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Institutional Investment Manager
SG Americas Securities, LLC
SG Americas Securities, LLC (CIK: 0001313360) incorporated in Delaware, located at 245 Park Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001313360-16-000015) filed in 2016.11.08
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES INC 779,308 27,977 0.29%
52 GILEAD SCIENCES INC 352,922 27,923 0.29%
53 ISHARES SILVER TR 1,497,556 27,256 0.29%
54 WISDOMTREE TR 503,688 27,068 0.28%
55 Alcoa 2,631,697 26,685 0.28%
56 ISHARES 8,391,500 26,410 0.28% Call
57 TRAVELERS COMPANIES INC 229,216 26,257 0.28%
58 PULTE GROUP INC 1,303,669 26,126 0.27%
59 ISHARES 1,010,372 25,956 0.27%
60 ISHARES TR 657,143 25,878 0.27%
61 FLOWSERVE CORP 534,459 25,782 0.27%
62 FORD MTR CO DEL 2,110,340 25,472 0.27%
63 INTERNATIONAL BUSINESS MACHS 155,059 24,631 0.26%
64 ALLERGAN PLC 29,459 24,200 0.25%
65 ISHARES 7,738,100 24,184 0.25% Put
66 DU PONT E I DE NEMOURS & CO 360,995 24,176 0.25%
67 ISHARES 1,095,892 24,121 0.25%
68 PIEDMONT NAT GAS INC 398,336 23,916 0.25%
69 Fiat Chrysler Automobiles N V Man Cov Sec 16 372,200 23,843 0.25%
70 CVS HEALTH CORP 267,341 23,791 0.25%
71 ISHARES TR 3,323,700 23,673 0.25% Call
72 MOLSON COORS BREWING CO 212,920 23,379 0.25%
73 ALIBABA GROUP HLDG LTD 1,307,900 23,354 0.24% Call
74 J2 GLOBAL INC SR CV NT 3.25 29 200,000 23,238 0.24% PRN
75 LUMEN TECHNOLOGIES INC 844,397 23,162 0.24%
76 DEPHEID 434,592 22,899 0.24%
77 SPDR SER TR 342,269 22,689 0.24%
78 BOEING CO 171,215 22,556 0.24%
79 WELLS FARGO & CO NEW 508,825 22,531 0.24%
80 LIBERTY MEDIA HOLDING CP INTER A 1,119,477 22,401 0.23%
81 SPDR S&P 500 ETF TR PUT 19,265,500 22,335 0.23% Put
82 ISHARES TR 594,401 22,260 0.23%
83 VIRGIN AMERICA ORD 414,672 22,189 0.23%
84 ISHARES TR 259,852 22,098 0.23%
85 AQUA AMERICA INC 724,481 22,082 0.23%
86 YAHOO INC 508,477 21,915 0.23%
87 SELECT SECTOR SPDR TR 458,143 21,890 0.23%
88 ProShares Ultra VIX S T Futures 1,309,490 21,803 0.23%
89 BARRICK GOLD CORP 1,229,088 21,779 0.23%
90 WHITEWAVE FOODS CO 394,872 21,493 0.23%
91 INCONTACT INC 1,527,372 21,353 0.22%
92 ALPHABET INC 26,513 21,318 0.22%
93 WESCO INTL INC 342,893 21,084 0.22%
94 Ishares - Japan 1,680,677 21,076 0.22%
95 CISCO SYS INC 662,697 21,021 0.22%
96 APPLE INC 184,093 20,812 0.22%
97 REYNOLDS AMERICAN INC 1,650,000 20,505 0.22% Put
98 ISHARES 406,205 19,693 0.21%
99 ISHARES TR 512,716 19,488 0.20%
100 ISHARES TR 133,814 19,435 0.20%
Page 2 of 67
Restatement filing (0001313360-17-000001) filed in 2017.02.08
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES MSCI MALAYSI ETF 325,472 2,640 0.03%
2 ISHARES MSCI SINGAP ETF 1,060,545 11,518 0.12%
3 ISHARES TR MSCI UTD KNGDM 182,078 2,884 0.03%
4 MTGE INVT CORP 7,618 131 0.00%
5 2U, Inc. 5,952 228 0.00%
6 3-D SYS CORP DEL 65,000 1 0.00% Call
7 3-D SYS CORP DEL 130,094 2,335 0.02%
8 3M CO 403,300 667 0.01% Put
9 3M CO 192,732 33,965 0.36%
10 3M CO 194,800 4,662 0.05% Call
11 58 COM INC 31,570 1,505 0.02%
12 8X8 INC NEW COM 13,810 213 0.00%
13 A O SMITH 298,486 29,487 0.31%
14 A10 NETWORKS INC 11,726 125 0.00%
15 AAON INC 6,708 193 0.00%
16 AAR CORP COM 5,692 178 0.00%
17 ABB LTD 45,651 1,028 0.01%
18 ABBOTT LABS 538,600 2,605 0.03% Call
19 ABBOTT LABS 2,834,850 119,886 1.26%
20 ABBOTT LABS 170,000 103 0.00% Put
21 ABBVIE INC 225,900 377 0.00% Put
22 ABBVIE INC 102,600 93 0.00% Call
23 ABBVIE INC 70,689 4,458 0.05%
24 ABERCROMBIE 153,100 686 0.01% Put
25 ABERCROMBIE & FITCH CO 50,700 23 0.00% Call
26 ABERCROMBIE & FITCH CO 547,980 8,707 0.09%
27 ABIOMED INC 2,458 316 0.00%
28 ABM INDS INC 26,267 1,043 0.01%
29 ACACIA COMMUNICATIONS INC 1,853 191 0.00%
30 ACADEMY FDS TR 6,100 144 0.00%
31 ACADIA PHARMACEUTICALS INC COM 13,077 416 0.00%
32 ACADIA RLTY TR COM SH BEN INT 18,785 681 0.01%
33 ACCELERATE DIAGNOSTICS INC 4,452 121 0.00%
34 ACCELERON PHARMA INC 8,849 320 0.00%
35 ACCENTURE PLC IRELAND 25,366 3,099 0.03%
36 ACCO BRANDS CORPORATION COM 14,742 142 0.00%
37 ACCURAY INCORPORATED COM 89,245 568 0.01%
38 ACI WORLDWIDE INC 19,613 380 0.00%
39 ACORDA THERAPEUTICS INC 9,381 196 0.00%
40 ACTIVISION BLIZZARD INC 11,425 506 0.01%
41 ACTIVISION BLIZZARD INC 85,000 153 0.00% Put
42 ACTIVISION BLIZZARD INC 85,000 1,006 0.01% Call
43 ACTUA CORP 8,096 105 0.00%
44 ACTUANT CORP 14,702 342 0.00%
45 ACUITY BRANDS INC 32,361 8,563 0.09%
46 ADAMS RES & ENERGY INC 3,287 129 0.00%
47 ADOBE INC 13,054 1,417 0.01%
48 ADOBE SYS INC 100,700 515 0.01% Call
49 ADOBE SYS INC 194,100 103 0.00% Put
50 ADTRAN INC COM 7,636 146 0.00%
Page 1 of 67