Dark
Light
System
Institutional Investment Manager
Pine River Capital Management L.P.
Pine River Capital Management L.P. (CIK: 0001288136) incorporated in Delaware, located at 601 Carlson Parkway, Minnetonka, MN. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001288136-16-000126) filed in 2016.11.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 5,655,000 1,223,180 21.04% Put
2 PROCTER AND GAMBLE CO 7,007,980 628,966 10.82%
3 PROCTER AND GAMBLE CO 7,000,000 628,250 10.81% Put
4 HSBC HOLDINGS PLC 5,000,000 497,500 8.56%
5 ITC HOLDINGS 6,845,959 318,200 5.47%
6 SPDR SERIES TRUST 2,500,000 96,150 1.65% Put
7 SPDR S&P 500 ETF TR 438,600 94,869 1.63%
8 COTY INC 3,314,826 76,904 1.32%
9 DEPHEID 1,414,326 74,521 1.28%
10 WHITEWAVE FOODS CO 1,364,929 74,292 1.28%
11 ISHARES TR 1,864,300 69,819 1.20% Put
12 ISHARES TR 526,000 65,334 1.12% Put
13 POWERSHARES QQQ TRUST 500,000 59,360 1.02% Put
14 REDWOOD TR INC 52,784,000 52,982 0.91% PRN
15 FACEBOOK INC 386,016 49,513 0.85%
16 VERIZON COMMUNICATIONS INC 880,399 45,764 0.79%
17 LIBERTY MEDIA CORP 82,000,000 42,845 0.74% PRN
18 MONSTER WORLDWIDE 3.5% CB 10/15/2019-REGISTERED 42,943,000 42,651 0.73% PRN
19 HP INC 2,742,883 42,598 0.73%
20 ALPHABET INC 54,659 42,486 0.73%
21 PENNYMAC CORP 38,415,000 36,856 0.63% PRN
22 SPLUNK INC 595,592 34,950 0.60%
23 TABLEAU SOFTWARE INC 615,798 34,036 0.59%
24 COWEN GROUP INC NEW 33,500,000 32,557 0.56% PRN
25 COTY INC 1,375,000 32,313 0.56% Put
26 RTW HLDGS INC 30,089,000 30,430 0.52% PRN
27 AVID TECHNOLOGY INC 36,300,000 29,586 0.51% PRN
28 GSV CAP CORP 32,262,000 29,560 0.51% PRN
29 RAIT Financial 31,887,000 29,336 0.50% PRN
30 RESOURCE CAP CORP 27,330,000 26,782 0.46% PRN
31 SINA CORP 26,500,000 26,434 0.45% PRN
32 AUTODESK INC 324,394 23,463 0.40%
33 HALLIBURTON CO 502,521 22,553 0.39%
34 Prospect Capital Corp 20,317,000 20,849 0.36% PRN
35 TICC CAPITAL CORP 20,458,000 20,740 0.36% PRN
36 WORKDAY INC 15,550,000 19,125 0.33% PRN
37 NOBLE ENERGY INC 518,566 18,532 0.32%
38 ENERGEN CORP COM 320,040 18,472 0.32%
39 VALERO ENERGY CORP NEW 345,554 18,315 0.32%
40 ILLUMINA INC 99,510 18,077 0.31%
41 MOLSON COORS BREWING CO 162,954 17,891 0.31%
42 COMSTOCK RES INC 24,220,000 17,560 0.30% PRN
43 SOUFUN HLDGS LTD 17,000,000 16,915 0.29% PRN
44 ALPHABET INC 21,356 16,600 0.29%
45 AMTRUST FINL SVCS INC 19,079,000 16,508 0.28% PRN
46 PIONEER NAT RES CO 86,200 16,005 0.28%
47 JD COM INC 611,000 15,941 0.27%
48 CONSTELLIUM NV CL A 2,200,000 15,840 0.27%
49 VERIZON COMMUNICATIONS INC 292,922 15,226 0.26%
50 KINDER MORGAN INC DEL 647,391 14,974 0.26%
Page 1 of 8
New Holding filing (0001288136-17-000043) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 TRINA SOLAR ADR REPTG 50 ORD 2,360,183 24,168 70.33%
