| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 43,688,000 | 44,850,000 | 31.30% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 19,676,000 | 20,168,000 | 14.08% | ||
| 3 | TD ASSET MANAGEMENT INC | 16,562,000 | 17,059,000 | 11.91% | ||
| 4 | INCOME RESEARCH & MANAGEMENT | 16,407,000 | 16,817,000 | 11.74% | PRN | |
| 5 | Pine River Capital Management L.P. | 11,441,000 | 11,677,000 | 8.15% | PRN | |
| 6 | VICTORY CAPITAL MANAGEMENT INC | 10,995,457 | 11,270,000 | 7.87% | PRN | |
| 7 | HighTower Advisors, LLC | 4,036,000 | 4,136,000 | 2.89% | PRN | |
| 8 | THRIVENT FINANCIAL FOR LUTHERANS | 4,000,000 | 4,107,000 | 2.87% | ||
| 9 | CQS Cayman LP | 3,000,000 | 3,123,000 | 2.18% | PRN | |
| 10 | MORGAN STANLEY | 2,398,000 | 2,445,000 | 1.71% | PRN | |
| 11 | WEDBUSH SECURITIES INC | 10,000 | 1,025,000 | 0.72% | ||
| 12 | AMERICAN FINANCIAL GROUP INC | 1,000,000 | 1,024,000 | 0.71% | PRN | |
| 13 | Compagnie Lombard Odier SCmA | 960,000 | 1,000,000 | 0.70% | PRN | |
| 14 | GOLDMAN SACHS GROUP INC | 816,000 | 836,000 | 0.58% | PRN | |
| 15 | KEYBANK NATIONAL ASSOCIATION/OH | 727,000 | 745,000 | 0.52% | ||
| 16 | Lombard Odier Asset Management (Europe) Ltd | 480,000 | 494,000 | 0.34% | PRN | |
| 17 | ADVISOR GROUP, INC. | 386 | 396,000 | 0.28% | PRN | |
| 18 | LPL Financial LLC | 250,000 | 256,000 | 0.18% | ||
| 19 | ROYAL BANK OF CANADA | 236,000 | 242,000 | 0.17% | PRN | |
| 20 | WELLS FARGO & COMPANY/MN | 225,000 | 228,000 | 0.16% | PRN | |
| 21 | STIFEL FINANCIAL CORP | 193,550 | 193,000 | 0.13% | PRN | |
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 184,000 | 189,000 | 0.13% | ||
| 23 | Calamos Advisors LLC | 155,000 | 160,000 | 0.11% | PRN | |
| 24 | Commonwealth Equity Services, Inc | 138,000 | 141,000 | 0.10% | ||
| 25 | Lombard Odier Asset Management (Switzerland) SA | 100,000 | 103,000 | 0.07% | PRN | |
| 26 | SII INVESTMENTS INC/WI | 89,000 | 91,000 | 0.06% | PRN | |
| 27 | Cetera Advisors LLC | 82,000 | 84,000 | 0.06% | PRN | |
| 28 | INVESTMENT CENTERS OF AMERICA INC | 80,000 | 82,000 | 0.06% | PRN | |
| 29 | Sigma Planning Corp | 70,000 | 72,000 | 0.05% | ||
| 30 | NewEdge Advisors, LLC | 60,000 | 61,000 | 0.04% | ||
| 31 | FDx Advisors, Inc. | 45,000 | 46,000 | 0.03% | ||
| 32 | TDAM USA INC. | 38,000 | 39,000 | 0.03% | ||
| 33 | IFC Holdings Incorporated/FL | 25,000 | 26,000 | 0.02% | PRN | |
| 34 | BANK OF AMERICA CORP /DE/ | 25,000 | 26,000 | 0.02% | PRN | |
| 35 | Creative Planning | 20,000 | 21,000 | 0.01% | PRN | |
| 36 | US BANCORP \DE\ | 20,000 | 21,000 | 0.01% | PRN | |
| 37 | D.A. DAVIDSON & CO. | 15,000 | 15,000 | 0.01% | ||
| 38 | ACG Wealth | 10,000 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
