| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,297,171 | 19,977,000 | 14.12% | ||
| 2 | WELLS FARGO & COMPANY/MN | 863,075 | 13,291,000 | 9.39% | ||
| 3 | UBS Group AG | 751,031 | 11,566,000 | 8.17% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 732,360 | 11,278,000 | 7.97% | ||
| 5 | BESSEMER GROUP INC | 718,916 | 11,071,000 | 7.82% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 475,011 | 7,315,000 | 5.17% | ||
| 7 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 459,737 | 7,080,000 | 5.00% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 391,160 | 6,024,000 | 4.26% | ||
| 9 | Yorktown Management & Research Co Inc | 360,000 | 5,544,000 | 3.92% | ||
| 10 | EATON VANCE MANAGEMENT | 352,284 | 5,499,000 | 3.89% | ||
| 11 | Invesco Ltd. | 328,319 | 5,057,000 | 3.57% | ||
| 12 | Advisors Asset Management, Inc. | 318,712 | 4,908,000 | 3.47% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 238,820 | 3,678,000 | 2.60% | ||
| 14 | EnTrustPermal Management LLC | 227,400 | 3,502,000 | 2.47% | ||
| 15 | Capital Investment Advisors, LLC | 224,784 | 3,462,000 | 2.45% | ||
| 16 | LPL Financial LLC | 183,102 | 2,812,000 | 1.99% | ||
| 17 | Trust Asset Management LLC | 174,735 | 2,691,000 | 1.90% | ||
| 18 | GFS Advisors, LLC | 30,800 | 2,000,000 | 1.41% | ||
| 19 | USCA RIA LLC | 30,800 | 2,000,000 | 1.41% | ||
| 20 | COWEN INC. | 91,000 | 1,401,000 | 0.99% | ||
| 21 | BAIRD FINANCIAL GROUP, INC. | 85,864 | 1,322,000 | 0.93% | ||
| 22 | DEUTSCHE BANK AG\ | 63,421 | 976,000 | 0.69% | ||
| 23 | BANK OF MONTREAL /CAN/ | 59,932 | 923,000 | 0.65% | ||
| 24 | HUNTINGTON NATIONAL BANK | 54,010 | 879,000 | 0.62% | PRN | |
| 25 | CREDIT SUISSE AG/ | 53,734 | 828,000 | 0.59% | ||
| 26 | Hilton Capital Management, LLC | 50,000 | 770,000 | 0.54% | PRN | |
| 27 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 49,897 | 768,000 | 0.54% | ||
| 28 | SII INVESTMENTS INC/WI | 49,520 | 759,000 | 0.54% | ||
| 29 | STATE OF WISCONSIN INVESTMENT BOARD | 41,200 | 634,000 | 0.45% | ||
| 30 | AQR ARBITRAGE LLC | 28,517 | 439,000 | 0.31% | ||
| 31 | ROYAL BANK OF CANADA | 22,363 | 344,000 | 0.24% | ||
| 32 | Vident Investment Advisory, LLC | 4,963,174 | 322,000 | 0.23% | ||
| 33 | Commonwealth Equity Services, Inc | 20,277 | 312,000 | 0.22% | ||
| 34 | Camelot Portfolios, LLC | 20,000 | 308,000 | 0.22% | ||
| 35 | DRW Securities, LLC | 15,500 | 239,000 | 0.17% | ||
| 36 | Arete Wealth Advisors, LLC | 13,949 | 215,000 | 0.15% | ||
| 37 | Investors Capital Advisory Services | 13,450 | 207,000 | 0.15% | ||
| 38 | OPPENHEIMER & CO INC | 12,750 | 196,000 | 0.14% | ||
| 39 | BB&T SECURITIES, LLC | 12,396 | 190,000 | 0.13% | ||
| 40 | Private Advisor Group, LLC | 10,631 | 164,000 | 0.12% | ||
| 41 | IFP ADVISORS, INC | 9,150 | 141,000 | 0.10% | ||
| 42 | Sunbelt Securities, Inc. | 8,337 | 128,392 | 0.09% | ||
| 43 | MSI Financial Services Inc | 6,578 | 101,000 | 0.07% | ||
| 44 | ENVESTNET ASSET MANAGEMENT INC | 3,615 | 56,000 | 0.04% | ||
| 45 | ROBLE, BELKO & COMPANY, INC | 3,413 | 53,000 | 0.04% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 1,891 | 29,000 | 0.02% | ||
| 47 | PNC FINANCIAL SERVICES GROUP, INC. | 1,500 | 23,000 | 0.02% | ||
| 48 | Brick & Kyle, Associates | 1,160 | 18,000 | 0.01% | ||
| 49 | CAPITAL GUARDIAN TRUST CO | 1,028 | 16,000 | 0.01% | ||
| 50 | PENSERRA CAPITAL MANAGEMENT LLC | 357 | 5,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
