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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
601 WYNDHAM WORLDWIDE CORP 4,445 340 0.01%
602 JD COM INC 12,888 342 0.01%
603 COCA COLA EUROPEAN PARTNERS SHS 6,744 342 0.01%
604 FIRST TR STRATEGIC HIGH INC 30,124 343 0.01%
605 BORGWARNER INC 8,932 343 0.01%
606 SOCIEDAD QUIMICA Y MINERA DE 16,760 344 0.01%
607 DOVER CORP 5,359 345 0.01%
608 BUNGE LIMITED 6,138 348 0.01%
609 TALEN ENERGY CORP 38,651 348 0.01%
610 AMERICAN HOMES 4 RENT CL A 21,963 349 0.01%
611 ATMOS ENERGY CORP 4,715 350 0.01%
612 MSCI INC 4,746 352 0.01%
613 ALLETE INC COM NEW 6,308 354 0.01%
614 EATON VANCE SR INCOME TR 61,457 356 0.01%
615 HANNON ARMSTRONG SUST INFR C 18,720 360 0.01%
616 PROLOGIS INC 8,293 366 0.01%
617 SUN HYDRAULICS CORPORATION 11,046 367 0.01%
618 B/E AEROSPACE INC 8,075 372 0.01%
619 OHA INVT CORP 109,922 373 0.01%
620 NATIONAL INFO CONSORTIUM INC 20,778 375 0.01%
621 HILL ROM HLDGS INC 7,487 377 0.01%
622 FIRST INDL RLTY TR INC 16,639 378 0.01%
623 Parkway Properties Inc 24,266 380 0.01%
624 QUAKER CHEM CORP 4,480 380 0.01%
625 YY INC 6,223 383 0.01%
626 INGERSOLL-RAND PLC 6,201 385 0.01%
627 ROWAN COMPANIES PLC SHS CL A 23,940 385 0.01%
628 MOSAIC CO NEW 14,341 387 0.01%
629 GETTY RLTY CORP NEW 19,618 389 0.01%
630 PolyOne Corp 6,522 390 0.01%
631 CHINA YUCHAI INTL LTD 39,711 391 0.01%
632 Mizuho Financial Group Inc 134,845 396 0.01%
633 FIRST TR EXCHANGE TRADED FD 8,321 396 0.01%
634 GREENBRIER COS INC 14,315 396 0.01%
635 ABERDEEN GLOBAL INCOME FD IN 47,146 397 0.01%
636 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF 8,559 398 0.01%
637 ISHARES TR 3,470 398 0.01%
638 SOUTHERN COPPER CORP 14,448 400 0.01%
639 SYNOPSYS INC 12,933 401 0.01%
640 NRG YIELD INC 29,706 403 0.01%
641 Abaxis Inc 8,876 403 0.01%
642 RPC INC 28,478 404 0.01%
643 WELLS FARGO MULTI SECTOR INC 33,183 405 0.01%
644 HFF INCORPORATED CLASS A 14,722 405 0.01%
645 FIRST AMERN FINL CORP 10,667 407 0.01%
646 TANGER FACTORY OUTLET CTRS I 11,251 409 0.01%
647 SPECTRUM BRANDS HLDGS INC 3,751 410 0.01%
648 SEMPRA ENERGY 3,985 415 0.01%
649 HARTFORD FINL SVCS GROUP INC 9,019 416 0.01%
650 ALBEMARLE CORP 6,524 417 0.01%
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