| 1 |
Saba Capital Management, L.P. |
5,004,086 |
61,150,000 |
32.95% |
|
|
| 2 |
SIT INVESTMENT ASSOCIATES INC |
1,429,344 |
17,467,000 |
9.41% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,254,151 |
15,326,000 |
8.26% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
1,071,533 |
13,094,000 |
7.06% |
|
|
| 5 |
UBS Group AG |
893,120 |
10,914,000 |
5.88% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
591,876 |
7,233,000 |
3.90% |
|
|
| 7 |
Invesco Ltd. |
583,353 |
7,129,000 |
3.84% |
|
|
| 8 |
MORGAN STANLEY |
367,154 |
4,486,000 |
2.42% |
|
|
| 9 |
CITIGROUP INC |
366,892 |
4,483,000 |
2.42% |
|
|
| 10 |
Laurion Capital Management LP |
344,976 |
4,216,000 |
2.27% |
|
|
| 11 |
NWAM LLC |
344,303 |
4,207,000 |
2.27% |
|
|
| 12 |
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD |
324,839 |
3,970,000 |
2.14% |
|
|
| 13 |
ROYAL BANK OF CANADA |
231,659 |
2,830,000 |
1.52% |
|
|
| 14 |
1607 Capital Partners, LLC |
214,711 |
2,624,000 |
1.41% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
212,558 |
2,597,000 |
1.40% |
|
|
| 16 |
COHEN & STEERS, INC. |
190,667 |
2,330,000 |
1.26% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
171,248 |
2,092,000 |
1.13% |
|
|
| 18 |
Capital Investment Advisors, LLC |
168,452 |
2,058,000 |
1.11% |
|
|
| 19 |
AQR ARBITRAGE LLC |
137,540 |
1,681,000 |
0.91% |
|
|
| 20 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
114,791 |
1,396,000 |
0.75% |
|
|
| 21 |
DEUTSCHE BANK AG\ |
99,535 |
1,216,000 |
0.66% |
|
|
| 22 |
Diversified Investment Strategies, LLC |
88,700 |
1,084,000 |
0.58% |
|
|
| 23 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
86,647 |
1,059,000 |
0.57% |
|
|
| 24 |
Yorktown Management & Research Co Inc |
83,000 |
1,014,000 |
0.55% |
|
|
| 25 |
STIFEL FINANCIAL CORP |
82,742 |
1,011,000 |
0.54% |
|
|
| 26 |
LPL Financial LLC |
75,500 |
908,000 |
0.49% |
|
|
| 27 |
BLACKROCK ADVISORS LLC |
71,089 |
869,000 |
0.47% |
|
|
| 28 |
Ancora Advisors LLC |
61,500 |
752,000 |
0.41% |
|
|
| 29 |
State of New Jersey Common Pension Fund D |
60,000 |
733,000 |
0.39% |
|
|
| 30 |
CUE ADVISORY SERVICES, INC. |
58,805 |
719,000 |
0.39% |
|
|
| 31 |
GUGGENHEIM CAPITAL LLC |
55,236 |
675,000 |
0.36% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
50,851 |
621,000 |
0.33% |
|
|
| 33 |
SII INVESTMENTS INC/WI |
39,305 |
479,000 |
0.26% |
|
|
| 34 |
Cambridge Investment Research Advisors, Inc. |
36,550 |
447,000 |
0.24% |
|
|
| 35 |
Virtu KCG Holdings LLC |
35,665 |
436,000 |
0.23% |
|
|
| 36 |
Advisors Asset Management, Inc. |
33,183 |
405,000 |
0.22% |
|
|
| 37 |
RAYMOND JAMES TRUST N.A. |
30,387 |
372,000 |
0.20% |
|
|
| 38 |
Vident Investment Advisory, LLC |
4,365,448 |
358,000 |
0.19% |
|
|
| 39 |
Aviance Capital Partners, LLC |
20,748 |
254,000 |
0.14% |
|
|
| 40 |
AMERICAN INTERNATIONAL GROUP, INC. |
18,688 |
229,000 |
0.12% |
|
|
| 41 |
Investors Capital Advisory Services |
13,367 |
163,000 |
0.09% |
|
|
| 42 |
GOLDMAN SACHS GROUP INC |
11,831 |
145,000 |
0.08% |
|
|
| 43 |
IFP ADVISORS, INC |
8,752 |
107,000 |
0.06% |
|
|
| 44 |
Winslow, Evans & Crocker, Inc. |
4,747 |
58,008 |
0.03% |
|
|
| 45 |
WELLS FARGO & COMPANY/MN |
3,655 |
44,000 |
0.02% |
|
|
| 46 |
PNC FINANCIAL SERVICES GROUP, INC. |
3,119 |
38,000 |
0.02% |
|
|
| 47 |
Sandy Spring Bank |
2,500 |
31,000 |
0.02% |
|
|
| 48 |
Carroll Financial Associates, Inc. |
2,235 |
27,000 |
0.01% |
|
|
| 49 |
Focused Wealth Management, Inc |
1,500 |
18,000 |
0.01% |
|
|
| 50 |
MSI Financial Services Inc |
1,390 |
17,000 |
0.01% |
|
|
