| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 4,274,815 | 33,814,000 | 9.38% | ||
| 2 | JPMORGAN CHASE & CO | 3,311,242 | 26,192,000 | 7.27% | ||
| 3 | MORGAN STANLEY | 2,692,015 | 21,294,000 | 5.91% | ||
| 4 | PRIVATE MANAGEMENT GROUP INC | 2,293,765 | 18,144,000 | 5.03% | ||
| 5 | Invesco Ltd. | 2,203,477 | 17,430,000 | 4.84% | ||
| 6 | RESTRUCTURING CAPITAL ASSOCIATES LP | 2,102,768 | 16,633,000 | 4.61% | ||
| 7 | COHEN & STEERS, INC. | 1,945,599 | 15,390,000 | 4.27% | ||
| 8 | MARINER INVESTMENT GROUP LLC | 1,861,336 | 14,723,000 | 4.08% | ||
| 9 | Tortoise Investment Management, LLC | 1,768,551 | 13,989,000 | 3.88% | ||
| 10 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,600,209 | 12,658,000 | 3.51% | ||
| 11 | 1832 Asset Management L.P. | 944,925 | 12,424,000 | 3.45% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1,297,563 | 10,264,000 | 2.85% | ||
| 13 | NEWGATE CAPITAL MANAGEMENT LLC | 1,295,189 | 10,177,000 | 2.82% | ||
| 14 | CITIGROUP INC | 1,238,804 | 9,799,000 | 2.72% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 1,237,247 | 9,789,000 | 2.72% | ||
| 16 | UBS Group AG | 1,182,153 | 9,351,000 | 2.59% | ||
| 17 | EATON VANCE MANAGEMENT | 952,498 | 7,439,000 | 2.06% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 898,473 | 7,107,000 | 1.97% | ||
| 19 | ROYAL BANK OF CANADA | 881,380 | 6,972,000 | 1.93% | ||
| 20 | WESCAP MANAGEMENT GROUP, INC. | 700,954 | 5,545,000 | 1.54% | ||
| 21 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 640,557 | 5,067,000 | 1.41% | ||
| 22 | ENVESTNET ASSET MANAGEMENT INC | 629,585 | 4,980,000 | 1.38% | ||
| 23 | Archford Capital Strategies, LLC | 37 | 4,668,000 | 1.30% | ||
| 24 | Raymond James Financial Services Advisors, Inc. | 589,154 | 4,660,000 | 1.29% | ||
| 25 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 581,863 | 4,603,000 | 1.28% | ||
| 26 | Advisors Asset Management, Inc. | 563,203 | 4,455,000 | 1.24% | ||
| 27 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 551,509 | 4,360,000 | 1.21% | ||
| 28 | Yorktown Management & Research Co Inc | 520,000 | 4,113,000 | 1.14% | ||
| 29 | LPL Financial LLC | 357,315 | 2,773,000 | 0.77% | ||
| 30 | AQR ARBITRAGE LLC | 340,363 | 2,692,000 | 0.75% | ||
| 31 | JANUS HENDERSON GROUP PLC | 331,200 | 2,620,000 | 0.73% | ||
| 32 | Thomas J. Herzfeld Advisors, Inc. | 290,784 | 2,300,000 | 0.64% | ||
| 33 | CREDIT SUISSE AG/ | 262,732 | 2,078,000 | 0.58% | ||
| 34 | ZAZOVE ASSOCIATES LLC | 248,024 | 1,962,000 | 0.54% | ||
| 35 | STIFEL FINANCIAL CORP | 245,934 | 1,945,000 | 0.54% | ||
| 36 | Roumell Asset Management, LLC | 241,390 | 1,909,000 | 0.53% | ||
| 37 | Saba Capital Management, L.P. | 219,910 | 1,739,000 | 0.48% | ||
| 38 | DUBUQUE BANK & TRUST CO | 216,017 | 1,709,000 | 0.47% | ||
| 39 | BANK OF AMERICA CORP /DE/ | 206,898 | 1,636,000 | 0.45% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 206,394 | 1,633,000 | 0.45% | ||
| 41 | FIRST TRUST ADVISORS LP | 177,119 | 1,401,000 | 0.39% | ||
| 42 | FIRST NATIONAL BANK & TRUST CO OF NEWTOWN | 164,653 | 1,303,000 | 0.36% | ||
| 43 | NWAM LLC | 110,505 | 874,000 | 0.24% | ||
| 44 | RELATIVE VALUE PARTNERS GROUP, LLC | 103,366 | 810,000 | 0.22% | ||
| 45 | AMERIPRISE FINANCIAL INC | 94,819 | 750,000 | 0.21% | ||
| 46 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 92,233 | 730,000 | 0.20% | ||
| 47 | FORT WARREN CAPITAL MANAGEMENT, LP | 91,076 | 720,000 | 0.20% | ||
| 48 | Kohlberg Kravis Roberts & Co. L.P. | 84,784 | 671,000 | 0.19% | ||
| 49 | DRW Securities, LLC | 83,300 | 659,000 | 0.18% | ||
| 50 | Mariner, LLC | 73,687 | 583,000 | 0.16% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
