| 1 |
UBS Group AG |
528,711 |
7,492,000 |
15.27% |
|
|
| 2 |
MORGAN STANLEY |
423,375 |
5,999,000 |
12.23% |
|
|
| 3 |
SIT INVESTMENT ASSOCIATES INC |
370,039 |
5,243,000 |
10.69% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
336,675 |
4,771,000 |
9.73% |
|
|
| 5 |
Advisors Asset Management, Inc. |
323,105 |
4,578,000 |
9.33% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
318,042 |
4,507,000 |
9.19% |
|
|
| 7 |
Shaker Financial Services, LLC |
315,661 |
4,473,000 |
9.12% |
|
|
| 8 |
Laurion Capital Management LP |
234,054 |
3,317,000 |
6.76% |
|
|
| 9 |
Saba Capital Management, L.P. |
157,441 |
2,231,000 |
4.55% |
|
|
| 10 |
Invesco Ltd. |
117,081 |
1,659,000 |
3.38% |
|
|
| 11 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
65,033 |
922,000 |
1.88% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
53,361 |
756,000 |
1.54% |
|
|
| 13 |
RAYMOND JAMES & ASSOCIATES |
42,437 |
601,000 |
1.23% |
|
|
| 14 |
BANK OF AMERICA CORP /DE/ |
28,742 |
407,000 |
0.83% |
|
|
| 15 |
CITIGROUP INC |
24,075 |
341,000 |
0.70% |
|
|
| 16 |
DOLIVER ADVISORS, LP |
19,676 |
279,000 |
0.57% |
|
|
| 17 |
Raymond James Financial Services Advisors, Inc. |
15,131 |
214,000 |
0.44% |
|
|
| 18 |
ROBINSON CAPITAL MANAGEMENT, LLC |
15,000 |
213,000 |
0.43% |
|
|
| 19 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
12,943 |
183,000 |
0.37% |
|
|
| 20 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
11,303 |
160,000 |
0.33% |
|
|
| 21 |
STIFEL FINANCIAL CORP |
10,827 |
153,000 |
0.31% |
|
|
| 22 |
SG Americas Securities, LLC |
10,567 |
150,000 |
0.31% |
|
|
| 23 |
ROYAL BANK OF CANADA |
7,183 |
102,000 |
0.21% |
|
|
| 24 |
CYPRESS WEALTH ADVISORS LLC |
10,262 |
99,000 |
0.20% |
|
|
| 25 |
U S GLOBAL INVESTORS INC |
4,372 |
62,000 |
0.13% |
|
|
| 26 |
ENVESTNET ASSET MANAGEMENT INC |
3,776 |
54,000 |
0.11% |
|
|
| 27 |
FineMark National Bank & Trust |
2,500 |
35,000 |
0.07% |
|
|
| 28 |
Brick & Kyle, Associates |
1,179 |
17,000 |
0.03% |
|
|
| 29 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,100 |
16,000 |
0.03% |
|
|
| 30 |
PNC FINANCIAL SERVICES GROUP, INC. |
676 |
10,000 |
0.02% |
|
|
| 31 |
IFP ADVISORS, INC |
441 |
6,000 |
0.01% |
|
|
| 32 |
MSI Financial Services Inc |
155 |
2,000 |
0.00% |
|
|
