| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
243,641 |
2,770,000 |
11.24% |
|
|
| 2 |
Pine River Capital Management L.P. |
219,987 |
2,501,000 |
10.15% |
|
|
| 3 |
SII INVESTMENTS INC/WI |
216,405 |
2,463,000 |
10.00% |
|
|
| 4 |
MARINER INVESTMENT GROUP LLC |
213,365 |
2,426,000 |
9.85% |
|
|
| 5 |
MORGAN STANLEY |
202,968 |
2,308,000 |
9.37% |
|
|
| 6 |
Nuveen Asset Management, LLC |
165,500 |
1,882,000 |
7.64% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
158,718 |
1,805,000 |
7.33% |
|
|
| 8 |
WOLVERINE ASSET MANAGEMENT LLC |
125,476 |
1,426,000 |
5.79% |
|
|
| 9 |
Laurion Capital Management LP |
123,084 |
1,399,000 |
5.68% |
|
|
| 10 |
Saba Capital Management, L.P. |
121,987 |
1,387,000 |
5.63% |
|
|
| 11 |
LPL Financial LLC |
48,089 |
539,000 |
2.19% |
|
|
| 12 |
AQR ARBITRAGE LLC |
40,076 |
456,000 |
1.85% |
|
|
| 13 |
Advisors Asset Management, Inc. |
30,124 |
343,000 |
1.39% |
|
|
| 14 |
UBS Group AG |
29,667 |
337,000 |
1.37% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
26,497 |
301,000 |
1.22% |
|
|
| 16 |
WELLS FARGO & COMPANY/MN |
24,958 |
284,000 |
1.15% |
|
|
| 17 |
SG Americas Securities, LLC |
18,650 |
212,000 |
0.86% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
17,966 |
204,000 |
0.83% |
|
|
| 19 |
BANK OF AMERICA CORP /DE/ |
16,715 |
190,000 |
0.77% |
|
|
| 20 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
16,666 |
189,000 |
0.77% |
|
|
| 21 |
AMERICAN INTERNATIONAL GROUP, INC. |
15,200 |
172,000 |
0.70% |
|
|
| 22 |
PVG Asset Management |
14,649 |
166,559 |
0.68% |
|
|
| 23 |
Sigma Planning Corp |
14,559 |
166,000 |
0.67% |
|
|
| 24 |
Cambridge Investment Research Advisors, Inc. |
13,840 |
157,000 |
0.64% |
|
|
| 25 |
Horizon Kinetics LLC |
13,181 |
150,000 |
0.61% |
|
|
| 26 |
IFC Holdings Incorporated/FL |
13,309 |
150,000 |
0.61% |
|
|
| 27 |
DESCHUTES PORTFOLIO STRATEGY, LLC |
10,600 |
121,000 |
0.49% |
|
|
| 28 |
ROYAL BANK OF CANADA |
7,771 |
88,000 |
0.36% |
|
|
| 29 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,343 |
15,000 |
0.06% |
|
|
| 30 |
Klingman & Associates, LLC |
1,125 |
13,000 |
0.05% |
|
|
| 31 |
CITIGROUP INC |
738 |
8,000 |
0.03% |
|
|
| 32 |
FIFTH THIRD BANCORP |
497 |
6,000 |
0.02% |
|
|
| 33 |
WHITTIER TRUST CO OF NEVADA INC |
309 |
4,000 |
0.02% |
|
|
| 34 |
Creative Planning |
99 |
1,000 |
0.00% |
|
|
| 35 |
ASSET DEDICATION, LLC |
50 |
1,000 |
0.00% |
|
|
| 36 |
IFP ADVISORS, INC |
124 |
1,000 |
0.00% |
|
|
| 37 |
Tower Research Capital LLC (TRC) |
26 |
0 |
0.00% |
|
|
