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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
101 EXXON MOBIL CORP 73,520 6,416 0.11%
102 MORGANS HOTEL GROUP CO 3,139,668 6,343 0.11%
103 ICONIX BRAND GROUP INC 7,270,000 6,261 0.11% PRN
104 AMAZON COM INC 7,475 6,259 0.11%
105 JUNIPER NETWORKS 248,448 5,978 0.10%
106 INDEPENDENCE RLTY TR INC COM 650,000 5,850 0.10%
107 COMSTOCK RES INC 8,062,000 5,845 0.10% PRN
108 CITRIX SYS INC 67,400 5,744 0.10%
109 TREEHOUSE FOODS INC 65,601 5,720 0.10%
110 ADVANCEPIERRE FOODS HLDGS IN COM 200,000 5,512 0.09%
111 CONTINENTAL RESOURE 104,003 5,403 0.09%
112 TIMKENSTEEL CORP 4,825,000 5,329 0.09% PRN
113 ANADARKO PETE CORP 82,741 5,242 0.09%
114 ISHARES 150,000 5,059 0.09% Put
115 LAYNE CHRISTENSEN CO 5,655,000 4,955 0.09% PRN
116 ALLSCRIPTS HEALTHCARE SOLUTN 375,900 4,951 0.09%
117 ST JUDE MED INC 61,325 4,892 0.08%
118 HEWLETT PACKARD ENTERPRISE C 211,245 4,805 0.08%
119 UNITED STATES STL CORP NEW 250,000 4,715 0.08%
120 HURON CONSULTING 76,800 4,590 0.08%
121 SPECTRUM PHARMACEUTICALS INC 5,000,000 4,488 0.08% PRN
122 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 50,000 4,363 0.08% Put
123 RANGE RES CORP 111,374 4,316 0.07%
124 NOVATEL WIRELESS INC 4,350,000 4,283 0.07% PRN
125 EURONET WORLDWIDE INC 48,500 3,969 0.07%
126 Laredo Petroleum Inc 301,295 3,887 0.07%
127 GRIDSUM HLDG INC 220,500 3,716 0.06%
128 JAZZ PHARMACEUTICALS PLC 30,000 3,644 0.06%
129 MARATHON OIL CORP 223,750 3,537 0.06%
130 DEVON ENERGY CORP NEW 79,642 3,513 0.06%
131 NIELSEN HLDGS PLC 65,260 3,496 0.06%
132 AK STL HLDG CORP 700,300 3,382 0.06%
133 ANI PHARMACEUTICALS INC 50,400 3,344 0.06%
134 ADVANCED MICRO DEVICES INC 468,800 3,239 0.06%
135 500 COM LTD 182,476 3,217 0.06%
136 SPECTRANETICS CORP 2,950,000 3,117 0.05% PRN
137 DISH NETWORK A 52,900 2,898 0.05%
138 BAIDU INC 15,815 2,879 0.05%
139 VERINT SYS INC 72,900 2,743 0.05%
140 BANCO MACRO SA 35,000 2,739 0.05%
141 FIRST HAWAIIAN INC COM 100,000 2,686 0.05%
142 SYNGENTA AG 30,300 2,654 0.05%
143 CHINA BIOLOGIC PRODS INC 21,157 2,634 0.05%
144 APOLLO COML REAL EST FIN INC 2,549,000 2,616 0.05% PRN
145 WHITING PETROLEUM CORP 3,298,000 2,490 0.04% PRN
146 LIBERTY MEDIA CORP 4,115,000 2,474 0.04% PRN
147 CONSOLIDATED TOMOKA LD CO 2,475,000 2,415 0.04% PRN
148 BOX INC 152,014 2,395 0.04%
149 THE TRADE DESK INC 75,000 2,191 0.04%
150 LIBERTY TRIPADVISOR HLDGS INC COM SER A 95,414 2,085 0.04%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 4,131 728 0.01%
2 500 COM LTD 182,476 3,217 0.06%
3 ACCENTURE PLC IRELAND 6,623 809 0.02%
4 ADVANCED MICRO DEVICES INC 468,800 3,239 0.06%
5 ADVANCEPIERRE FOODS HLDGS IN COM 200,000 5,512 0.10%
6 AFLAC INC 10,098 726 0.01%
7 AIR PRODS & CHEMS INC 5,023 755 0.01%
8 AK STL HLDG CORP 700,300 3,382 0.06%
9 AKAMAI TECHNOLOGIES INC 33,495 1,775 0.03%
10 ALLEGHANY CORP 1,464 769 0.01%
11 ALLISON TRANSMISSION HLDGS INC COM 26,700 766 0.01%
12 ALLSCRIPTS HEALTHCARE SOLUTN 375,900 4,951 0.09%
13 ALLSTATE CORP 10,806 748 0.01%
14 ALPHABET INC 21,356 16,600 0.31%
15 ALPHABET INC 54,659 42,486 0.80%
16 ALPHABET INC 15,656 12,588 0.24%
17 AMAZON COM INC 7,475 6,259 0.12%
18 AMDOCS LTD 12,556 726 0.01%
19 AMERCO 2,239 726 0.01%
20 AMERICAN EXPRESS CO 11,600 743 0.01%
21 AMERICAN FINL GROUP INC OHIO 9,930 745 0.01%
22 AMERICAN NATL INS CO COM 8,083 986 0.02%
23 AMERIPRISE FINL INC 7,400 738 0.01%
24 AMERISOURCEBERGEN CORP 8,929 721 0.01%
25 AMTRUST FINL SVCS INC 19,079,000 16,508 0.31% PRN
26 AMYRIS INC 1,102,000 617 0.01% PRN
27 ANADARKO PETE CORP 82,741 5,242 0.10%
28 ANI PHARMACEUTICALS INC 50,400 3,344 0.06%
29 ANWORTH MTG ASSET CORP 30,648 151 0.00%
30 APOLLO COML REAL EST FIN INC 2,549,000 2,616 0.05% PRN
31 APPLIED INDL TECHNOLOGIES IN 18,276 854 0.02%
32 APPTIO INC 20,000 434 0.01%
33 APTARGROUP INC 9,465 733 0.01%
34 ARCH CAP GROUP LTD 9,123 723 0.01%
35 ARGO GROUP INTERNATIONAL 15,350 866 0.02%
36 ARMOUR RESIDENTIAL REIT INC 41,959 946 0.02%
37 ASCENT CAP GROUP INC 40,000 29 0.00% PRN
38 ASPEN INSURANCE HOLDINGS LTD 15,989 745 0.01%
39 ASSURED GUARANTY LTD COM 26,948 748 0.01%
40 AT&T INC 18,257 741 0.01%
41 ATN INTL INC 11,110 723 0.01%
42 AUTODESK INC 324,394 23,463 0.44%
43 AVID TECHNOLOGY INC 36,300,000 29,586 0.56% PRN
44 AXIS CAPITAL HOLDINGS LTD 13,409 729 0.01%
45 Agrofresh Solutions Warrants Exp 07/31/20 151,000 118 0.00%
46 BAIDU INC 15,815 2,879 0.05%
47 BANCO MACRO SA 35,000 2,739 0.05%
48 BANK MONTREAL QUE 11,373 978 0.02%
49 BANK N S HALIFAX 13,822 961 0.02%
50 BANK OF NT BUTTERFIELD&SON L 60,000 1,486 0.03%
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