| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 1,885,000 | 10,914,000 | 13.37% | ||
| 2 | JPMORGAN CHASE & CO | 1,729,937 | 10,016,000 | 12.27% | ||
| 3 | Invesco Ltd. | 1,104,460 | 6,395,000 | 7.83% | ||
| 4 | SYMPHONY ASSET MANAGEMENT LLC | 968,586 | 5,608,000 | 6.87% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 940,671 | 5,446,000 | 6.67% | ||
| 6 | MARINER INVESTMENT GROUP LLC | 868,682 | 5,030,000 | 6.16% | ||
| 7 | Bain Capital Credit, LP | 735,690 | 4,260,000 | 5.22% | ||
| 8 | UBS Group AG | 732,486 | 4,241,000 | 5.19% | ||
| 9 | MORGAN STANLEY | 631,271 | 3,655,000 | 4.48% | ||
| 10 | Yorktown Management & Research Co Inc | 475,000 | 2,750,000 | 3.37% | ||
| 11 | GUGGENHEIM CAPITAL LLC | 451,173 | 2,612,000 | 3.20% | ||
| 12 | WELLS FARGO & COMPANY/MN | 425,147 | 2,462,000 | 3.01% | ||
| 13 | COHEN & STEERS, INC. | 332,868 | 1,927,000 | 2.36% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 323,790 | 1,875,000 | 2.30% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 280,924 | 1,626,000 | 1.99% | ||
| 16 | Marble Harbor Investment Counsel, LLC | 264,750 | 1,533,000 | 1.88% | ||
| 17 | HUNTINGTON NATIONAL BANK | 138,435 | 901,000 | 1.10% | PRN | |
| 18 | LPL Financial LLC | 144,606 | 831,000 | 1.02% | ||
| 19 | Horizon Kinetics LLC | 142,109 | 823,000 | 1.01% | ||
| 20 | Trust Asset Management LLC | 132,347 | 766,000 | 0.94% | ||
| 21 | AQR ARBITRAGE LLC | 122,432 | 709,000 | 0.87% | ||
| 22 | Saba Capital Management, L.P. | 93,048 | 539,000 | 0.66% | ||
| 23 | BAIRD FINANCIAL GROUP, INC. | 90,700 | 525,000 | 0.64% | ||
| 24 | MERIDIAN INVESTMENT COUNSEL INC. | 89,188 | 516,000 | 0.63% | ||
| 25 | CREDIT SUISSE AG/ | 85,022 | 492,000 | 0.60% | ||
| 26 | Laurion Capital Management LP | 80,111 | 464,000 | 0.57% | ||
| 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 74,878 | 434,000 | 0.53% | ||
| 28 | Hilltop Holdings Inc. | 71,840 | 416,000 | 0.51% | ||
| 29 | Cambridge Investment Research Advisors, Inc. | 61,595 | 357,000 | 0.44% | ||
| 30 | Advisors Asset Management, Inc. | 61,457 | 356,000 | 0.44% | ||
| 31 | Capital Investment Advisors, LLC | 60,893 | 353,000 | 0.43% | ||
| 32 | DOLIVER ADVISORS, LP | 59,462 | 344,000 | 0.42% | ||
| 33 | AMERIPRISE FINANCIAL INC | 56,249 | 326,000 | 0.40% | ||
| 34 | CITIGROUP INC | 52,553 | 305,000 | 0.37% | ||
| 35 | Concert Wealth Management Inc. | 41,256 | 239,000 | 0.29% | ||
| 36 | Shaker Financial Services, LLC | 36,004 | 208,000 | 0.25% | ||
| 37 | WealthTrust Axiom LLC | 33,932 | 196,000 | 0.24% | ||
| 38 | RELATIVE VALUE PARTNERS GROUP, LLC | 26,849 | 155,000 | 0.19% | ||
| 39 | BLACKROCK ADVISORS LLC | 26,217 | 152,000 | 0.19% | ||
| 40 | SG Americas Securities, LLC | 26,211 | 152,000 | 0.19% | ||
| 41 | TFS CAPITAL LLC | 14,725 | 85,000 | 0.10% | ||
| 42 | Cetera Advisors LLC | 14,500 | 84,000 | 0.10% | ||
| 43 | M&T BANK CORP | 14,537 | 84,000 | 0.10% | ||
| 44 | SeaBridge Investment Advisors LLC | 12,060 | 70,000 | 0.09% | ||
| 45 | Rock Point Advisors, LLC | 11,900 | 69,000 | 0.08% | ||
| 46 | ROYAL BANK OF CANADA | 11,653 | 67,000 | 0.08% | ||
| 47 | IFP ADVISORS, INC | 10,711 | 62,000 | 0.08% | ||
| 48 | Camelot Portfolios, LLC | 10,000 | 58,000 | 0.07% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 7,735 | 45,000 | 0.06% | ||
| 50 | Highlander Capital Management, LLC | 5,000 | 29,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
