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Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
301 INVESCO MUN TR 437,306 5,825 0.10%
302 PUTNAM MUN OPPORTUNITIES TR 457,253 5,807 0.10%
303 NUVEEN MUN MKT OPPORTUNITY F 407,997 5,802 0.10%
304 MASTERCARD INCORPORATED 61,394 5,802 0.10%
305 WEC ENERGY GROUP INC 96,328 5,786 0.10%
306 EATON VANCE MUN BD FD 431,887 5,744 0.10%
307 TARGET CORP 69,578 5,725 0.10%
308 KELLOGG CO 74,783 5,725 0.10%
309 FASTENAL CO 116,187 5,693 0.09%
310 MORGAN STANLEY EMER MKTS DEB 644,015 5,654 0.09%
311 DELUXE CORP COM 90,384 5,648 0.09%
312 CBRE CLARION GLOBAL REAL EST 720,819 5,630 0.09%
313 CELGENE CORP 55,874 5,592 0.09%
314 KINDRED HEALTHCARE INC 451,927 5,581 0.09%
315 CLOROX CO DEL 44,230 5,576 0.09%
316 UNIVERSAL HLTH SVCS INC 44,375 5,534 0.09%
317 COOPER COS INC 35,890 5,526 0.09%
318 HONEYWELL INTL INC 49,296 5,524 0.09%
319 CROWN CASTLE INTL CORP NEW 63,509 5,494 0.09%
320 CONSOLIDATED EDISON INC 71,559 5,483 0.09%
321 HENRY SCHEIN INC 31,583 5,452 0.09%
322 PRICE T ROWE GROUP INC 74,077 5,442 0.09%
323 PAYPAL HLDGS INC 140,576 5,426 0.09%
324 TRAVELERS COMPANIES INC 46,274 5,401 0.09%
325 NEW YORK MORTGAGE TRUST INC COM 1,136,169 5,385 0.09%
326 Tortoise Egy Infrastruct 217,969 5,362 0.09%
327 ORBITAL ATK INC 61,632 5,358 0.09%
328 NEW YORK CMNTY BANCORP INC 334,590 5,320 0.09%
329 FISERV INC 51,558 5,289 0.09%
330 EATON VANCE RISK MNGD DIV EQ 556,395 5,275 0.09%
331 NUVEEN PREM INCOME MUN FD 361,925 5,273 0.09%
332 COMMUNICATIONS SALES&LEAS 235,674 5,244 0.09%
333 NUVEEN CORE EQUITY ALPHA FD 384,619 5,242 0.09%
334 METTLER-TOLEDO 15,171 5,230 0.09%
335 TICC CAPITAL CORP 1,086,693 5,216 0.09%
336 ENTERPRISE PRODS PARTNERS L 210,826 5,191 0.09%
337 MEDNAX INC 80,189 5,182 0.09%
338 INVESCO HIGH INCOME TR II 390,793 5,174 0.09%
339 LENNOX INTL INC 37,904 5,124 0.09%
340 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 695,435 5,091 0.08%
341 MACYS INC 115,043 5,072 0.08%
342 BLACKROCK MUNI INCOME INV QL 329,619 5,043 0.08%
343 KAYNE ANDERSON MLP INVT CO 301,915 5,003 0.08%
344 O REILLY AUTOMOTIVE INC NEW 18,188 4,977 0.08%
345 TJX COS INC NEW 63,212 4,953 0.08%
346 STERIS PLC SHS USD 69,558 4,942 0.08%
347 RLJ LODGING TR COM 215,714 4,936 0.08%
348 PNC FINL SVCS GROUP INC 58,161 4,919 0.08%
349 NUVEEN TX ADV TOTAL RET STRG 434,458 4,909 0.08%
350 PRUDENTIAL SHT DURATION HG YLD 318,712 4,908 0.08%
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