV NT 0.25 19 13,928,000 12,608 0.24% PRN
21 PROSPECT CAPITAL CORPORATION 11,441,000 11,677 0.22% PRN
22 NEWPARK RES INC SR NT CV 4 17 11,615,000 11,525 0.22% PRN
23 COBALT INTL ENERGY INC 20,723,000 10,674 0.20% PRN
24 PROSPECT CAPITAL CORPORATION 10,166,000 10,417 0.20% PRN
25 RESOURCE CAP CORP 10,482,000 10,397 0.20% PRN
26 HERBALIFE LTD 10,200,000 10,098 0.19% PRN
27 LAYNE CHRISTENSEN CO 8,949,000 9,583 0.18% PRN
28 YY Inc. 9,500,000 9,358 0.18% PRN
29 LIBERTY MEDIA CORP 15,118,000 9,298 0.17% PRN
30 MODUSLINK GLOBAL SOLUTIONS I 10,920,000 8,613 0.16% PRN
31 GENERAL CABLE CORP DEL NEW 11,440,000 7,703 0.14% PRN
32 SAFEGUARD SCIENTIFICS IN 7,240,000 7,510 0.14% PRN
33 ENERNOC 10,307,000 7,421 0.14% PRN
34 ICONIX BRAND GROUP INC 7,270,000 6,261 0.12% PRN
35 COMSTOCK RES INC 8,062,000 5,845 0.11% PRN
36 TIMKENSTEEL CORP 4,825,000 5,329 0.10% PRN
37 HSBC HOLDINGS PLC 5,000,000 4,975 0.09% PRN
38 LAYNE CHRISTENSEN CO 5,655,000 4,955 0.09% PRN
39 SPECTRUM PHARMACEUTICALS INC 5,000,000 4,488 0.08% PRN
40 NOVATEL WIRELESS INC 4,350,000 4,283 0.08% PRN
41 SPECTRANETICS CORP 2,950,000 3,117 0.06% PRN
42 APOLLO COML REAL EST FIN INC 2,549,000 2,616 0.05% PRN
43 WHITING PETROLEUM CORP 3,298,000 2,490 0.05% PRN
44 LIBERTY MEDIA CORP 4,115,000 2,474 0.05% PRN
45 CONSOLIDATED TOMOKA LD CO 2,475,000 2,415 0.05% PRN
46 Solarcity Corp 2,505,000 1,951 0.04% PRN
47 SOLARCITY CORP NOTE 1.62511/0 2,600,000 1,940 0.04% PRN
48 PTC THERAPEUTICS INC 3,100,000 1,748 0.03% PRN
49 WHITING PETE CORP NEW 2,000,000 1,645 0.03% PRN
50 WHITING PETE CORP NEW 1,000,000 710 0.01% PRN
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