Dark
Light
System
Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
201 CUMMINS INC 6,206 795 0.01%
202 CARNIVAL CORP 16,228 792 0.01%
203 IMPAC MTG HLDGS INC COM NEW 60,000 791 0.01%
204 SCRIPPS NETWORKS INTERACT IN 12,408 788 0.01%
205 THOR INDS INC 9,284 786 0.01%
206 WILEY JOHN SONS INC 15,222 786 0.01%
207 CROWN HOLDINGS INC 13,738 784 0.01%
208 EMERSON ELEC CO 14,373 783 0.01%
209 EASTMAN CHEM CO 11,431 774 0.01%
210 CURTISS WRIGHT CORP 8,489 773 0.01%
211 SPIRIT AEROSYSTEMS HLDGS INC 17,351 773 0.01%
212 INTERNATIONAL SPEEDWAY CORP CL A 23,104 772 0.01%
213 CHEVRON CORP NEW 7,500 772 0.01%
214 OWENS CORNING NEW 14,469 772 0.01%
215 SYNCHRONY FINL 27,500 770 0.01%
216 CONVERGYS CORP 25,314 770 0.01%
217 ALLEGHANY CORP 1,464 769 0.01%
218 WOODWARD INC 12,280 767 0.01%
219 CIT GROUP INC 21,131 767 0.01%
220 C H ROBINSON WORLDWIDE INC 10,878 766 0.01%
221 KAMAN CORP COM 17,449 766 0.01%
222 NUCOR CORP 15,500 766 0.01%
223 ALLISON TRANSMISSION HLDGS INC COM 26,700 766 0.01%
224 INGREDION INC 5,746 765 0.01%
225 EBAY INC 23,241 765 0.01%
226 SIX FLAGS ENTMT CORP NEW 14,279 765 0.01%
227 GRAINGER W W INC 3,395 763 0.01%
228 CABOT CORP 14,556 763 0.01%
229 LANDSTAR SYS INC COM 11,208 763 0.01%
230 MSC INDL DIRECT INC 10,379 762 0.01%
231 FOOT LOCKER INC 11,236 761 0.01%
232 SILGAN HOLDINGS INC 15,015 760 0.01%
233 UNIVERSAL CORP VA 13,054 760 0.01%
234 COOPER STD HLDGS INC 7,689 760 0.01%
235 CHECK POINT SOFTWARE TECH LT 9,778 759 0.01%
236 CARLISLE COS INC 7,384 757 0.01%
237 LINCOLN ELEC HLDGS INC 12,070 756 0.01%
238 RELIANCE STEEL & ALUMINUM CO 10,500 756 0.01%
239 AIR PRODS & CHEMS INC 5,023 755 0.01%
240 TERADYNE INC 34,971 755 0.01%
241 EXPEDITORS INTL WASH INC 14,649 755 0.01%
242 CA INC 22,780 754 0.01%
243 PRUDENTIAL FINL INC 9,233 754 0.01%
244 L-3 Communications Holdings 5,000 754 0.01%
245 PRAXAIR INC 6,232 753 0.01%
246 LUMEN TECHNOLOGIES INC 27,451 753 0.01%
247 PREMIER INC CL A 23,273 753 0.01%
248 HUNTINGTON INGALLS INDS INC 4,900 752 0.01%
249 CISCO SYS INC 23,704 752 0.01%
250 FRESH DEL MONTE PRODUCE INC 12,553 752 0.01%
Page 5 of 8
New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
1 REDWOOD TR INC NOTE 4.625 4/1 52,784,000 52,982 1.00% PRN
2 LIBERTY MEDIA CORP 82,000,000 42,845 0.81% PRN
3 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.80% PRN
4 PENNYMAC CORP 38,415,000 36,856 0.69% PRN
5 COWEN INC 33,500,000 32,557 0.61% PRN
6 RTW HLDGS INC 30,089,000 30,430 0.57% PRN
7 AVID TECHNOLOGY INC 36,300,000 29,586 0.56% PRN
8 GSV CAP CORP 32,262,000 29,560 0.56% PRN
9 RAIT Financial 31,887,000 29,336 0.55% PRN
10 RESOURCE CAP CORP 27,330,000 26,782 0.50% PRN
11 SINA CORP 26,500,000 26,434 0.50% PRN
12 Prospect Capital Corp 20,317,000 20,849 0.39% PRN
13 TICC CAPITAL CORP 20,458,000 20,740 0.39% PRN
14 WORKDAY INC 15,550,000 19,125 0.36% PRN
15 COMSTOCK RES INC 24,220,000 17,560 0.33% PRN
16 SOUFUN HLDGS LTD 17,000,000 16,915 0.32% PRN
17 AMTRUST FINL SVCS INC 19,079,000 16,508 0.31% PRN
18 TAL ED GROUP 5,000,000 13,553 0.25% PRN
19 TESLA INC 15,000,000 12,837 0.24% PRN
20 TESLA INC SR CV NT 0.25 19 13,928,000 12,608 0.24% PRN
21 PROSPECT CAPITAL CORPORATION 11,441,000 11,677 0.22% PRN
22 NEWPARK RES INC SR NT CV 4 17 11,615,000 11,525 0.22% PRN
23 COBALT INTL ENERGY INC 20,723,000 10,674 0.20% PRN
24 PROSPECT CAPITAL CORPORATION 10,166,000 10,417 0.20% PRN
25 RESOURCE CAP CORP 10,482,000 10,397 0.20% PRN
26 HERBALIFE LTD 10,200,000 10,098 0.19% PRN
27 LAYNE CHRISTENSEN CO 8,949,000 9,583 0.18% PRN
28 YY Inc. 9,500,000 9,358 0.18% PRN
29 LIBERTY MEDIA CORP 15,118,000 9,298 0.17% PRN
30 MODUSLINK GLOBAL SOLUTIONS I 10,920,000 8,613 0.16% PRN
31 GENERAL CABLE CORP DEL NEW 11,440,000 7,703 0.14% PRN
32 SAFEGUARD SCIENTIFICS IN 7,240,000 7,510 0.14% PRN
33 ENERNOC 10,307,000 7,421 0.14% PRN
34 ICONIX BRAND GROUP INC 7,270,000 6,261 0.12% PRN
35 COMSTOCK RES INC 8,062,000 5,845 0.11% PRN
36 TIMKENSTEEL CORP 4,825,000 5,329 0.10% PRN
37 HSBC HOLDINGS PLC 5,000,000 4,975 0.09% PRN
38 LAYNE CHRISTENSEN CO 5,655,000 4,955 0.09% PRN
39 SPECTRUM PHARMACEUTICALS INC 5,000,000 4,488 0.08% PRN
40 NOVATEL WIRELESS INC 4,350,000 4,283 0.08% PRN
41 SPECTRANETICS CORP 2,950,000 3,117 0.06% PRN
42 APOLLO COML REAL EST FIN INC 2,549,000 2,616 0.05% PRN
43 WHITING PETROLEUM CORP 3,298,000 2,490 0.05% PRN
44 LIBERTY MEDIA CORP 4,115,000 2,474 0.05% PRN
45 CONSOLIDATED TOMOKA LD CO 2,475,000 2,415 0.05% PRN
46 Solarcity Corp 2,505,000 1,951 0.04% PRN
47 SOLARCITY CORP NOTE 1.62511/0 2,600,000 1,940 0.04% PRN
48 PTC THERAPEUTICS INC 3,100,000 1,748 0.03% PRN
49 WHITING PETE CORP NEW 2,000,000 1,645 0.03% PRN
50 WHITING PETE CORP NEW 1,000,000 710 0.01% PRN
Page 1 of 8