2 KONGZHONG CORP SPONSO 877,416 5,914 17.21%
3 TRINA SOLAR LIMITED 4,405,000 4,284 12.47% PRN
New Holding filing (0001288136-17-000036) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 Intuit Inc 1,991,283 380,573 83.93%
2 FMC TECHNOLOGIES INC 2,223,580 65,974 14.55%
3 IKANG HEALTHCARE GROUP INC 310,820 5,621 1.24%
4 SKY-MOBI LTD-SP A 508,794 1,033 0.23%
5 CONCORD MED SVCS HLDGS LTD 58,400 232 0.05%
Restatement filing (0001288136-17-000003) filed in 2017.01.11
#
Name
Shares
Value ($)
%
Options
Notes
251 NIELSEN HLDGS PLC 65,260 3,496 0.07%
252 NOBLE ENERGY INC 518,566 18,532 0.35%
253 NOVATEL WIRELESS INC 4,350,000 4,283 0.08% PRN
254 NUCOR CORP 15,500 766 0.01%
255 NUTANIX INC 25,000 925 0.02%
256 New Relic Inc 25,627 982 0.02%
257 OASIS PETE INC NEW 713,640 8,185 0.15%
258 OCCIDENTAL PETE CORP DEL 10,300 751 0.01%
259 OLD DOMINION FREIGHT LINE IN 10,896 748 0.01%
260 OLD REP INTL CORP 40,994 722 0.01%
261 ORACLE CORP 18,825 739 0.01%
262 OWENS CORNING NEW 14,469 772 0.01%
263 PACCAR INC 12,800 752 0.01%
264 PACE HLDGS CORP 300,000 126 0.00%
265 PENNYMAC CORP 38,415,000 36,856 0.69% PRN
266 PEPSICO INC 6,890 749 0.01%
267 PETROLEO BRASILEIRO SA PETRO 200,000 1,866 0.04%
268 PFIZER INC 21,735 736 0.01%
269 PINNACLE FOODS INC DEL 260,000 13,044 0.25%
270 PIONEER NAT RES CO 86,200 16,005 0.30%
271 PLANET FITNESS INC 75,000 1,505 0.03%
272 PNC FINL SVCS GROUP INC 8,227 741 0.01%
273 POPULAR INC COM NEW 19,152 732 0.01%
274 POST HLDGS INC 27,000 2,084 0.04%
275 POWERSHARES ETF TR II 17,741 736 0.01%
276 POWERSHARES QQQ TRUST 500,000 59,360 1.12% Put
277 PRAXAIR INC 6,232 753 0.01%
278 PREMIER INC CL A 23,273 753 0.01%
279 PRICELINE GRP INC 1,000 1,472 0.03%
280 PRICELINE GRP INC SR CONV NT0.9 21 11,000 12 0.00% PRN
281 PROCTER AND GAMBLE CO 7,000,000 628,250 11.81% Put
282 PROCTER AND GAMBLE CO 7,007,980 628,966 11.82%
283 PROGRESSIVE CORP OHIO 23,826 751 0.01%
284 PROSPECT CAPITAL CORPORATION 11,441,000 11,677 0.22% PRN
285 PROSPECT CAPITAL CORPORATION 10,166,000 10,417 0.20% PRN
286 PRUDENTIAL FINL INC 9,233 754 0.01%
287 PTC THERAPEUTICS INC 3,100,000 1,748 0.03% PRN
288 Prospect Capital Corp 20,317,000 20,849 0.39% PRN
289 QUINPARIO ACQUISITION CORP 2 1,222,482 214 0.00%
290 RAIT Financial 31,887,000 29,336 0.55% PRN
291 RANGE RES CORP 111,374 4,316 0.08%
292 RED HAT INC 107,910 8,723 0.16%
293 REDWOOD TR INC 52,784,000 52,982 1.00% PRN
294 REGAL ENTMT GROUP 34,500 750 0.01%
295 REINSURANCE GROUP AMER INC 6,817 736 0.01%
296 RELIANCE STEEL & ALUMINUM CO 10,500 756 0.01%
297 RENAISSANCERE HOLDINGS LTD 6,122 736 0.01%
298 REPUBLIC SVCS INC 14,487 731 0.01%
299 RESOURCE CAP CORP 10,482,000 10,397 0.20% PRN
300 RESOURCE CAP CORP 27,330,000 26,782 0.50% PRN
Page 6 of 8