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NUVEEN TX ADV TOTAL RET STRG
NUVEEN TX ADV TOTAL RET STRG. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 36 Institutional holders with a total value of $32,120,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 639,134 7,222,000 22.48%
2 Advisors Asset Management, Inc. 434,458 4,909,000 15.28%
3 Shaker Financial Services, LLC 427,325 4,829,000 15.03%
4 MORGAN STANLEY 262,157 2,963,000 9.22%
5 COHEN & STEERS, INC. 218,821 2,473,000 7.70%
6 WOLVERINE ASSET MANAGEMENT LLC 186,199 2,104,000 6.55%
7 USCA RIA LLC 11,300 1,000,000 3.11%
8 GFS Advisors, LLC 11,300 1,000,000 3.11%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 51,522 582,000 1.81%
10 PARAMETRIC PORTFOLIO ASSOCIATES LLC 51,452 581,000 1.81%
11 DOLIVER ADVISORS, LP 49,090 555,000 1.73%
12 Invesco Ltd. 48,980 553,000 1.72%
13 BAIRD FINANCIAL GROUP, INC. 42,049 475,000 1.48%
14 Cambridge Investment Research Advisors, Inc. 34,466 389,000 1.21%
15 GUGGENHEIM CAPITAL LLC 29,615 334,000 1.04%
16 STIFEL FINANCIAL CORP 23,821 269,000 0.84%
17 OPPENHEIMER & CO INC 22,259 251,000 0.78%
18 BANK OF AMERICA CORP /DE/ 19,194 217,000 0.68%
19 GUPTA WEALTH MANAGEMENT LLC 18,830 213,000 0.66%
20 WELLS FARGO & COMPANY/MN 15,092 170,000 0.53%
21 IFP ADVISORS, INC 14,806 167,000 0.52%
22 Commonwealth Equity Services, Inc 14,078 159,000 0.50%
23 LPL Financial LLC 14,103 155,000 0.48%
24 SEIZERT CAPITAL PARTNERS, LLC 12,200 138,000 0.43%
25 BOOTHBAY FUND MANAGEMENT, LLC 12,074 136,000 0.42%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 5,302 60,000 0.19%
27 WESTPORT RESOURCES MANAGEMENT INC 4,724 53,000 0.17%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,145 47,000 0.15%
29 DEUTSCHE BANK AG\ 2,500 28,000 0.09%
30 Creative Planning 1,866 21,000 0.07%
31 NEXT Financial Group, Inc 1,800 20,000 0.06%
32 D.A. DAVIDSON & CO. 1,750 19,000 0.06%
33 North Star Investment Management Corp. 1,053 12,000 0.04%
34 SECURITY NATIONAL TRUST CO 500 6,000 0.02%
35 CITIGROUP INC 542 6,000 0.02%
36 ROYAL BANK OF CANADA 395 4,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.