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Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
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New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
151 FIRST HAWAIIAN INC COM 100,000 2,686 0.05%
152 FISERV INC 7,312 727 0.01%
153 FLOWSERVE CORP 162,541 7,841 0.15%
154 FOOT LOCKER INC 11,236 761 0.01%
155 FORD MTR CO DEL 61,375 741 0.01%
156 FOREST CITY ENTERPRISES INC 113,000 131 0.00% PRN
157 FRANKLIN RESOURCES INC 20,324 723 0.01%
158 FRESH DEL MONTE PRODUCE INC COM 12,553 752 0.01%
159 GALENA BIOPHARMA INC 50,665 18 0.00%
160 GENERAL CABLE CORP DEL NEW 11,440,000 7,703 0.14% PRN
161 GENERAL MLS INC 11,348 725 0.01%
162 GENTEX CORP 42,300 743 0.01%
163 GENUINE PARTS CO 7,396 743 0.01%
164 GILEAD SCIENCES INC 9,039 715 0.01%
165 GOLDMAN SACHS GROUP INC 4,457 719 0.01%
166 GRAINGER W W INC 3,395 763 0.01%
167 GRAND CANYON ED INC 18,559 750 0.01%
168 GRAPHIC PACKAGING HLDG CO 53,100 743 0.01%
169 GREAT PLAINS ENERGY INC 38,275 1,045 0.02%
170 GREENBRIER COS INC 31,000 35 0.00% PRN
171 GRIDSUM HLDG INC 220,500 3,716 0.07%
172 GSV CAP CORP 32,262,000 29,560 0.56% PRN
173 HALLIBURTON CO 502,521 22,553 0.42%
174 HANOVER INS GROUP INC 9,932 749 0.01%
175 HARMAN INTL INDS INC 120,000 10,134 0.19%
176 HARTFORD FINL SVCS GROUP INC 17,500 749 0.01%
177 HEARTLAND EXPRESS INC COM 39,262 741 0.01%
178 HENRY JACK & ASSOC INC 8,542 731 0.01%
179 HERBALIFE LTD 10,200,000 10,098 0.19% PRN
180 HEWLETT PACKARD ENTERPRISE C 211,245 4,805 0.09%
181 HORACE MANN EDUCATORS CORP NEW COM 26,000 953 0.02%
182 HP INC 2,742,883 42,598 0.80%
183 HSBC HOLDINGS PLC 5,000,000 4,975 0.09% PRN
184 HUNT J B TRANS SVCS INC 9,176 745 0.01%
185 HUNTINGTON INGALLS INDS INC 4,900 752 0.01%
186 HURON CONSULTING 76,800 4,590 0.09%
187 HUTCHISON CHINA MEDITECH LTD 28,641 341 0.01%
188 ICONIX BRAND GROUP INC 7,270,000 6,261 0.12% PRN
189 ILLUMINA INC 99,510 18,077 0.34%
190 IMPAC MTG HLDGS INC COM NEW 60,000 791 0.01%
191 INDEPENDENCE RLTY TR INC COM 650,000 5,850 0.11%
192 INGREDION INC 5,746 765 0.01%
193 INTEL CORP 19,836 749 0.01%
194 INTERNATIONAL SPEEDWAY CORP 23,104 772 0.01%
195 INTL PAPER CO 15,367 737 0.01%
196 ISHARES 150,000 5,059 0.10% Put
197 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 50,000 4,363 0.08% Put
198 ISHARES TR 16,249 738 0.01%
199 ISHARES TR 1,864,300 69,819 1.31% Put
200 ISHARES TR 526,000 65,334 1.23% Put
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