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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 Intuit Inc 1,991,283 380,573 83.93%
5 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
51 COGNIZANT TECHNOLOGY SOLUTIO 296,766 14,160 0.27%
52 VIMPELCOM LTD 4,000,000 13,920 0.26%
53 TAL ED GROUP 5,000,000 13,553 0.25% PRN
54 CONSTELLATION BRANDS INC 80,170 13,348 0.25%
55 WHITING PETE CORP NEW 1,518,624 13,273 0.25%
56 VANECK ETF TRUST 500,000 13,215 0.25% Put
57 PINNACLE FOODS INC DEL 260,000 13,044 0.25%
58 COMCAST CORP NEW 194,858 12,927 0.24%
59 TESLA INC 15,000,000 12,837 0.24% PRN
60 TESLA INC SR CV NT 0.25 19 13,928,000 12,608 0.24% PRN
61 ALPHABET INC 15,656 12,588 0.24%
62 DELPHI AUTOMOTIVE PLC 176,383 12,580 0.24%
63 CHARTER COMMUNICATIONS INC N 45,133 12,185 0.23%
64 UNION PAC CORP 122,199 11,918 0.22%
65 PROSPECT CAPITAL CORPORATION 11,441,000 11,677 0.22% PRN
66 NEWPARK RES INC SR NT CV 4 17 11,615,000 11,525 0.22% PRN
67 MICRON TECHNOLOGY INC 642,471 11,423 0.21%
68 CALIFORNIA RES CORP 894,253 11,178 0.21%
69 SUPERIOR ENERGY SVCS INC 600,000 10,740 0.20%
70 COBALT INTL ENERGY INC 20,723,000 10,674 0.20% PRN
71 PROSPECT CAPITAL CORPORATION 10,166,000 10,417 0.20% PRN
72 RESOURCE CAP CORP 10,482,000 10,397 0.20% PRN
73 HARMAN INTL INDS INC 120,000 10,134 0.19%
74 HERBALIFE LTD 10,200,000 10,098 0.19% PRN
75 RPC INC 585,000 9,828 0.18%
76 LAYNE CHRISTENSEN CO 8,949,000 9,583 0.18% PRN
77 YY Inc. 9,500,000 9,358 0.18% PRN
78 LIBERTY MEDIA CORP 15,118,000 9,298 0.17% PRN
79 MONSTER BEVERAGE CORP NEW 61,879 9,085 0.17%
80 EMERGENT BIOSOLUTIONS INC 284,180 8,960 0.17%
81 SOUTHWEST AIRLS CO 229,700 8,933 0.17%
82 RED HAT INC 107,910 8,723 0.16%
83 MODUSLINK GLOBAL SOLUTIONS I 10,920,000 8,613 0.16% PRN
84 CARDTRONICS PLC SHS CL A 192,746 8,596 0.16%
85 OASIS PETE INC NEW 713,640 8,185 0.15%
86 CONAGRA BRANDS INC 172,856 8,142 0.15%
87 FLOWSERVE CORP 162,541 7,841 0.15%
88 RICE ENERGY INCORPORATED 300,000 7,833 0.15%
89 GENERAL CABLE CORP DEL NEW 11,440,000 7,703 0.14% PRN
90 WEATHERFORD INTL PLC 1,350,000 7,587 0.14%
91 SAFEGUARD SCIENTIFICS IN 7,240,000 7,510 0.14% PRN
92 CTRIP COM INTL LTD 160,846 7,491 0.14%
93 ENERNOC 10,307,000 7,421 0.14% PRN
94 CARRIZO OIL & GAS INC 182,026 7,394 0.14%
95 MAGNA INTL INC 169,291 7,272 0.14%
96 UNITED PARCEL SERVICE INC 64,447 7,048 0.13%
97 CSX CORP 230,682 7,036 0.13%
98 YY INC 128,520 6,848 0.13%
99 LEIDOS HLDGS INC 150,000 6,492 0.12%
100 EXXON MOBIL CORP 73,520 6,416 0.12%
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