Dark
Light
System
Institutional Investment Manager
Advisors Asset Management, Inc.
Advisors Asset Management, Inc. (CIK: 0001297376) incorporated in Delaware, located at 18925 Base Camp Road, Monument, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001013228-16-004222) filed in 2016.05.16
#
Name
Shares
Value ($)
%
Options
Notes
351 CUSHING RENAISSANCE FD 349,954 4,903 0.08%
352 DARDEN RESTAURANTS INC 73,207 4,854 0.08%
353 Fidus Investment Corp 312,959 4,854 0.08%
354 APOLLO SR FLOATING RATE FD INC COM 318,158 4,836 0.08%
355 MARATHON PETE CORP 130,004 4,834 0.08%
356 LIBERTY ALL STAR GROWTH FD I 1,188,300 4,813 0.08%
357 NEUBERGER BERMAN MLP INCOME FD 689,747 4,801 0.08%
358 NUCOR CORP 101,338 4,793 0.08%
359 NEXPOINT RESIDENTIAL TR INC 365,768 4,788 0.08%
360 BARD C R INC 23,439 4,750 0.08%
361 ENVIRI CORP COM 865,803 4,719 0.08%
362 NUVEEN REAL ASSET INC & GROW 305,539 4,696 0.08%
363 ABB LTD 240,714 4,675 0.08%
364 JAZZ PHARMACEUTICALS PLC 35,795 4,673 0.08%
365 PACKAGING CORP AMER 77,141 4,659 0.08%
366 FREEPORT-MCMORAN INC 450,289 4,656 0.08%
367 NORTHROP GRUMMAN CORP 23,485 4,648 0.08%
368 JOHNSON CTLS INTL PLC 119,170 4,644 0.08%
369 PUBLIC STORAGE 16,679 4,601 0.08%
370 VIRTUS GLOBAL MULTI-SEC INC 323,105 4,578 0.08%
371 PAREXEL INTERNATIONAL CORPORATION 72,814 4,568 0.08%
372 NUVEEN CR STRATEGIES INCOME FD COM SHS 563,203 4,455 0.07%
373 LIFE STORAGE 37,701 4,447 0.07%
374 BLACKROCK CORPOR HI YLD FD I 446,065 4,447 0.07%
375 INTERCONTINENTAL EXCHANGE IN 18,875 4,438 0.07%
376 MCCORMICK & CO INC 44,604 4,437 0.07%
377 ROCKWELL COLLINS INC 48,063 4,432 0.07%
378 NATIONAL OILWELL VARCO INC 142,462 4,431 0.07%
379 KNOT OFFSHORE PARTNERS LP 269,957 4,427 0.07%
380 EVERSOURCE ENERGY 75,873 4,426 0.07%
381 NEUBERGER BERMAN RE ES SEC FD 862,608 4,391 0.07%
382 ASTRAZENECA PLC 154,581 4,353 0.07%
383 NXP SEMICONDUCTORS N V 53,561 4,342 0.07%
384 PEARSON PLC 344,175 4,316 0.07%
385 FOOT LOCKER INC 66,900 4,315 0.07%
386 DENBURY RESOURCES INC 1,940,096 4,307 0.07%
387 PUTNAM MANAGED MUN INCOME TR 561,895 4,298 0.07%
388 NUVEEN QUALITY INCOME MUNI FUND 291,288 4,288 0.07%
389 EATON VANCE MUN INCOME 2028 216,884 4,283 0.07%
390 FMC TECHNOLOGIES INC 156,467 4,281 0.07%
391 NUSTAR ENERGY LP 105,950 4,280 0.07%
392 BLACKROCK LONG-TERM MUNI ADV 359,592 4,279 0.07%
393 ANTHEM INC 30,643 4,259 0.07%
394 LMP CAP & INCOME FD INC 343,226 4,246 0.07%
395 SHERWIN WILLIAMS CO 14,896 4,240 0.07%
396 BLACKROCK MUNIHLDNGS CALI QL 268,272 4,228 0.07%
397 MEDLEY CAP CORPORATION 639,140 4,218 0.07%
398 MOODYS CORP 43,586 4,209 0.07%
399 HARRIS CORP 54,035 4,207 0.07%
400 PERKINELMER INC 84,755 4,192 0.07%
Page 8 of 36